SMCP vs. KBE ETF Comparison

Comparison of AlphaMark Actively Managed Small Cap ETF (SMCP) to SPDR S&P Bank ETF (KBE)

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$34.66

Average Daily Volume

2,212

Number of Holdings ^*

* may have additional holdings in another (foreign) market

KBE

SPDR S&P Bank ETF

KBE Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index that tracks the performance of publicly traded national money centers and leading regional banks. In seeking to track the performance of the S&P Banks Select Industry Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index represents the banks industry group of the S&P Total Market Index ("S&P TMI"). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$60.28

Average Daily Volume

1,814,987

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SMCP	KBE
30 Days	6.32%	10.56%
60 Days	5.82%	12.89%
90 Days	6.73%	13.40%
12 Months	35.27%	57.32%

17 Overlapping Holdings

Symbol	Grade	Weight in SMCP	Weight in KBE	Overlap
AX	B	1.13%	1.32%	1.13%
CADE	B	1.15%	1.22%	1.15%
CATY	B	1.12%	0.97%	0.97%
COOP	B	1.0%	1.06%	1.0%
CVBF	A	1.2%	1.02%	1.02%
ESNT	F	0.84%	0.89%	0.84%
FBP	C	0.94%	1.06%	0.94%
FFBC	B	1.06%	0.61%	0.61%
FULT	A	1.07%	1.18%	1.07%
HWC	B	1.09%	1.2%	1.09%
JXN	C	1.08%	1.31%	1.08%
NMIH	C	0.89%	0.93%	0.89%
RDN	D	0.91%	0.98%	0.91%
TCBI	C	1.32%	1.26%	1.26%
UMBF	B	1.15%	1.19%	1.15%
WD	D	0.95%	1.01%	0.95%
WSFS	B	1.03%	0.81%	0.81%

SMCP Overweight 79 Positions Relative to KBE

Symbol	Grade	Weight
LUMN	C	1.63%
STRL	A	1.51%
CORT	B	1.41%
RIOT	C	1.36%
SFM	A	1.29%
HQY	A	1.21%
MARA	B	1.21%
TGNA	B	1.18%
SIG	B	1.18%
JBT	B	1.17%
HTLF	B	1.16%
IDCC	B	1.15%
CEIX	A	1.14%
CARG	B	1.14%
KNF	B	1.14%
ARCH	B	1.11%
MATX	C	1.11%
PBH	A	1.11%
MWA	B	1.1%
MGEE	B	1.1%
VCYT	B	1.09%
CRC	A	1.07%
QLYS	B	1.07%
APAM	B	1.07%
ACIW	B	1.06%
BTU	B	1.05%
WTS	B	1.04%
TMHC	C	1.03%
SMPL	B	1.02%
IOSP	C	1.02%
CVLT	B	1.01%
BMI	B	1.01%
APLE	B	1.0%
UFPI	C	1.0%
CPRX	C	0.99%
HNI	B	0.99%
KFY	B	0.99%
NPO	A	0.98%
MMSI	A	0.98%
BCC	B	0.97%
CPK	A	0.97%
WHD	B	0.96%
ALKS	C	0.96%
MHO	D	0.96%
CABO	B	0.95%
BUR	C	0.93%
TPH	D	0.92%
NHI	D	0.92%
ENSG	C	0.91%
FCPT	C	0.91%
ENS	F	0.9%
POWI	F	0.9%
YOU	D	0.9%
IPAR	B	0.9%
MTH	D	0.89%
ICFI	F	0.88%
KBH	D	0.87%
ASO	F	0.87%
BNL	D	0.87%
LANC	C	0.86%
ATKR	D	0.85%
HP	C	0.85%
LXP	D	0.85%
KRYS	C	0.84%
HALO	F	0.84%
AMR	C	0.82%
PTEN	C	0.81%
SPSC	D	0.81%
FORM	D	0.79%
IIPR	D	0.79%
NEOG	F	0.78%
DIOD	D	0.76%
AEO	F	0.76%
LBRT	D	0.73%
LNTH	D	0.73%
STNE	F	0.67%
STNG	F	0.65%
ACLS	F	0.62%
PAGS	F	0.55%

SMCP Underweight 76 Positions Relative to KBE

Symbol	Grade	Weight
APO	B	-1.42%
WFC	A	-1.37%
EWBC	A	-1.34%
WBS	A	-1.34%
PNFP	B	-1.32%
SNV	C	-1.3%
ASB	B	-1.29%
ZION	B	-1.28%
COLB	B	-1.28%
GBCI	B	-1.28%
CFR	B	-1.28%
WTFC	A	-1.27%
MTB	A	-1.26%
FHN	A	-1.25%
BOH	B	-1.22%
HBAN	A	-1.22%
NTRS	A	-1.21%
CMA	B	-1.21%
EQH	C	-1.2%
RF	A	-1.19%
KEY	B	-1.19%
ONB	C	-1.19%
C	A	-1.19%
BAC	A	-1.18%
FCNCA	A	-1.18%
VLY	B	-1.18%
PNC	B	-1.18%
FNB	A	-1.18%
JPM	A	-1.17%
BANC	B	-1.16%
CBSH	B	-1.16%
ABCB	B	-1.15%
FFIN	B	-1.15%
CFG	B	-1.15%
OZK	B	-1.15%
TBBK	B	-1.15%
HOMB	A	-1.15%
SSB	B	-1.14%
PB	B	-1.14%
UBSI	B	-1.14%
BK	A	-1.13%
WAL	B	-1.13%
USB	A	-1.13%
FITB	B	-1.12%
TFC	A	-1.11%
CRBG	B	-1.11%
BKU	A	-1.1%
VOYA	B	-1.1%
FIBK	B	-1.09%
AUB	B	-1.03%
EBC	B	-1.03%
PFS	B	-1.0%
BPOP	C	-0.99%
INDB	B	-0.99%
CBU	B	-0.99%
MTG	C	-0.98%
BOKF	B	-0.94%
SFBS	C	-0.91%
PFSI	C	-0.9%
IBOC	B	-0.89%
FHB	B	-0.89%
UCB	A	-0.88%
WAFD	B	-0.85%
RNST	B	-0.82%
TFIN	B	-0.81%
RKT	F	-0.79%
PPBI	C	-0.79%
IBTX	B	-0.78%
BANR	B	-0.75%
SBCF	B	-0.72%
SFNC	C	-0.64%
TRMK	C	-0.62%
HTH	C	-0.59%
FRME	B	-0.57%
LKFN	C	-0.46%
WSBC	B	-0.44%