RAFE vs. CRTC ETF Comparison

Comparison of PIMCO RAFI ESG U.S. ETF (RAFE) to Xtrackers US National Critical Technologies ETF (CRTC)

RAFE

PIMCO RAFI ESG U.S. ETF

RAFE Description

The investment seeks to provide total return that closely corresponds, before fees and expenses, to the total return of the RAFI ESG US Index. The fund seeks to achieve its investment objective by investing under normal circumstances at least 80% of its total assets in the component securities of the RAFI ESG US Index. The underlying index is constructed by RAFI Indices, LLC using a rules-based approach within publicly traded U.S. equities to create an integrated ESG strategy which overweights companies that rate well across various ESG themes and excludes companies with a major involvement in industries such as tobacco, gaming, weapons and fossil fuels.

Grade (RS Rating)

Last Trade

$37.82

Average Daily Volume

12,485

Number of Holdings ^*

238

* may have additional holdings in another (foreign) market

CRTC

Xtrackers US National Critical Technologies ETF

CRTC Description

CRTC tracks an index of large- and mid-cap companies considered to support critical emerging technologies to the US and its allies. Companies must be associated with one of 14 critical technology sectors and pose low geopolitical risk. Critical technology sectors are determined by a division of the US DoD and include biotechnology, quantum science, wireless tech, advanced materials, advanced computing or software, directed or renewable energy, human-machine interfaces, hypersonics, integration of systems, integrated sensing and cyber, microelectronics, space technology, AI and autonomy. A model developed by J.H. Whitney aims to quantify the level of entanglement that companies share with nation-states defined as adversarial to the US. Companies with a lower geostrategic risk rating are considered. A selection party determines the index holdings on the last Thursday of January, April, July, and October. Holdings are market cap weighted. Rebalance occurs ten days after the selection date.

Grade (RS Rating)

Last Trade

$32.37

Average Daily Volume

2,990

Number of Holdings ^*

156

* may have additional holdings in another (foreign) market

Performance

Period	RAFE	CRTC
30 Days	1.92%	2.76%
60 Days	3.06%	3.55%
90 Days	4.90%	4.69%
12 Months	24.12%	28.11%

56 Overlapping Holdings

Symbol	Grade	Weight in RAFE	Weight in CRTC	Overlap
A	D	0.15%	0.24%	0.15%
ABBV	D	1.53%	1.89%	1.53%
ABT	B	1.18%	1.28%	1.18%
ADBE	C	0.63%	1.4%	0.63%
ADI	D	0.37%	0.67%	0.37%
ADP	B	0.45%	0.78%	0.45%
AKAM	D	0.07%	0.08%	0.07%
AMAT	F	0.81%	0.9%	0.81%
AMGN	D	1.08%	0.99%	0.99%
ANET	C	0.02%	0.63%	0.02%
BIIB	F	0.27%	0.14%	0.14%
BMY	B	1.97%	0.75%	0.75%
BSX	B	0.11%	0.85%	0.11%
CARR	D	0.37%	0.4%	0.37%
CDNS	B	0.13%	0.53%	0.13%
CMCSA	B	1.55%	1.04%	1.04%
CRM	B	0.58%	1.94%	0.58%
CSCO	B	2.94%	1.46%	1.46%
CTSH	B	0.18%	0.25%	0.18%
DD	D	0.59%	0.22%	0.22%
DELL	C	0.13%	0.26%	0.13%
DGX	A	0.07%	0.11%	0.07%
DHR	F	0.46%	0.98%	0.46%
DOV	A	0.06%	0.17%	0.06%
DOW	F	0.5%	0.2%	0.2%
DOX	D	0.08%	0.07%	0.07%
EA	A	0.31%	0.25%	0.25%
EIX	B	0.25%	0.21%	0.21%
FIS	C	0.36%	0.3%	0.3%
GEHC	F	0.27%	0.24%	0.24%
GEN	B	0.04%	0.11%	0.04%
GILD	C	0.99%	0.7%	0.7%
GM	B	2.16%	0.39%	0.39%
HPE	B	0.7%	0.18%	0.18%
IBM	C	1.81%	1.27%	1.27%
ILMN	D	0.08%	0.13%	0.08%
INTC	D	2.85%	0.66%	0.66%
ITW	B	0.31%	0.5%	0.31%
JCI	C	0.55%	0.35%	0.35%
KEYS	A	0.1%	0.18%	0.1%
LH	C	0.19%	0.13%	0.13%
LRCX	F	0.5%	0.57%	0.5%
MSFT	F	5.72%	4.94%	4.94%
MSI	B	0.21%	0.52%	0.21%
NVDA	C	1.12%	5.31%	1.12%
ORCL	B	1.68%	1.97%	1.68%
PFE	D	2.32%	0.9%	0.9%
ROK	B	0.05%	0.2%	0.05%
SNPS	B	0.08%	0.53%	0.08%
T	A	2.41%	1.04%	1.04%
TER	D	0.09%	0.11%	0.09%
TMUS	B	0.46%	0.72%	0.46%
VZ	C	1.69%	1.14%	1.14%
WAT	B	0.11%	0.14%	0.11%
XRX	F	0.05%	0.1%	0.05%
ZTS	D	0.14%	0.51%	0.14%

RAFE Overweight 182 Positions Relative to CRTC

Symbol	Grade	Weight
AAPL	C	6.52%
JPM	A	4.09%
C	A	3.25%
JNJ	D	3.18%
PG	A	2.84%
WFC	A	2.82%
HD	A	1.77%
MRK	F	1.69%
QCOM	F	1.6%
CI	F	1.3%
AVGO	D	1.26%
META	D	1.2%
DIS	B	1.2%
TGT	F	1.18%
LOW	D	1.14%
F	C	1.14%
LIN	D	1.12%
V	A	1.09%
MMM	D	1.07%
GS	A	0.98%
KO	D	0.98%
ACN	C	0.97%
MU	D	0.95%
ELV	F	0.89%
BAC	A	0.86%
TXN	C	0.83%
MA	C	0.79%
HPQ	B	0.72%
BLK	C	0.71%
MET	A	0.7%
LLY	F	0.67%
AXP	A	0.63%
PYPL	B	0.62%
ALL	A	0.58%
UNH	C	0.58%
UPS	C	0.54%
DE	A	0.54%
PRU	A	0.51%
BBY	D	0.5%
TSLA	B	0.49%
TJX	A	0.49%
NKE	D	0.48%
NEM	D	0.46%
FDX	B	0.45%
WM	A	0.44%
IP	B	0.43%
MCK	B	0.43%
APD	A	0.42%
EBAY	D	0.41%
HUM	C	0.41%
CVS	D	0.4%
WDC	D	0.37%
CBRE	B	0.37%
CL	D	0.37%
WELL	A	0.33%
ADM	D	0.33%
GIS	D	0.32%
BDX	F	0.32%
KMB	D	0.3%
NTAP	C	0.29%
MDLZ	F	0.29%
CAH	B	0.29%
MAR	B	0.28%
PEP	F	0.28%
FI	A	0.28%
HIG	B	0.27%
CCI	D	0.27%
STT	A	0.26%
WY	D	0.26%
ECL	D	0.26%
PGR	A	0.25%
AMP	A	0.25%
SYY	B	0.24%
EQIX	A	0.24%
VTR	C	0.23%
OC	A	0.22%
KLAC	D	0.21%
LUMN	C	0.21%
WHR	B	0.21%
CMI	A	0.21%
JLL	D	0.21%
PFG	D	0.2%
PARA	C	0.2%
KHC	F	0.2%
PPG	F	0.2%
JNPR	F	0.19%
IRM	D	0.19%
FOXA	B	0.19%
MOS	F	0.19%
AMT	D	0.19%
BK	A	0.19%
K	A	0.18%
BAX	D	0.18%
VFC	C	0.18%
DVA	B	0.17%
GWW	B	0.17%
TPR	B	0.16%
CF	B	0.16%
AVB	B	0.16%
BALL	D	0.16%
MCO	B	0.16%
EW	C	0.16%
EQR	B	0.16%
PKG	A	0.15%
ARW	D	0.15%
DG	F	0.15%
HLT	A	0.15%
SHW	A	0.15%
KDP	D	0.14%
AWK	D	0.14%
ISRG	A	0.14%
OMC	C	0.14%
KSS	F	0.14%
FAST	B	0.13%
FITB	A	0.13%
CNC	D	0.13%
MRVL	B	0.13%
COR	B	0.13%
OTIS	C	0.12%
TROW	B	0.12%
EL	F	0.12%
SYK	C	0.12%
IFF	D	0.12%
HOLX	D	0.11%
PAYX	C	0.11%
HST	C	0.11%
TSCO	D	0.11%
SWK	D	0.11%
GAP	C	0.11%
PVH	C	0.11%
ON	D	0.1%
SPGI	C	0.1%
LKQ	D	0.09%
WAB	B	0.09%
SOLV	C	0.09%
HCA	F	0.09%
WBA	F	0.09%
VTRS	A	0.09%
AVT	C	0.09%
SJM	D	0.09%
USFD	A	0.09%
NFLX	A	0.09%
CDW	F	0.09%
GPC	D	0.08%
PLD	D	0.08%
LNC	B	0.08%
LEA	D	0.08%
DXC	B	0.07%
KIM	A	0.07%
NDAQ	A	0.07%
CHD	B	0.07%
HUN	F	0.07%
CAG	D	0.07%
TSN	B	0.07%
MAA	B	0.07%
NTRS	A	0.07%
NWSA	B	0.07%
KD	B	0.06%
HSY	F	0.06%
HSIC	B	0.06%
EQH	B	0.06%
GT	C	0.06%
MCHP	D	0.06%
AMD	F	0.06%
ESS	B	0.05%
MHK	D	0.05%
HAS	D	0.05%
CTVA	C	0.05%
FL	F	0.05%
CPB	D	0.05%
ORLY	B	0.05%
AAP	C	0.04%
OGN	D	0.04%
WU	D	0.04%
AGCO	D	0.04%
NWL	B	0.04%
FLEX	A	0.04%
RSG	A	0.04%
MAN	D	0.03%
M	D	0.03%
O	D	0.02%
HRL	D	0.01%

RAFE Underweight 100 Positions Relative to CRTC

Symbol	Grade	Weight
AMZN	C	-5.26%
GOOGL	C	-4.97%
XOM	B	-3.41%
CVX	A	-1.89%
NOW	A	-1.34%
TMO	F	-1.25%
INTU	C	-1.14%
NEE	D	-1.01%
RTX	C	-1.01%
HON	B	-0.94%
ETN	A	-0.91%
LMT	D	-0.81%
PANW	C	-0.81%
PLTR	B	-0.8%
SHOP	B	-0.8%
VRTX	F	-0.74%
BA	F	-0.7%
MDT	D	-0.69%
SO	D	-0.61%
GEV	B	-0.6%
PH	A	-0.57%
CRWD	B	-0.51%
REGN	F	-0.5%
GD	F	-0.49%
CEG	D	-0.47%
EMR	A	-0.47%
NOC	D	-0.46%
TDG	D	-0.45%
ADSK	A	-0.42%
FCX	D	-0.39%
FTNT	C	-0.37%
ROP	B	-0.37%
TTD	B	-0.36%
PCAR	B	-0.36%
PSX	C	-0.35%
DASH	A	-0.35%
WDAY	B	-0.35%
FICO	B	-0.35%
MPC	D	-0.34%
AEP	D	-0.33%
D	C	-0.31%
SQ	B	-0.31%
LHX	C	-0.3%
VLO	C	-0.28%
AME	A	-0.28%
IR	B	-0.27%
SNOW	C	-0.26%
TEAM	A	-0.25%
EXC	C	-0.25%
DDOG	A	-0.25%
CHTR	C	-0.24%
IDXX	F	-0.22%
HUBS	A	-0.22%
IQV	D	-0.22%
ARGX	A	-0.22%
RMD	C	-0.22%
ETR	B	-0.21%
CSGP	D	-0.2%
VEEV	C	-0.2%
ALNY	D	-0.2%
DXCM	D	-0.19%
GPN	B	-0.19%
ANSS	B	-0.19%
TTWO	A	-0.19%
NET	B	-0.18%
BR	A	-0.17%
FTV	C	-0.17%
RBLX	C	-0.17%
MTD	D	-0.16%
PPL	B	-0.16%
FE	C	-0.15%
LDOS	C	-0.14%
EXPE	B	-0.14%
WBD	C	-0.14%
MDB	C	-0.13%
ZBRA	B	-0.13%
ZM	B	-0.13%
ZS	C	-0.12%
EXPD	D	-0.11%
ICLR	D	-0.11%
VRSN	F	-0.11%
TRMB	B	-0.11%
PINS	D	-0.11%
TXT	D	-0.1%
CHKP	D	-0.1%
SSNC	B	-0.1%
AVTR	F	-0.09%
INCY	C	-0.09%
OKTA	C	-0.08%
BMRN	D	-0.08%
MRNA	F	-0.08%
CYBR	B	-0.08%
WIX	B	-0.08%
AGR	B	-0.07%
CLBT	B	-0.07%
SNAP	C	-0.07%
ENPH	F	-0.06%
OTEX	D	-0.06%
RPRX	D	-0.06%
MNDY	C	-0.06%

CRTC: Top Represented Industries & Keywords

Industries: Software - Application Diagnostics & Research Software - Infrastructure Diversified Industrials Biotechnology Aerospace & Defense Drug Manufacturers - Major Utilities - Regulated Electric Internet Content & Information Business Services Communication Equipment Information Technology Services Semiconductor Equipment & Materials Telecom Services Utilities - Diversified Medical Devices Oil & Gas Refining & Marketing Scientific & Technical Instruments Semiconductors Chemicals