RDOG vs. HAPS ETF Comparison

Comparison of ALPS REIT Dividend Dogs ETF (RDOG) to Harbor Corporate Culture Small Cap ETF (HAPS)

RDOG

ALPS REIT Dividend Dogs ETF

RDOG Description

The investment seeks investment results that replicate as closely as possible, before fees and expenses, the performance of an index called the S-Network REIT Dividend Dogs Index (the "underlying index"). The fund will normally invest at least 90% of its total assets in common stocks and other equity securities that comprise the underlying index. The underlying index is a rules-based index intended to give investors a means of tracking the overall performance of the highest dividend paying real estate investment trusts ("REITs") in the S-Network US Composite REIT Index, a universe of mainly REITs listed in the United States, on a segment-by-segment basis.

Grade (RS Rating)

Last Trade

$41.45

Average Daily Volume

1,975

Number of Holdings ^*

* may have additional holdings in another (foreign) market

HAPS

Harbor Corporate Culture Small Cap ETF

HAPS Description

The fund invests at least 80% of its total assets in securities that are included in the index. The index consists of a modified market capitalization-weighted portfolio of equity securities of approximately 200 small cap U.S. companies identified by Irrational Capital LLC those it believes to possess strong corporate culture based on its proprietary scoring methodology.

Grade (RS Rating)

Last Trade

$28.93

Average Daily Volume

113

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	RDOG	HAPS
30 Days	2.22%	-0.01%
60 Days	5.73%	5.04%
90 Days	15.95%	8.59%
12 Months	38.57%	24.07%

2 Overlapping Holdings

	Symbol	Grade	Weight in RDOG	Weight in HAPS	Overlap
	APLE	D	2.35%	1.66%	1.66%
	NSA	C	2.21%	1.47%	1.47%

RDOG Overweight 41 Positions Relative to HAPS

Symbol	Grade	Weight
MAC	C	2.41%
OUT	C	2.37%
BHR	C	2.36%
PK	D	2.34%
UNIT	B	2.34%
IIPR	C	2.33%
SVC	F	2.33%
HST	D	2.31%
SPG	A	2.27%
DLR	C	2.25%
BNL	C	2.24%
EQIX	B	2.24%
GOOD	A	2.23%
SLG	C	2.22%
HIW	C	2.22%
EPR	C	2.21%
CTO	D	2.21%
BFS	A	2.21%
LXP	D	2.21%
OPI	F	2.2%
SBRA	C	2.2%
BDN	A	2.2%
PLYM	D	2.19%
GMRE	C	2.19%
CBL	D	2.19%
CCI	C	2.18%
GLPI	A	2.18%
DEA	D	2.17%
UHT	C	2.17%
STAG	D	2.17%
SBAC	B	2.17%
GTY	C	2.16%
OLP	C	2.15%
AMT	C	2.14%
TRNO	D	2.14%
UDR	C	2.11%
NXRT	D	2.1%
UMH	C	2.1%
BRT	D	2.08%
MPW	C	2.07%
AHH	F	2.02%

RDOG Underweight 8 Positions Relative to HAPS

Symbol	Grade	Weight
CBT	B	-2.06%
PECO	C	-1.99%
AWI	A	-1.9%
MOG.A	A	-1.84%
AVT	C	-1.67%
KOS	F	-1.49%
RYTM	C	-1.48%
KYMR	D	-1.47%