ROKT vs. DFND ETF Comparison

Comparison of SPDR S&P Kensho Final Frontiers ETF (ROKT) to Realty Shares DIVCON Dividend Defender ETF (DFND)

ROKT

SPDR S&P Kensho Final Frontiers ETF

ROKT Description

The SPDR S&P Kensho Final Frontiers ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P Kensho Final Frontiers Index (the "Index") Seeks to track an index utilizing artificial intelligence and a quantitative weighting methodology to capture companies whose products and services are driving innovation behind the exploration of the final frontiers, which includes the areas of outer space and the deep sea May provide an effective way to pursue long-term growth potential by investing in a portfolio of companies involved in the expansion of human understanding and presence in outer space and in the oceans

Grade (RS Rating)

Last Trade

$44.90

Average Daily Volume

1,003

Number of Holdings ^*

* may have additional holdings in another (foreign) market

DFND

Realty Shares DIVCON Dividend Defender ETF

DFND Description

The investment seeks long-term capital appreciation by tracking the performance, before fees and expenses, of the Reality Shares DIVCON Dividend Defender Index. The index is designed to select the companies for a long position that have the highest probability of increasing their dividend in a 12-month period and select the companies for a short position that have the highest probability of decreasing their dividend in a 12-month period. Under normal circumstances, at least 80% of the fund's assets (other than collateral held from securities lending, if any) will be invested in component securities of the benchmark index. It is non-diversified.

Grade (RS Rating)

Last Trade

$38.58

Average Daily Volume

345

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ROKT	DFND
30 Days	-1.05%	-1.94%
60 Days	0.51%	-3.53%
90 Days	2.15%	-8.01%
12 Months	4.93%	8.06%

3 Overlapping Holdings

Symbol	Grade	Weight in ROKT	Weight in DFND	Overlap
ADI	B	2.57%	1.58%	1.58%
HON	B	4.42%	1.46%	1.46%
LMT	C	4.38%	1.92%	1.92%

ROKT Overweight 27 Positions Relative to DFND

Symbol	Grade	Weight
RKLB	B	4.5%
OII	B	4.48%
NOC	D	4.38%
LHX	B	4.38%
HEI	B	4.32%
BA	C	4.3%
HXL	D	4.23%
MOG.A	C	4.22%
IRDM	D	4.19%
TDY	D	4.18%
RTX	D	4.05%
ESE	D	3.56%
BWXT	B	2.87%
FTI	B	2.82%
LDOS	B	2.76%
HII	D	2.76%
COHR	B	2.74%
KBR	D	2.7%
GD	D	2.69%
APH	B	2.66%
TDG	D	2.64%
TTMI	B	2.61%
SXI	D	2.6%
BALL	D	2.46%
VSAT	F	2.45%
DCO	B	1.24%
PL	F	0.61%

ROKT Underweight 67 Positions Relative to DFND

Symbol	Grade	Weight
KLAC	B	-3.31%
MLM	D	-2.55%
MCHP	C	-2.55%
V	C	-2.5%
MPC	D	-2.49%
VRSK	A	-2.49%
PG	C	-2.45%
CTAS	A	-2.3%
NDSN	D	-2.16%
AMAT	B	-2.15%
SNA	F	-2.08%
MCD	F	-2.06%
FDS	C	-2.01%
MPWR	B	-1.99%
PPG	D	-1.93%
BRO	B	-1.89%
GWW	C	-1.87%
SHW	D	-1.86%
PHM	D	-1.83%
MCO	A	-1.74%
CMI	D	-1.74%
ROK	D	-1.66%
ETN	C	-1.63%
ITW	D	-1.62%
MA	C	-1.61%
MSI	B	-1.58%
J	D	-1.52%
HSY	F	-1.51%
DHI	D	-1.37%
CB	C	-1.37%
ALLE	D	-1.35%
AOS	D	-1.33%
CSCO	D	-1.32%
LW	F	-1.27%
AON	C	-1.27%
LIN	C	-1.26%
MMC	B	-1.25%
COST	A	-1.19%
CBOE	D	-1.17%
CME	D	-1.17%
HUBB	C	-1.15%
MSFT	A	-1.15%
MSCI	C	-1.15%
CMCSA	F	-1.09%
ALB	F	-1.02%
AAPL	A	-0.97%
FAST	D	-0.94%
AVGO	B	-0.86%
INTU	A	-0.78%
GL	D	-0.76%
ODFL	C	-0.75%
BR	B	-0.71%
ACN	D	-0.31%
PARA	C	--0.33%
VFC	D	--0.81%
APA	F	--1.14%
INTC	C	--1.43%
DVN	D	--1.45%
NWS	B	--1.9%
IP	C	--1.91%
LUV	D	--1.94%
T	B	--1.99%
FCX	C	--2.25%
WRK	C	--2.29%
D	C	--2.82%
CNP	B	--2.84%
F	B	--2.87%