SMIG vs. FXR ETF Comparison

Comparison of AAM Bahl & Gaynor Small/Mid Cap Income Growth ETF (SMIG) to First Trust Industrials AlphaDEX (FXR)

SMIG

AAM Bahl & Gaynor Small/Mid Cap Income Growth ETF

SMIG Description

ETF Series Solutions - AAM Bahl & Gaynor Small/Mid Cap Income Growth ETF is an exchange traded fund launched by ETF Series Solutions. The fund is co-managed by Advisors Asset Management, Inc. and Bahl & Gaynor, Inc. It invests in public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of companies across diversified market capitalization, within the market capitalization range of the Russell 2500 Index. The fund invests in dividend paying stocks of companies. It employs fundamental analysis with bottom-up stock picking approach to create its portfolio. ETF Series Solutions - AAM Bahl & Gaynor Small/Mid Cap Income Growth ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$26.21

Average Daily Volume

54,461

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXR

First Trust Industrials AlphaDEX

FXR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Industrials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the industrials and producer durables sectors that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$67.01

Average Daily Volume

64,020

Number of Holdings ^*

130

* may have additional holdings in another (foreign) market

Performance

Period	SMIG	FXR
30 Days	-0.81%	-3.10%
60 Days	-1.24%	-4.85%
90 Days	-0.83%	-6.83%
12 Months	13.04%	14.86%

7 Overlapping Holdings

Symbol	Grade	Weight in SMIG	Weight in FXR	Overlap
BAH	C	5.42%	1.45%	1.45%
HUBB	C	4.35%	0.94%	0.94%
PKG	C	3.62%	0.8%	0.8%
RPM	D	1.82%	0.48%	0.48%
SNA	F	3.54%	0.93%	0.93%
SON	F	0.77%	1.23%	0.77%
WSO	B	4.07%	0.28%	0.28%

SMIG Overweight 36 Positions Relative to FXR

Symbol	Grade	Weight
BR	B	4.33%
VCTR	D	4.21%
TRGP	A	3.95%
EVR	A	3.34%
DOX	D	3.34%
HIG	C	3.3%
DGX	C	3.14%
NI	B	3.13%
NTAP	A	3.12%
AVY	D	3.05%
IPAR	F	2.7%
AFG	D	2.48%
ADC	B	2.39%
PRGO	F	2.37%
LANC	B	2.26%
AVT	D	2.13%
TXRH	B	2.01%
TRNO	B	1.99%
PAGP	B	1.98%
HOMB	D	1.96%
ATO	D	1.87%
LNT	B	1.87%
NXST	B	1.55%
AVNT	D	1.5%
CBOE	D	1.48%
CAG	D	1.44%
ELS	C	1.15%
PAG	D	1.1%
FFBC	D	1.09%
CSGS	F	1.06%
CMS	D	1.04%
MTH	D	0.89%
NSP	F	0.88%
HBAN	D	0.62%
TSCO	D	0.54%
USPH	F	0.49%

SMIG Underweight 123 Positions Relative to FXR

Symbol	Grade	Weight
TT	B	-1.53%
SNDR	B	-1.45%
EME	D	-1.45%
OC	D	-1.42%
SYF	B	-1.41%
PWR	D	-1.41%
R	B	-1.4%
AXP	C	-1.38%
MDU	C	-1.36%
BERY	D	-1.34%
KEX	B	-1.33%
G	D	-1.33%
AL	C	-1.28%
WCC	D	-1.27%
BWXT	B	-1.27%
ALSN	D	-1.26%
SPR	B	-1.25%
GPK	D	-1.24%
CAT	D	-1.23%
TTEK	D	-1.23%
URI	D	-1.19%
BLD	D	-1.19%
OSK	D	-1.16%
AGCO	F	-1.13%
LFUS	C	-1.12%
XYL	D	-1.12%
TDG	D	-1.11%
EXP	D	-1.09%
FDX	B	-1.08%
CNH	F	-1.08%
AXON	C	-1.01%
FICO	A	-0.98%
DE	F	-0.97%
AWI	D	-0.96%
VMC	D	-0.96%
ADTN	D	-0.94%
KNX	C	-0.94%
GWW	C	-0.94%
GTES	D	-0.94%
SLGN	D	-0.93%
HII	D	-0.9%
PCAR	D	-0.89%
VNT	D	-0.89%
JCI	D	-0.85%
MSM	F	-0.85%
CTAS	A	-0.85%
SAIA	C	-0.83%
NVT	D	-0.83%
EEFT	D	-0.8%
MSA	C	-0.8%
CACC	B	-0.8%
SQ	C	-0.79%
LECO	F	-0.78%
BC	F	-0.78%
WMS	D	-0.77%
GXO	F	-0.76%
UPS	D	-0.75%
TXT	D	-0.74%
TDY	D	-0.74%
COF	D	-0.74%
AYI	D	-0.74%
CSX	D	-0.73%
PYPL	D	-0.72%
SHW	D	-0.71%
WU	D	-0.71%
BLDR	F	-0.7%
RHI	F	-0.66%
JBHT	F	-0.65%
MIDD	F	-0.64%
WEX	D	-0.61%
TREX	F	-0.61%
WAB	D	-0.58%
GPN	D	-0.58%
CW	C	-0.56%
AMCR	D	-0.55%
GD	D	-0.55%
EXPD	B	-0.55%
FCN	D	-0.55%
DD	C	-0.55%
LHX	B	-0.55%
ATR	D	-0.53%
DOV	D	-0.53%
AXTA	D	-0.52%
LPX	D	-0.52%
DCI	D	-0.51%
JKHY	C	-0.51%
CCK	F	-0.51%
OTIS	B	-0.51%
ITT	D	-0.5%
LSTR	D	-0.5%
AOS	D	-0.49%
MA	C	-0.49%
J	D	-0.48%
PNR	D	-0.47%
EFX	B	-0.47%
ALLE	D	-0.46%
KEYS	D	-0.46%
CPAY	D	-0.46%
VMI	C	-0.32%
HEI	B	-0.31%
WWD	D	-0.3%
GNRC	C	-0.29%
FOUR	B	-0.29%
HON	B	-0.28%
CSL	C	-0.28%
RTX	D	-0.27%
SEE	F	-0.25%
EMR	C	-0.25%
V	C	-0.25%
MAN	D	-0.24%
PH	D	-0.24%
UNP	D	-0.24%
AME	D	-0.24%
FTV	D	-0.23%
PPG	D	-0.23%
MLM	D	-0.23%
WSC	F	-0.22%
IEX	D	-0.22%
NSC	D	-0.22%
NDSN	D	-0.22%
MAS	D	-0.22%
GGG	D	-0.22%
ODFL	C	-0.21%