SIMS vs. FXR ETF Comparison

Comparison of SPDR S&P Kensho Intelligent Structures ETF (SIMS) to First Trust Industrials AlphaDEX (FXR)

SIMS

SPDR S&P Kensho Intelligent Structures ETF

SIMS Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P Kensho Intelligent Infrastructure Index. Under normal market conditions, the fund generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index is comprised of U.S.-listed equity securities (including depositary receipts) of companies domiciled across developed and emerging markets worldwide which are included in the Intelligent Infrastructure sector as determined by a classification standard produced by the index provider. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$35.48

Average Daily Volume

1,714

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXR

First Trust Industrials AlphaDEX

FXR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Industrials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the industrials and producer durables sectors that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$75.41

Average Daily Volume

62,362

Number of Holdings ^*

135

* may have additional holdings in another (foreign) market

Performance

Period	SIMS	FXR
30 Days	7.02%	6.01%
60 Days	8.37%	11.75%
90 Days	5.92%	12.72%
12 Months	16.32%	34.89%

8 Overlapping Holdings

Symbol	Grade	Weight in SIMS	Weight in FXR	Overlap
ADTN	C	2.7%	0.86%	0.86%
AME	C	1.66%	0.22%	0.22%
AYI	A	1.76%	0.99%	0.99%
CNM	F	1.5%	0.59%	0.59%
HON	C	1.67%	0.21%	0.21%
JCI	C	2.95%	0.25%	0.25%
PNR	C	3.35%	0.82%	0.82%
TTEK	A	3.0%	1.27%	1.27%

SIMS Overweight 34 Positions Relative to FXR

Symbol	Grade	Weight
CARR	A	3.4%
MWA	A	3.26%
BMI	A	3.13%
VLTO	A	3.03%
GNRC	B	2.93%
WTTR	B	2.7%
REZI	D	2.66%
SLAB	D	2.65%
ITRI	C	2.62%
XYL	C	2.62%
ARLO	F	2.42%
ALRM	F	2.35%
PSN	A	2.26%
SHLS	F	2.21%
ROKU	C	2.2%
CHPT	F	2.06%
NRG	A	1.89%
BE	F	1.86%
BIDU	C	1.83%
ERII	C	1.81%
AY	C	1.68%
NVEE	F	1.68%
TEL	D	1.67%
ROP	D	1.66%
ON	F	1.62%
GNTX	D	1.5%
BP	F	1.45%
GTLS	D	1.42%
BLNK	F	1.35%
MVIS	D	1.29%
STM	F	1.1%
CWCO	F	1.07%
STEM	F	0.58%
REKR	F	0.55%

SIMS Underweight 127 Positions Relative to FXR

Symbol	Grade	Weight
BLDR	C	-1.53%
FIX	A	-1.45%
HWM	A	-1.42%
ALSN	A	-1.4%
G	A	-1.35%
TT	A	-1.31%
EME	B	-1.31%
PWR	A	-1.3%
HEI	C	-1.3%
AXP	A	-1.29%
SNDR	D	-1.29%
BC	C	-1.27%
GPK	D	-1.25%
GTES	C	-1.24%
SNA	C	-1.23%
CNH	C	-1.23%
MDU	C	-1.21%
SON	D	-1.19%
EXP	C	-1.16%
FICO	C	-1.15%
BAH	C	-1.15%
SYF	A	-1.15%
GPN	F	-1.12%
OC	C	-1.11%
AGCO	D	-1.1%
URI	C	-1.1%
SLGN	B	-1.09%
AAON	A	-1.09%
PCAR	D	-1.06%
AL	D	-1.06%
R	C	-1.04%
FOUR	A	-1.04%
BERY	C	-1.04%
GE	B	-1.03%
OSK	F	-1.02%
LII	C	-1.02%
MIDD	D	-1.02%
TDY	A	-1.0%
DE	C	-0.98%
MSM	D	-0.97%
CSL	A	-0.97%
TDG	A	-0.97%
WCC	D	-0.96%
COF	A	-0.95%
DOV	C	-0.95%
KNX	D	-0.94%
HII	F	-0.94%
TXT	F	-0.9%
PYPL	A	-0.89%
SPR	D	-0.89%
MLM	F	-0.88%
AXON	A	-0.86%
LPX	C	-0.83%
FDX	F	-0.79%
PKG	B	-0.76%
ATI	C	-0.76%
CTAS	C	-0.76%
CAT	A	-0.75%
AWI	A	-0.74%
BWXT	A	-0.73%
SSD	B	-0.72%
AOS	C	-0.7%
JBHT	D	-0.69%
RHI	D	-0.68%
BLD	D	-0.67%
XPO	F	-0.67%
KEX	C	-0.66%
DOW	B	-0.66%
DCI	B	-0.66%
CSX	D	-0.65%
WU	D	-0.64%
VRSK	D	-0.63%
NVT	C	-0.59%
CXT	F	-0.58%
CCK	C	-0.57%
MKSI	F	-0.56%
PH	A	-0.56%
VNT	F	-0.56%
LMT	A	-0.55%
MAS	C	-0.55%
ALLE	A	-0.54%
FI	A	-0.53%
AMCR	C	-0.52%
ITT	C	-0.52%
CMI	A	-0.52%
BALL	C	-0.5%
ATR	A	-0.5%
ESAB	C	-0.5%
AZEK	D	-0.49%
GGG	C	-0.49%
JKHY	A	-0.47%
FCN	C	-0.47%
FTV	C	-0.47%
IEX	D	-0.47%
PPG	D	-0.47%
LECO	D	-0.46%
WSC	D	-0.46%
LFUS	C	-0.46%
GXO	D	-0.45%
EEFT	F	-0.43%
UPS	D	-0.43%
WMS	D	-0.43%
RRX	B	-0.27%
RTX	A	-0.26%
HAYW	C	-0.26%
CW	A	-0.26%
RPM	A	-0.25%
WAB	A	-0.25%
GWW	B	-0.25%
KEYS	B	-0.25%
HUBB	A	-0.25%
ACN	B	-0.25%
ITW	C	-0.24%
J	F	-0.24%
DD	C	-0.24%
NDSN	C	-0.24%
SEE	C	-0.23%
UNP	F	-0.23%
FLS	A	-0.23%
EXPD	D	-0.22%
LHX	A	-0.22%
GD	C	-0.22%
WWD	C	-0.21%
EMR	B	-0.21%
LSTR	F	-0.21%
MSA	F	-0.2%
SAIA	D	-0.19%