PSCU vs. ARKK ETF Comparison

Comparison of PowerShares S&P SmallCap Utilities Portfolio (PSCU) to ARK Innovation ETF (ARKK)
PSCU

PowerShares S&P SmallCap Utilities Portfolio

PSCU Description

The PowerShares S&P SmallCap Utilities Portfolio (Fund) is based on the S&P SmallCap 600® Capped Utilities & Telecom Services Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US utilities and telecommunication services companies. These companies are principally engaged in providing either energy, water or natural gas utilities, as well as services designed to promote or enhance the transmission of voice, data and video over various communications media, including wireline, wireless (terrestrial-based), satellite and cable. The Index is a subset of the S&P SmallCap 600® Index, which is a float-adjusted, market-capitalization-weighted index reflecting the US small-cap market. The Fund and the Index are rebalanced and reconstituted quarterly.

Grade (RS Rating)

Last Trade

$59.55

Average Daily Volume

6,194

Number of Holdings *

34

* may have additional holdings in another (foreign) market
ARKK

ARK Innovation ETF

ARKK Description The investment seeks long-term growth of capital. The fund is an actively-managed exchange-traded fund ("ETF") that will invest under normal circumstances primarily (at least 65% of its assets) in domestic and foreign equity securities of companies that are relevant to the fund's investment theme of disruptive innovation. Its investments in foreign equity securities will be in both developed and emerging markets. The fund currently intends to use only American Depositary Receipts ("ADRs") when purchasing foreign securities. It is non-diversified.

Grade (RS Rating)

Last Trade

$46.18

Average Daily Volume

6,918,261

Number of Holdings *

32

* may have additional holdings in another (foreign) market
Performance
Period PSCU ARKK
30 Days 2.86% 3.03%
60 Days 7.28% 12.06%
90 Days 20.32% 1.25%
12 Months 24.52% 18.29%
0 Overlapping Holdings
Symbol Grade Weight in PSCU Weight in ARKK Overlap
PSCU Overweight 34 Positions Relative to ARKK
Symbol Grade Weight
LUMN C 9.74%
IAC C 5.09%
MSGS B 4.6%
OTTR F 4.44%
MGEE A 4.43%
CCOI B 4.18%
CWT D 4.17%
AWR B 4.13%
SATS C 4.07%
AVA B 4.01%
CNK C 3.94%
CPK B 3.67%
CARG C 3.5%
CWEN A 3.31%
TGNA B 3.31%
YELP F 3.1%
TDS B 2.98%
ZD D 2.95%
SJW D 2.29%
TRIP F 2.16%
CABO F 2.14%
NWN B 2.06%
MSEX C 1.53%
QNST C 1.46%
CARS F 1.42%
UTL C 1.29%
CWEN A 1.28%
SSTK F 1.14%
SCHL D 1.01%
SHEN F 0.92%
TTGT F 0.82%
THRY F 0.8%
GOGO F 0.55%
CNSL A 0.47%
PSCU Underweight 32 Positions Relative to ARKK
Symbol Grade Weight
TSLA B -15.15%
ROKU D -10.51%
COIN F -6.97%
RBLX C -6.56%
SQ D -4.87%
HOOD C -4.67%
PLTR C -4.62%
CRSP F -4.19%
SHOP C -3.96%
NTLA F -2.96%
PATH D -2.94%
TXG F -2.88%
DKNG D -2.49%
PD F -2.42%
META A -2.31%
RXRX F -2.22%
TWST D -2.13%
U D -1.92%
BEAM F -1.86%
TER D -1.85%
TTD C -1.77%
VCYT C -1.73%
PINS D -1.47%
AMD D -1.38%
SOFI C -1.05%
MRNA F -0.77%
ACHR F -0.73%
NTRA B -0.57%
PACB F -0.57%
AMZN C -0.5%
CERS F -0.29%
PRME F -0.15%
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