PFIX vs. HAPI ETF Comparison

Comparison of Simplify Interest Rate Hedge ETF (PFIX) to Harbor Corporate Culture ETF (HAPI)

PFIX

Simplify Interest Rate Hedge ETF

PFIX Description

The investment seeks to track the performance, before fees and expenses, of the SoFi Sustainable Dividend Index. The index follows a rules-based methodology that tracks the performance of the equity securities of publicly-traded, large- and mid-capitalization U.S. and non-U.S. companies in developed markets that are selected based on a set of dividend filters focused on dividend sustainability. The adviser attempts to invest all, or substantially all, of its assets in the component securities that make up the index. The fund will invest at least 80% its net assets in dividend paying securities. It is non-diversified.

Grade (RS Rating)

Last Trade

$50.22

Average Daily Volume

80,892

Number of Holdings ^*

108

* may have additional holdings in another (foreign) market

HAPI

Harbor Corporate Culture ETF

HAPI Description

The fund invests at least 80% of its total assets in securities that are included in the index. The index consists of a modified market capitalization-weighted portfolio of equity securities of approximately 150 U.S. companies identified by Irrational Capital LLC ("Irrational Capital") as those the advisor believes to possess strong corporate culture based on its proprietary scoring methodology.

Grade (RS Rating)

Last Trade

$36.20

Average Daily Volume

5,644

Number of Holdings ^*

151

* may have additional holdings in another (foreign) market

Performance

Period	PFIX	HAPI
30 Days	1.63%	2.60%
60 Days	26.27%	4.98%
90 Days	22.86%	6.65%
12 Months	7.42%	35.11%

28 Overlapping Holdings

Symbol	Grade	Weight in PFIX	Weight in HAPI	Overlap
ADP	B	0.79%	0.39%	0.39%
AEE	A	0.14%	0.16%	0.14%
BAC	A	1.73%	1.88%	1.73%
BLK	C	0.87%	0.87%	0.87%
CINF	A	0.11%	0.13%	0.11%
CMI	A	0.28%	0.29%	0.28%
CSCO	B	1.48%	0.75%	0.75%
CVX	A	2.06%	2.07%	2.06%
DTE	C	0.17%	0.16%	0.16%
EIX	B	0.19%	0.22%	0.19%
EXC	C	0.27%	0.26%	0.26%
GILD	C	0.66%	0.65%	0.65%
GIS	D	0.28%	0.15%	0.15%
HPE	B	0.13%	0.09%	0.09%
JNJ	D	2.83%	2.09%	2.09%
JPM	A	3.9%	3.99%	3.9%
LHX	C	0.29%	0.28%	0.28%
LMT	D	0.82%	0.83%	0.82%
MDLZ	F	0.76%	0.35%	0.35%
MS	A	0.81%	1.02%	0.81%
PFG	D	0.14%	0.12%	0.12%
PG	A	2.82%	1.56%	1.56%
PLD	D	0.91%	0.56%	0.56%
QCOM	F	1.27%	0.56%	0.56%
SO	D	0.55%	0.64%	0.55%
SYF	B	0.12%	0.15%	0.12%
TRV	B	0.38%	0.33%	0.33%
TXN	C	1.13%	0.61%	0.61%

PFIX Overweight 80 Positions Relative to HAPI

Symbol	Grade	Weight
AVGO	D	3.86%
XOM	B	3.19%
TM	D	1.97%
NVS	D	1.56%
CMCSA	B	1.29%
VZ	C	1.26%
HSBH	B	1.23%
COP	C	1.01%
TD	F	0.83%
ETN	A	0.82%
UPS	C	0.81%
C	A	0.77%
CVS	D	0.76%
MMC	B	0.75%
GD	F	0.46%
USB	A	0.45%
HMC	F	0.45%
PSX	C	0.45%
STLA	F	0.43%
PNC	B	0.43%
NSC	B	0.42%
PCAR	B	0.42%
APD	A	0.37%
VLO	C	0.36%
AIG	B	0.34%
SRE	A	0.33%
NUE	C	0.32%
MET	A	0.32%
OKE	A	0.31%
AEP	D	0.31%
PAYX	C	0.3%
BK	A	0.29%
JCI	C	0.29%
RSG	A	0.28%
KR	B	0.26%
E	F	0.26%
XEL	A	0.25%
PEG	A	0.23%
FANG	D	0.23%
HSY	F	0.22%
DFS	B	0.22%
ADM	D	0.22%
VICI	C	0.22%
BCS	C	0.22%
AVB	B	0.19%
WEC	A	0.18%
TROW	B	0.17%
STT	A	0.16%
FITB	A	0.16%
ES	D	0.15%
MTB	A	0.15%
GPC	D	0.14%
DRI	B	0.14%
ETR	B	0.14%
HBAN	A	0.13%
GRMN	B	0.13%
OMC	C	0.13%
CMS	C	0.12%
RF	A	0.12%
SWKS	F	0.12%
HST	C	0.11%
NTRS	A	0.11%
VTRS	A	0.11%
ATO	A	0.11%
FNF	B	0.1%
SNA	A	0.1%
CCEP	C	0.1%
PKG	A	0.1%
BBY	D	0.1%
IP	B	0.09%
AMCR	D	0.09%
EG	C	0.09%
CAG	D	0.09%
NI	A	0.08%
LNT	A	0.08%
MOS	F	0.07%
EVRG	A	0.07%
CHRW	C	0.06%
CPB	D	0.06%
FRO	F	0.02%

PFIX Underweight 123 Positions Relative to HAPI

Symbol	Grade	Weight
NVDA	C	-8.04%
AAPL	C	-5.25%
AMZN	C	-5.0%
MSFT	F	-4.3%
META	D	-3.22%
GOOGL	C	-3.2%
LLY	F	-2.89%
GOOG	C	-2.81%
MA	C	-2.54%
XLC	A	-1.59%
BKNG	A	-1.52%
BSX	B	-1.15%
NFLX	A	-1.14%
CAT	B	-1.13%
GE	D	-1.05%
ISRG	A	-1.01%
HON	B	-0.95%
CRM	B	-0.94%
KO	D	-0.93%
AXP	A	-0.91%
AMGN	D	-0.89%
PEP	F	-0.84%
PFE	D	-0.77%
AMAT	F	-0.76%
MELI	D	-0.76%
ADBE	C	-0.74%
BX	A	-0.71%
MAR	B	-0.68%
AMD	F	-0.67%
DE	A	-0.67%
NOW	A	-0.63%
FCX	D	-0.61%
DUK	C	-0.6%
IBM	C	-0.6%
HLT	A	-0.58%
INTU	C	-0.57%
WMB	A	-0.56%
KKR	A	-0.5%
ABNB	C	-0.49%
GEV	B	-0.48%
ZTS	D	-0.46%
EQIX	A	-0.46%
NOC	D	-0.45%
CME	A	-0.44%
GWW	B	-0.41%
SLB	C	-0.38%
MO	A	-0.38%
BDX	F	-0.36%
PANW	C	-0.34%
NKE	D	-0.33%
INTC	D	-0.32%
LULU	C	-0.31%
URI	B	-0.31%
SPG	B	-0.31%
CTVA	C	-0.31%
CL	D	-0.3%
DOW	F	-0.29%
DD	D	-0.29%
EBAY	D	-0.29%
OXY	D	-0.27%
ANET	C	-0.27%
EXPE	B	-0.26%
PWR	A	-0.26%
BKR	B	-0.26%
KLAC	D	-0.25%
MRVL	B	-0.24%
SNPS	B	-0.24%
CDNS	B	-0.24%
ED	D	-0.23%
DAL	C	-0.23%
CRWD	B	-0.21%
EW	C	-0.21%
EXR	D	-0.2%
ADSK	A	-0.2%
RMD	C	-0.2%
STLD	B	-0.2%
A	D	-0.2%
BLDR	D	-0.19%
ACGL	D	-0.19%
HIG	B	-0.19%
KMB	D	-0.18%
FTNT	C	-0.18%
FICO	B	-0.17%
ALNY	D	-0.17%
SPOT	B	-0.17%
F	C	-0.16%
NDAQ	A	-0.16%
WDAY	B	-0.16%
GEHC	F	-0.15%
TTD	B	-0.15%
MSCI	C	-0.15%
BRO	B	-0.14%
SBAC	D	-0.14%
STZ	D	-0.14%
IT	C	-0.13%
TEAM	A	-0.13%
HPQ	A	-0.12%
CBOE	B	-0.12%
ARES	A	-0.12%
BAH	F	-0.11%
PHM	D	-0.11%
ESS	B	-0.11%
LII	A	-0.11%
HUBS	A	-0.1%
LUV	C	-0.1%
BR	A	-0.09%
ANSS	B	-0.09%
ROK	B	-0.09%
NTAP	C	-0.08%
BG	F	-0.08%
MOH	F	-0.08%
RBLX	C	-0.07%
DOC	D	-0.07%
CPT	B	-0.07%
ZBRA	B	-0.06%
FDS	B	-0.06%
BMRN	D	-0.06%
TRMB	B	-0.05%
TER	D	-0.05%
MDB	C	-0.05%
J	F	-0.05%
EPAM	C	-0.04%
BSY	D	-0.03%