PBE vs. FYC ETF Comparison

Comparison of PowerShares Dynamic Biotech & Genome (PBE) to First Trust Small Cap Growth AlphaDEX Fund (FYC)
PBE

PowerShares Dynamic Biotech & Genome

PBE Description

The PowerShares Dynamic Biotechnology & Genome Portfolio (Fund) is based on the Dynamic Biotech & Genome IntellidexSM Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index is designed to provide capital appreciation by thoroughly evaluating companies based on a variety of investment merit criteria, including price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 30 US biotechnology and genome companies. These are companies that are principally engaged in the research, development, manufacture and marketing and distribution of various biotechnological products, services and processes and companies that benefit significantly from scientific and technological advances biotechnology and genetic engineering and reseach. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.

Grade (RS Rating)

Last Trade

$69.21

Average Daily Volume

8,955

Number of Holdings *

30

* may have additional holdings in another (foreign) market
FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$73.19

Average Daily Volume

22,902

Number of Holdings *

241

* may have additional holdings in another (foreign) market
Performance
Period PBE FYC
30 Days -3.69% 1.27%
60 Days 1.09% 8.76%
90 Days 8.11% 11.99%
12 Months 23.15% 32.57%
8 Overlapping Holdings
Symbol Grade Weight in PBE Weight in FYC Overlap
BCRX D 2.7% 0.44% 0.44%
COLL B 2.83% 0.55% 0.55%
CPRX C 2.78% 0.46% 0.46%
MYGN D 2.75% 0.52% 0.52%
PTGX C 3.06% 0.75% 0.75%
TGTX C 2.92% 0.16% 0.16%
VCEL F 2.38% 0.24% 0.24%
VCYT C 2.98% 0.18% 0.18%
PBE Overweight 22 Positions Relative to FYC
Symbol Grade Weight
AMGN D 5.18%
UTHR B 5.07%
ILMN C 5.03%
BIIB F 4.92%
ALNY B 4.9%
REGN D 4.78%
BMRN F 3.92%
NBIX F 3.89%
MNKD C 3.36%
XNCR D 3.36%
NVAX D 3.17%
TECH B 3.02%
NTRA B 2.91%
ACAD F 2.87%
EXEL C 2.81%
INCY B 2.74%
BPMC F 2.69%
RGEN F 2.68%
QGEN D 2.67%
HALO D 2.56%
CDNA C 2.55%
OPK D 2.45%
PBE Underweight 233 Positions Relative to FYC
Symbol Grade Weight
SMMT D -1.34%
ADMA B -1.0%
ZETA B -0.91%
OSCR C -0.83%
SATS C -0.82%
ALHC C -0.82%
CRS B -0.8%
ROAD C -0.78%
POWL A -0.76%
HWKN A -0.76%
PRCT C -0.76%
QTWO C -0.75%
USLM C -0.74%
CNK C -0.74%
IESC B -0.74%
GVA B -0.73%
PI B -0.72%
PJT C -0.71%
SMTC C -0.7%
STRL C -0.7%
ACIW A -0.7%
RDNT C -0.67%
WHD B -0.67%
SGBX F -0.67%
LRN C -0.67%
SPNT D -0.66%
TBBK C -0.65%
MIRM D -0.65%
FTDR C -0.65%
DY C -0.65%
TDS B -0.64%
TRN C -0.64%
AMRX A -0.63%
GERN D -0.63%
ALKT D -0.63%
AGIO D -0.62%
ATGE C -0.62%
TMDX D -0.62%
ITRI C -0.61%
UFPT D -0.61%
CSWI B -0.61%
OSW C -0.61%
AZZ C -0.6%
SLG C -0.58%
AROC C -0.58%
BKD D -0.57%
KRYS D -0.57%
CORT B -0.57%
NHI C -0.56%
SKYW B -0.56%
KYMR C -0.55%
TWST D -0.55%
PLMR D -0.54%
CEIX B -0.54%
MBIN D -0.53%
IDCC A -0.53%
PTCT C -0.53%
SKWD B -0.51%
BRC C -0.51%
LAUR C -0.51%
ICFI C -0.51%
KTOS A -0.51%
EPAC C -0.5%
TNDM D -0.5%
RXST F -0.5%
HURN C -0.5%
JWN D -0.49%
HLX D -0.49%
LMAT B -0.49%
GFF B -0.49%
TPG C -0.48%
GRBK B -0.48%
GBX C -0.47%
PMT B -0.47%
HIMS C -0.47%
TGLS A -0.46%
ARDX D -0.46%
SCS D -0.46%
VERX B -0.46%
CAL F -0.45%
SPR D -0.45%
AGYS D -0.45%
BOWL F -0.45%
CMPR F -0.44%
RYTM C -0.44%
TNL B -0.44%
DSGR B -0.43%
SYBT C -0.43%
BANF D -0.42%
CARS F -0.42%
AKR B -0.42%
FLNC C -0.41%
CRDO C -0.41%
CBZ F -0.41%
IIPR C -0.41%
WRBY C -0.41%
INSW C -0.4%
SBRA C -0.4%
YOU C -0.4%
SHAK C -0.4%
ESRT C -0.4%
PAR D -0.4%
MRUS D -0.39%
CARG C -0.39%
NSA C -0.39%
GIII C -0.39%
HASI C -0.39%
ACVA C -0.38%
LKFN D -0.38%
BROS D -0.38%
LPG F -0.38%
CHCO D -0.38%
UE B -0.38%
CDRE B -0.37%
KNTK C -0.37%
AESI C -0.37%
OSIS B -0.36%
ALX C -0.36%
AGM F -0.35%
JJSF A -0.35%
PK D -0.35%
NSSC F -0.35%
PRGS B -0.35%
SWI C -0.35%
WABC F -0.35%
RKLB B -0.34%
DOCS B -0.33%
GPOR B -0.33%
MGNI D -0.33%
THR F -0.33%
ENV C -0.33%
DFH C -0.33%
FORM F -0.33%
GBDC D -0.32%
TNC F -0.32%
VGR C -0.32%
IOSP F -0.31%
VECO F -0.31%
MIR B -0.31%
ANIP D -0.31%
SITM B -0.3%
OUT C -0.29%
TGI F -0.29%
HRMY B -0.29%
GH F -0.29%
SABR C -0.28%
PDFS F -0.28%
FA A -0.28%
NABL F -0.28%
SKT A -0.27%
JBI F -0.27%
ESE B -0.27%
CRNX D -0.27%
IVT B -0.27%
CTRE B -0.27%
MLNK F -0.26%
SMG B -0.26%
EXTR D -0.26%
ENVX F -0.25%
HEES D -0.25%
CLDX F -0.25%
JOE D -0.25%
PRVA F -0.25%
AIV C -0.25%
SXI B -0.25%
TR D -0.24%
LTC C -0.24%
FOR D -0.24%
DRH D -0.24%
GIC D -0.24%
LADR D -0.24%
ETWO D -0.23%
NOVA D -0.23%
PEB D -0.23%
SHO D -0.23%
RRR D -0.22%
YELP F -0.21%
AMC F -0.21%
ALRM F -0.2%
AGL F -0.2%
ZUO F -0.2%
FWRG F -0.2%
BE F -0.19%
RAMP F -0.19%
RUN D -0.18%
PDFS F -0.18%
XMTR D -0.18%
TRIP F -0.18%
MYRG F -0.17%
RKT B -0.16%
DNLI C -0.15%
INTA C -0.15%
CWAN C -0.15%
UMH C -0.14%
KW C -0.13%
IAS F -0.13%
CLSK F -0.13%
AWR B -0.13%
DRVN C -0.13%
NEO F -0.13%
BANC C -0.13%
DOCN C -0.13%
MGEE A -0.13%
FCPT C -0.13%
AMWD C -0.13%
RES D -0.12%
ALG D -0.12%
RNG F -0.12%
ROCK D -0.12%
CNMD D -0.12%
PLYM D -0.12%
WINA D -0.12%
BEAM F -0.12%
LMND F -0.12%
PHR F -0.12%
JAMF F -0.12%
PLAB D -0.11%
UPWK D -0.11%
NTST D -0.11%
EVTC D -0.11%
MTRN F -0.11%
DBRG D -0.11%
UEC C -0.1%
VC F -0.1%
NARI F -0.1%
WNC F -0.1%
MCW F -0.1%
GTX F -0.1%
CTKB F -0.1%
BASE F -0.09%
AI F -0.09%
CXM F -0.09%
PLAY D -0.09%
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