SBIO vs. NSCS ETF Comparison

Comparison of ALPS Medical Breakthroughs ETF (SBIO) to Nuveen Small Cap Select ETF (NSCS)
SBIO

ALPS Medical Breakthroughs ETF

SBIO Description

The investment seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the Poliwogg Medical Breakthroughs IndexSM. The fund employs a "passive management" - or indexing - investment approach designed to track the performance of the underlying index. It will normally invest at least 80% of its net assets in securities that comprise the underlying index. The underlying index is comprised of small- and mid-cap stocks of biotechnology and pharmaceutical companies that have one or more drugs in either Phase II or Phase III U.S. Food and Drug Administration clinical trials. It is non-diversified.

Grade (RS Rating)

Last Trade

$37.67

Average Daily Volume

5,453

Number of Holdings *

83

* may have additional holdings in another (foreign) market
NSCS

Nuveen Small Cap Select ETF

NSCS Description The investment seeks capital appreciation. Under normal market conditions, the fund invests at least 80% of the sum of its net assets and the amount of any borrowings for investment purposes in exchange-traded common stocks of small-capitalization companies. It may invest up to 15% of its total assets in non-dollar denominated equity securities of non-U.S. issuers listed on a foreign exchange that trade on such exchange contemporaneously with the shares of the fund. Up to 15% of the fund's total assets may be invested in equity securities of emerging market issuers.

Grade (RS Rating)

Last Trade

$27.79

Average Daily Volume

722

Number of Holdings *

74

* may have additional holdings in another (foreign) market
Performance
Period SBIO NSCS
30 Days 2.69% 3.53%
60 Days 9.96% 9.36%
90 Days 14.29% 8.28%
12 Months 41.18% 26.93%
3 Overlapping Holdings
Symbol Grade Weight in SBIO Weight in NSCS Overlap
CRNX C 2.72% 0.69% 0.69%
IMVT D 2.79% 0.46% 0.46%
KRYS D 3.49% 0.71% 0.71%
SBIO Overweight 80 Positions Relative to NSCS
Symbol Grade Weight
RNA B 3.28%
CORT B 3.08%
ALKS B 3.06%
ACLX C 2.99%
DNLI C 2.75%
MRUS D 2.25%
FOLD F 2.14%
XENE D 1.94%
PTCT C 1.92%
GERN D 1.83%
CGON C 1.8%
ACAD F 1.76%
IDYA F 1.76%
PTGX C 1.74%
AGIO D 1.73%
VERA C 1.69%
VRNA B 1.59%
EWTX B 1.58%
ZLAB C 1.55%
CLDX F 1.48%
NTLA F 1.41%
VCEL F 1.41%
KROS C 1.39%
AKRO D 1.32%
GLPG D 1.29%
MIRM D 1.27%
ARVN F 1.16%
MNKD B 1.14%
SNDX F 1.11%
IMCR F 1.06%
BCRX D 1.06%
KURA F 1.01%
IRON C 1.01%
VRDN B 0.96%
RCUS D 0.93%
SPRY C 0.89%
XNCR D 0.86%
DAWN D 0.86%
TARS C 0.84%
COGT B 0.84%
LBPH D 0.75%
PRTA F 0.74%
AUPH C 0.7%
PHVS F 0.69%
APLT C 0.68%
ANAB D 0.6%
LQDA F 0.54%
ETNB F 0.52%
ERAS D 0.51%
REPL C 0.51%
OLMA F 0.49%
SVRA F 0.48%
PLRX F 0.48%
ALLO D 0.45%
FLGT F 0.43%
IRWD F 0.42%
ARCT D 0.42%
FULC F 0.41%
MLYS C 0.4%
ANNX C 0.4%
URGN F 0.39%
YMAB C 0.39%
FDMT F 0.38%
CELC F 0.38%
ALEC F 0.33%
AVXL D 0.32%
ALT F 0.31%
CMPS F 0.31%
AURA C 0.28%
TBPH F 0.27%
ACIU D 0.25%
ITOS F 0.24%
GHRS F 0.23%
ALDX C 0.22%
STRO F 0.2%
INZY D 0.2%
ZNTL F 0.19%
VNDA F 0.18%
ENTA F 0.14%
HLVX F 0.06%
SBIO Underweight 71 Positions Relative to NSCS
Symbol Grade Weight
EVR C -2.49%
WTFC B -2.22%
PIPR A -2.21%
SSB C -1.83%
NOG D -1.72%
PRMW B -1.72%
BANR B -1.65%
MMSI C -1.61%
ESE C -1.61%
ACA C -1.58%
AIT B -1.57%
FLR B -1.52%
AVNT C -1.52%
HQY B -1.52%
AVAV B -1.52%
EHC C -1.49%
FIBK C -1.47%
EGP D -1.47%
TPH C -1.47%
STAG D -1.45%
MGNI D -1.44%
SHAK A -1.42%
WK D -1.41%
MMS C -1.4%
KTOS B -1.39%
TROX D -1.38%
SUM F -1.38%
SIG C -1.38%
SHOO A -1.38%
QTWO B -1.37%
CMC D -1.37%
BYD B -1.35%
ONTO B -1.34%
ASGN D -1.34%
HOMB D -1.33%
EVRI A -1.32%
BKH C -1.3%
NPO C -1.3%
LITE A -1.3%
GDYN B -1.25%
OPCH F -1.19%
ARCB F -1.19%
RDNT C -1.18%
MTDR D -1.14%
CVLT B -1.14%
ICHR D -1.11%
PFBC D -1.1%
GKOS B -1.09%
SLAB D -1.04%
LADR D -1.02%
BRBR A -1.02%
SR D -0.92%
SEM D -0.92%
RBRK D -0.92%
PRI A -0.88%
ENV C -0.88%
KEX C -0.87%
DAN D -0.85%
ZD D -0.82%
INN A -0.79%
FROG F -0.78%
SIBN F -0.74%
TTMI D -0.73%
INSM D -0.72%
PCVX C -0.67%
ESTA D -0.66%
HALO D -0.64%
ARHS F -0.62%
MDGL F -0.48%
TCMD C -0.48%
BPMC F -0.32%
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