RAFE vs. CDC ETF Comparison

Comparison of PIMCO RAFI ESG U.S. ETF (RAFE) to Compass EMP U S EQ Income 100 Enhanced Volatility Weighted Fund (CDC)

RAFE

PIMCO RAFI ESG U.S. ETF

RAFE Description

The investment seeks to provide total return that closely corresponds, before fees and expenses, to the total return of the RAFI ESG US Index. The fund seeks to achieve its investment objective by investing under normal circumstances at least 80% of its total assets in the component securities of the RAFI ESG US Index. The underlying index is constructed by RAFI Indices, LLC using a rules-based approach within publicly traded U.S. equities to create an integrated ESG strategy which overweights companies that rate well across various ESG themes and excludes companies with a major involvement in industries such as tobacco, gaming, weapons and fossil fuels.

Grade (RS Rating)

Last Trade

$37.82

Average Daily Volume

12,485

Number of Holdings ^*

238

* may have additional holdings in another (foreign) market

CDC

Compass EMP U S EQ Income 100 Enhanced Volatility Weighted Fund

CDC Description

The investment seeks to provide investment results that match the performance of the CEMP U.S. Large Cap High Dividend 100 Long/Cash Volatility Weighted Index before fees and expenses. The index is an unmanaged index that consists of the common stock of the 100 highest dividend yielding stocks of the CEMP U.S. Large Cap 500 Volatility Weighted Index. The index includes only those companies with consistent positive earnings and is weighted based on the volatility of each stock. Under normal market conditions, the fund invests at least 80% of its assets in the securities of U.S. issuers included in the index as of its most recent reconstitution.

Grade (RS Rating)

Last Trade

$66.93

Average Daily Volume

29,843

Number of Holdings ^*

100

* may have additional holdings in another (foreign) market

Performance

Period	RAFE	CDC
30 Days	1.92%	2.71%
60 Days	3.06%	4.04%
90 Days	4.90%	6.74%
12 Months	24.12%	24.06%

42 Overlapping Holdings

Symbol	Grade	Weight in RAFE	Weight in CDC	Overlap
ABBV	D	1.53%	0.95%	0.95%
ADM	D	0.33%	0.5%	0.33%
AMGN	D	1.08%	0.74%	0.74%
BBY	D	0.5%	0.56%	0.5%
C	A	3.25%	0.95%	0.95%
CAG	D	0.07%	0.88%	0.07%
CMCSA	B	1.55%	1.1%	1.1%
CPB	D	0.05%	0.92%	0.05%
CSCO	B	2.94%	1.34%	1.34%
CVS	D	0.4%	0.64%	0.4%
DG	F	0.15%	0.4%	0.15%
DOW	F	0.5%	0.94%	0.5%
EIX	B	0.25%	1.09%	0.25%
EL	F	0.12%	0.39%	0.12%
F	C	1.14%	0.55%	0.55%
FITB	A	0.13%	0.89%	0.13%
GILD	C	0.99%	0.99%	0.99%
GIS	D	0.32%	0.97%	0.32%
GPC	D	0.08%	0.8%	0.08%
HPQ	B	0.72%	0.69%	0.69%
HRL	D	0.01%	0.72%	0.01%
HSY	F	0.06%	0.94%	0.06%
IBM	C	1.81%	0.97%	0.97%
IP	B	0.43%	0.84%	0.43%
JNJ	D	3.18%	1.24%	1.24%
KHC	F	0.2%	0.95%	0.2%
KMB	D	0.3%	1.04%	0.3%
MET	A	0.7%	1.18%	0.7%
MMM	D	1.07%	0.57%	0.57%
NTRS	A	0.07%	1.08%	0.07%
OMC	C	0.14%	1.09%	0.14%
PAYX	C	0.11%	1.26%	0.11%
PEP	F	0.28%	1.22%	0.28%
PFG	D	0.2%	1.18%	0.2%
PRU	A	0.51%	1.0%	0.51%
SJM	D	0.09%	0.93%	0.09%
STT	A	0.26%	1.1%	0.26%
T	A	2.41%	1.23%	1.23%
TGT	F	1.18%	0.68%	0.68%
TROW	B	0.12%	1.04%	0.12%
UPS	C	0.54%	0.79%	0.54%
VZ	C	1.69%	1.01%	1.01%

RAFE Overweight 196 Positions Relative to CDC

Symbol	Grade	Weight
AAPL	C	6.52%
MSFT	F	5.72%
JPM	A	4.09%
INTC	D	2.85%
PG	A	2.84%
WFC	A	2.82%
PFE	D	2.32%
GM	B	2.16%
BMY	B	1.97%
HD	A	1.77%
MRK	F	1.69%
ORCL	B	1.68%
QCOM	F	1.6%
CI	F	1.3%
AVGO	D	1.26%
META	D	1.2%
DIS	B	1.2%
ABT	B	1.18%
LOW	D	1.14%
NVDA	C	1.12%
LIN	D	1.12%
V	A	1.09%
GS	A	0.98%
KO	D	0.98%
ACN	C	0.97%
MU	D	0.95%
ELV	F	0.89%
BAC	A	0.86%
TXN	C	0.83%
AMAT	F	0.81%
MA	C	0.79%
BLK	C	0.71%
HPE	B	0.7%
LLY	F	0.67%
AXP	A	0.63%
ADBE	C	0.63%
PYPL	B	0.62%
DD	D	0.59%
ALL	A	0.58%
UNH	C	0.58%
CRM	B	0.58%
JCI	C	0.55%
DE	A	0.54%
LRCX	F	0.5%
TSLA	B	0.49%
TJX	A	0.49%
NKE	D	0.48%
NEM	D	0.46%
DHR	F	0.46%
TMUS	B	0.46%
ADP	B	0.45%
FDX	B	0.45%
WM	A	0.44%
MCK	B	0.43%
APD	A	0.42%
EBAY	D	0.41%
HUM	C	0.41%
WDC	D	0.37%
ADI	D	0.37%
CARR	D	0.37%
CBRE	B	0.37%
CL	D	0.37%
FIS	C	0.36%
WELL	A	0.33%
BDX	F	0.32%
ITW	B	0.31%
EA	A	0.31%
NTAP	C	0.29%
MDLZ	F	0.29%
CAH	B	0.29%
MAR	B	0.28%
FI	A	0.28%
HIG	B	0.27%
BIIB	F	0.27%
GEHC	F	0.27%
CCI	D	0.27%
WY	D	0.26%
ECL	D	0.26%
PGR	A	0.25%
AMP	A	0.25%
SYY	B	0.24%
EQIX	A	0.24%
VTR	C	0.23%
OC	A	0.22%
MSI	B	0.21%
KLAC	D	0.21%
LUMN	C	0.21%
WHR	B	0.21%
CMI	A	0.21%
JLL	D	0.21%
PARA	C	0.2%
PPG	F	0.2%
LH	C	0.19%
JNPR	F	0.19%
IRM	D	0.19%
FOXA	B	0.19%
MOS	F	0.19%
AMT	D	0.19%
BK	A	0.19%
K	A	0.18%
BAX	D	0.18%
CTSH	B	0.18%
VFC	C	0.18%
DVA	B	0.17%
GWW	B	0.17%
TPR	B	0.16%
CF	B	0.16%
AVB	B	0.16%
BALL	D	0.16%
MCO	B	0.16%
EW	C	0.16%
EQR	B	0.16%
PKG	A	0.15%
ARW	D	0.15%
HLT	A	0.15%
SHW	A	0.15%
A	D	0.15%
KDP	D	0.14%
AWK	D	0.14%
ISRG	A	0.14%
KSS	F	0.14%
ZTS	D	0.14%
FAST	B	0.13%
CDNS	B	0.13%
CNC	D	0.13%
MRVL	B	0.13%
COR	B	0.13%
DELL	C	0.13%
OTIS	C	0.12%
SYK	C	0.12%
IFF	D	0.12%
HOLX	D	0.11%
WAT	B	0.11%
HST	C	0.11%
TSCO	D	0.11%
SWK	D	0.11%
BSX	B	0.11%
GAP	C	0.11%
PVH	C	0.11%
ON	D	0.1%
KEYS	A	0.1%
SPGI	C	0.1%
LKQ	D	0.09%
WAB	B	0.09%
SOLV	C	0.09%
HCA	F	0.09%
WBA	F	0.09%
VTRS	A	0.09%
AVT	C	0.09%
USFD	A	0.09%
NFLX	A	0.09%
TER	D	0.09%
CDW	F	0.09%
ILMN	D	0.08%
SNPS	B	0.08%
PLD	D	0.08%
LNC	B	0.08%
DOX	D	0.08%
LEA	D	0.08%
DXC	B	0.07%
DGX	A	0.07%
KIM	A	0.07%
NDAQ	A	0.07%
CHD	B	0.07%
HUN	F	0.07%
AKAM	D	0.07%
TSN	B	0.07%
MAA	B	0.07%
NWSA	B	0.07%
DOV	A	0.06%
KD	B	0.06%
HSIC	B	0.06%
EQH	B	0.06%
GT	C	0.06%
MCHP	D	0.06%
AMD	F	0.06%
ESS	B	0.05%
MHK	D	0.05%
XRX	F	0.05%
HAS	D	0.05%
CTVA	C	0.05%
FL	F	0.05%
ORLY	B	0.05%
ROK	B	0.05%
AAP	C	0.04%
OGN	D	0.04%
WU	D	0.04%
GEN	B	0.04%
AGCO	D	0.04%
NWL	B	0.04%
FLEX	A	0.04%
RSG	A	0.04%
MAN	D	0.03%
M	D	0.03%
O	D	0.02%
ANET	C	0.02%

RAFE Underweight 58 Positions Relative to CDC

Symbol	Grade	Weight
KMI	A	-1.62%
WMB	A	-1.46%
ETR	B	-1.44%
NI	A	-1.42%
PPL	B	-1.39%
OKE	A	-1.39%
PM	B	-1.37%
SRE	A	-1.33%
DUK	C	-1.33%
EVRG	A	-1.29%
CME	A	-1.28%
CVX	A	-1.25%
SO	D	-1.25%
CMS	C	-1.24%
MO	A	-1.21%
LNT	A	-1.21%
FE	C	-1.2%
MS	A	-1.18%
XOM	B	-1.18%
ED	D	-1.18%
WEC	A	-1.16%
AEE	A	-1.15%
MDT	D	-1.15%
CNP	B	-1.12%
DRI	B	-1.09%
TAP	C	-1.09%
DTE	C	-1.08%
EOG	A	-1.06%
CLX	B	-1.04%
XEL	A	-1.04%
AEP	D	-1.04%
MTB	A	-1.01%
CTRA	B	-1.01%
PNC	B	-0.99%
LYB	F	-0.98%
EXC	C	-0.97%
EMN	D	-0.96%
HBAN	A	-0.95%
IPG	D	-0.93%
FNF	B	-0.92%
D	C	-0.92%
OWL	A	-0.91%
RF	A	-0.9%
USB	A	-0.88%
GLW	B	-0.86%
OVV	B	-0.82%
KVUE	A	-0.82%
DVN	F	-0.81%
PSX	C	-0.8%
FANG	D	-0.8%
BG	F	-0.77%
CRBG	B	-0.77%
CFG	B	-0.76%
KEY	B	-0.73%
VLO	C	-0.71%
STX	D	-0.67%
ALLY	C	-0.56%
AES	F	-0.49%