RAFE vs. NULV ETF Comparison

Comparison of PIMCO RAFI ESG U.S. ETF (RAFE) to NuShares ESG Large-Cap Value ETF (NULV)

RAFE

PIMCO RAFI ESG U.S. ETF

RAFE Description

The investment seeks to provide total return that closely corresponds, before fees and expenses, to the total return of the RAFI ESG US Index. The fund seeks to achieve its investment objective by investing under normal circumstances at least 80% of its total assets in the component securities of the RAFI ESG US Index. The underlying index is constructed by RAFI Indices, LLC using a rules-based approach within publicly traded U.S. equities to create an integrated ESG strategy which overweights companies that rate well across various ESG themes and excludes companies with a major involvement in industries such as tobacco, gaming, weapons and fossil fuels.

Grade (RS Rating)

Last Trade

$36.74

Average Daily Volume

4,418

Number of Holdings ^*

235

* may have additional holdings in another (foreign) market

NULV

NuShares ESG Large-Cap Value ETF

NULV Description

The Fund seeks to track the investments results, before fees and expenses, of the TIAA ESG USA Large-Cap Value Index.

Grade (RS Rating)

Last Trade

$41.39

Average Daily Volume

85,997

Number of Holdings ^*

102

* may have additional holdings in another (foreign) market

Performance

Period	RAFE	NULV
30 Days	2.44%	2.68%
60 Days	9.67%	9.64%
90 Days	4.22%	9.79%
12 Months	29.08%	28.73%

62 Overlapping Holdings

Symbol	Grade	Weight in RAFE	Weight in NULV	Overlap
A	B	0.14%	0.88%	0.14%
ACN	B	0.8%	0.03%	0.03%
ADI	B	0.33%	1.71%	0.33%
ADM	F	0.3%	1.21%	0.3%
ADP	A	0.35%	1.23%	0.35%
AMGN	D	1.01%	1.87%	1.01%
AMT	D	0.18%	1.44%	0.18%
AWK	D	0.12%	0.04%	0.04%
AXP	A	0.48%	1.17%	0.48%
BAC	B	0.59%	1.06%	0.59%
BALL	C	0.14%	0.11%	0.11%
BK	A	0.15%	1.52%	0.15%
BMY	A	1.48%	0.08%	0.08%
C	B	2.4%	1.65%	1.65%
CAH	B	0.22%	1.09%	0.22%
CHD	D	0.05%	0.68%	0.05%
CI	D	1.12%	1.61%	1.12%
CSCO	A	2.21%	1.36%	1.36%
DE	C	0.46%	1.7%	0.46%
DHR	D	0.44%	1.96%	0.44%
DIS	D	0.82%	1.99%	0.82%
ECL	C	0.22%	1.33%	0.22%
EQIX	C	0.19%	0.41%	0.19%
FDX	F	0.34%	1.03%	0.34%
FI	A	0.2%	1.69%	0.2%
FIS	A	0.28%	0.78%	0.28%
GILD	A	0.76%	0.59%	0.59%
GS	B	0.65%	1.44%	0.65%
HCA	C	0.09%	1.6%	0.09%
HD	A	1.45%	0.75%	0.75%
HIG	A	0.22%	0.41%	0.22%
HOLX	D	0.09%	0.39%	0.09%
HPQ	B	0.56%	0.57%	0.56%
IBM	A	1.54%	2.17%	1.54%
INTC	D	2.15%	1.77%	1.77%
IRM	B	0.16%	0.1%	0.1%
JCI	C	0.41%	0.58%	0.41%
JNJ	D	2.73%	1.75%	1.75%
KDP	C	0.13%	0.78%	0.13%
KMB	D	0.25%	0.77%	0.25%
KO	C	0.91%	2.43%	0.91%
LOW	C	0.97%	1.87%	0.97%
MET	A	0.57%	0.45%	0.45%
MMM	C	0.92%	1.56%	0.92%
MOS	F	0.16%	0.35%	0.16%
MRK	F	1.6%	1.76%	1.6%
NEM	C	0.47%	0.57%	0.47%
OC	C	0.16%	0.32%	0.16%
ORCL	A	1.22%	2.58%	1.22%
PEP	F	0.25%	1.98%	0.25%
PGR	B	0.2%	1.46%	0.2%
PPG	D	0.18%	0.6%	0.18%
PRU	B	0.39%	0.08%	0.08%
SOLV	C	0.07%	0.4%	0.07%
SPGI	C	0.09%	0.29%	0.09%
SYY	D	0.2%	0.17%	0.17%
TGT	C	0.92%	0.17%	0.17%
TXN	C	0.69%	2.01%	0.69%
UPS	D	0.44%	0.94%	0.44%
VZ	C	1.48%	2.08%	1.48%
WDC	C	0.3%	0.21%	0.21%
WELL	C	0.25%	1.61%	0.25%

RAFE Overweight 173 Positions Relative to NULV

Symbol	Grade	Weight
AAPL	C	5.24%
MSFT	D	4.62%
JPM	C	2.84%
PG	D	2.33%
PFE	D	2.15%
T	B	1.91%
WFC	B	1.73%
ABBV	C	1.47%
GM	D	1.43%
QCOM	D	1.33%
CMCSA	B	1.23%
AVGO	B	1.06%
META	A	1.0%
LIN	C	0.98%
ELV	F	0.93%
ABT	C	0.93%
F	D	0.88%
V	B	0.79%
MU	D	0.79%
AMAT	C	0.78%
NVDA	B	0.74%
LLY	D	0.66%
MA	A	0.61%
HPE	B	0.54%
ADBE	F	0.52%
DD	C	0.52%
DOW	B	0.51%
UNH	B	0.49%
PYPL	A	0.47%
ALL	A	0.46%
BBY	C	0.46%
NKE	D	0.44%
CRM	B	0.39%
TJX	D	0.39%
CVS	D	0.37%
EBAY	A	0.35%
TMUS	A	0.34%
CARR	A	0.33%
CL	D	0.33%
WM	B	0.33%
GIS	C	0.31%
HUM	F	0.3%
APD	C	0.3%
CBRE	C	0.29%
TSLA	C	0.29%
IP	C	0.29%
MCK	F	0.28%
BDX	C	0.28%
BIIB	F	0.27%
MDLZ	D	0.27%
CCI	D	0.25%
GEHC	C	0.24%
ITW	C	0.24%
WY	C	0.23%
NTAP	D	0.23%
EA	D	0.22%
KLAC	B	0.21%
MAR	A	0.2%
EIX	C	0.2%
VTR	C	0.19%
STT	A	0.19%
JLL	C	0.18%
KHC	F	0.18%
JNPR	C	0.17%
AMP	A	0.17%
MSI	A	0.16%
BAX	D	0.16%
PFG	A	0.16%
PARA	F	0.16%
WHR	C	0.16%
CTSH	B	0.15%
LUMN	C	0.15%
VFC	A	0.15%
CMI	A	0.15%
CNC	F	0.14%
ARW	C	0.14%
DVA	C	0.14%
K	B	0.14%
EL	D	0.14%
SHW	C	0.13%
ZTS	C	0.13%
AVB	C	0.13%
GWW	B	0.13%
DG	F	0.13%
CF	A	0.13%
EQR	C	0.13%
KSS	D	0.13%
MCO	D	0.13%
IFF	D	0.12%
OMC	C	0.12%
FOXA	B	0.12%
EW	F	0.12%
TPR	B	0.11%
PKG	B	0.11%
SWK	C	0.11%
HLT	A	0.11%
TSCO	A	0.1%
FITB	C	0.1%
TER	C	0.1%
CDW	D	0.1%
OTIS	A	0.1%
ISRG	C	0.1%
COR	F	0.1%
KEYS	B	0.09%
ON	F	0.09%
PAYX	B	0.09%
WAT	B	0.09%
MRVL	C	0.09%
HST	D	0.09%
SYK	C	0.09%
PVH	D	0.09%
GAP	F	0.09%
DELL	C	0.09%
CDNS	D	0.09%
AVT	B	0.08%
WBA	F	0.08%
LEA	F	0.08%
SJM	D	0.08%
BSX	A	0.08%
TROW	D	0.07%
AKAM	D	0.07%
HUN	B	0.07%
USFD	C	0.07%
PLD	D	0.07%
FAST	C	0.07%
LKQ	F	0.07%
DOX	B	0.07%
GPC	D	0.07%
TSN	D	0.06%
NFLX	A	0.06%
MAA	D	0.06%
AMD	C	0.06%
LNC	B	0.06%
SNPS	F	0.06%
MCHP	F	0.06%
VTRS	D	0.06%
ILMN	B	0.06%
CAG	D	0.06%
WAB	A	0.05%
FL	F	0.05%
HAS	A	0.05%
MHK	C	0.05%
HSIC	D	0.05%
CPB	D	0.05%
XRX	D	0.05%
GT	F	0.05%
NTRS	B	0.05%
DGX	D	0.05%
DXC	C	0.05%
HSY	D	0.05%
NWSA	D	0.04%
ESS	D	0.04%
OGN	F	0.04%
KD	D	0.04%
ROK	D	0.04%
CTVA	A	0.04%
DOV	C	0.04%
EQH	B	0.04%
M	D	0.03%
MAN	D	0.03%
AAP	F	0.03%
NWL	D	0.03%
NDAQ	C	0.03%
GEN	A	0.03%
KIM	C	0.03%
FLEX	B	0.03%
RSG	D	0.03%
WU	D	0.03%
AGCO	D	0.03%
O	C	0.02%
ANET	A	0.02%
ORLY	A	0.02%
HRL	F	0.01%

RAFE Underweight 40 Positions Relative to NULV

Symbol	Grade	Weight
PNC	C	-1.55%
MMC	D	-1.48%
OKE	A	-1.46%
EXC	C	-1.44%
TRV	B	-1.42%
BKR	B	-1.41%
NXPI	F	-1.4%
KR	C	-1.39%
ED	C	-1.38%
SBUX	B	-1.34%
MS	A	-1.21%
FTV	C	-1.14%
FSLR	C	-1.06%
CAT	A	-1.05%
LYB	B	-1.02%
ES	D	-0.97%
CBOE	B	-0.87%
RF	B	-0.83%
J	F	-0.79%
IR	A	-0.67%
URI	C	-0.67%
BR	B	-0.66%
WTW	C	-0.64%
BG	F	-0.56%
STLD	C	-0.5%
PHM	C	-0.47%
QRVO	F	-0.4%
ATO	A	-0.39%
CNP	B	-0.31%
DINO	F	-0.3%
HOOD	B	-0.26%
IPG	D	-0.25%
PSA	C	-0.2%
TFC	D	-0.15%
ETN	B	-0.12%
ZBH	F	-0.09%
REGN	D	-0.05%
STE	D	-0.02%
CNH	C	-0.02%
WTRG	D	-0.02%