SDVY vs. KBE ETF Comparison

Comparison of First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) to SPDR S&P Bank ETF (KBE)

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$38.91

Average Daily Volume

1,255,136

Number of Holdings ^*

* may have additional holdings in another (foreign) market

KBE

SPDR S&P Bank ETF

KBE Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index that tracks the performance of publicly traded national money centers and leading regional banks. In seeking to track the performance of the S&P Banks Select Industry Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index represents the banks industry group of the S&P Total Market Index ("S&P TMI"). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$60.28

Average Daily Volume

1,814,987

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SDVY	KBE
30 Days	6.75%	10.56%
60 Days	7.90%	12.89%
90 Days	8.74%	13.40%
12 Months	36.25%	57.32%

22 Overlapping Holdings

Symbol	Grade	Weight in SDVY	Weight in KBE	Overlap
BPOP	C	0.96%	0.99%	0.96%
CADE	B	1.18%	1.2%	1.18%
CFG	B	1.1%	1.18%	1.1%
CMA	B	1.12%	1.2%	1.12%
CRBG	B	1.09%	1.14%	1.09%
EBC	B	1.08%	1.03%	1.03%
EQH	C	1.12%	1.19%	1.12%
ESNT	F	0.88%	0.89%	0.88%
EWBC	A	1.24%	1.32%	1.24%
FBP	C	1.02%	1.04%	1.02%
FITB	B	1.07%	1.13%	1.07%
HBAN	A	1.16%	1.25%	1.16%
IBOC	B	1.14%	0.89%	0.89%
JXN	C	1.18%	1.22%	1.18%
MTG	C	0.96%	0.99%	0.96%
OZK	B	1.1%	1.17%	1.1%
RDN	D	0.97%	0.98%	0.97%
RF	A	1.11%	1.21%	1.11%
SNV	C	1.24%	1.27%	1.24%
VOYA	B	1.05%	1.1%	1.05%
WTFC	A	1.21%	1.27%	1.21%
ZION	B	1.24%	1.29%	1.24%

SDVY Overweight 72 Positions Relative to KBE

Symbol	Grade	Weight
TPL	A	1.44%
SYF	B	1.27%
SNA	A	1.26%
PRDO	B	1.24%
GRMN	B	1.23%
MLI	B	1.23%
UNM	A	1.22%
MATX	C	1.22%
CALM	A	1.2%
WTTR	A	1.18%
STLD	B	1.17%
G	B	1.17%
J	D	1.17%
CR	A	1.14%
FIX	A	1.14%
DELL	B	1.13%
KTB	B	1.13%
RHI	C	1.13%
EME	A	1.13%
LECO	C	1.12%
RL	C	1.12%
CMC	B	1.12%
OC	A	1.11%
RS	B	1.1%
BKE	B	1.1%
CINF	A	1.1%
IEX	C	1.09%
CRC	A	1.07%
SLM	A	1.07%
ITT	A	1.05%
SM	B	1.04%
LSTR	D	1.04%
AFG	A	1.04%
ALLY	C	1.04%
MGY	A	1.03%
CF	A	1.03%
PHIN	A	1.03%
GGG	B	1.03%
RGA	A	1.03%
WHD	B	1.03%
BEN	C	1.02%
WGO	C	1.02%
BCC	B	1.02%
EDR	A	1.01%
UFPI	C	0.99%
TOL	B	0.99%
OMC	C	0.99%
TEX	F	0.98%
NTAP	C	0.96%
EXPD	C	0.95%
EG	C	0.94%
IPG	D	0.93%
AGCO	D	0.93%
AESI	B	0.92%
SHOO	F	0.92%
SLVM	B	0.92%
DKS	D	0.91%
LEA	F	0.9%
DINO	D	0.9%
KBH	D	0.88%
PHM	D	0.88%
AOS	F	0.87%
VSH	F	0.87%
WLK	D	0.87%
WSM	C	0.86%
WMS	F	0.86%
MTH	D	0.86%
IBP	D	0.85%
AMKR	D	0.83%
NSP	F	0.83%
CCS	D	0.82%
CRI	F	0.79%

SDVY Underweight 71 Positions Relative to KBE

Symbol	Grade	Weight
APO	B	-1.45%
WFC	A	-1.42%
WBS	A	-1.37%
PNFP	B	-1.32%
FHN	A	-1.3%
MTB	A	-1.29%
GBCI	B	-1.29%
AX	B	-1.28%
CFR	B	-1.28%
COLB	B	-1.27%
ASB	B	-1.26%
NTRS	A	-1.25%
TCBI	C	-1.24%
BAC	A	-1.22%
KEY	B	-1.21%
C	A	-1.21%
BOH	B	-1.21%
FCNCA	A	-1.21%
JPM	A	-1.21%
VLY	B	-1.21%
FNB	A	-1.19%
FULT	A	-1.19%
CBSH	B	-1.18%
PNC	B	-1.18%
UMBF	B	-1.17%
HWC	B	-1.17%
BKU	A	-1.16%
BK	A	-1.16%
USB	A	-1.15%
PB	B	-1.15%
HOMB	A	-1.15%
TBBK	B	-1.14%
ABCB	B	-1.14%
ONB	C	-1.14%
UBSI	B	-1.14%
SSB	B	-1.13%
TFC	A	-1.13%
BANC	B	-1.13%
FFIN	B	-1.13%
FIBK	B	-1.1%
WAL	B	-1.1%
COOP	B	-1.04%
AUB	B	-1.03%
CVBF	A	-1.02%
PFS	B	-1.0%
CBU	B	-0.99%
WD	D	-0.99%
CATY	B	-0.97%
INDB	B	-0.97%
BOKF	B	-0.94%
NMIH	C	-0.93%
UCB	A	-0.91%
SFBS	C	-0.9%
PFSI	C	-0.9%
FHB	B	-0.88%
WAFD	B	-0.83%
RNST	B	-0.82%
WSFS	B	-0.81%
TFIN	B	-0.79%
PPBI	C	-0.78%
IBTX	B	-0.77%
BANR	B	-0.75%
SBCF	B	-0.72%
RKT	F	-0.69%
SFNC	C	-0.64%
TRMK	C	-0.61%
FFBC	B	-0.61%
HTH	C	-0.58%
FRME	B	-0.56%
LKFN	C	-0.45%
WSBC	B	-0.44%