NXTE vs. MGMT ETF Comparison

Comparison of AXS Green Alpha ETF (NXTE) to Ballast Small/Mid Cap ETF (MGMT)

NXTE

AXS Green Alpha ETF

NXTE Description

AXS Green Alpha ETF is an actively managed portfolio seeking long-term capital appreciation. It's for the discerning, socially responsible investor looking for sustainability and the potential for above-average alpha. The ETF invests in Next Economy™ companies selected by Green Alpha Investments for their attractive growth prospects and a demonstrated commitment to promoting a sustainable environment and economy.

Grade (RS Rating)

Last Trade

$33.39

Average Daily Volume

3,647

Number of Holdings ^*

* may have additional holdings in another (foreign) market

MGMT

Ballast Small/Mid Cap ETF

MGMT Description

The investment seeks to generate positive risk adjusted returns. Under normal circumstances, the fund invests at least 80% of the value of its net assets (plus borrowings for investment purposes) in equity securities (principally common stocks) of domestic companies with small to medium market capitalizations. It may also invest all or substantially all of its assets in cash and cash equivalents, including money market funds and other short-term fixed income investments, in seeking to protect principal, or when, in the Adviser's opinion, there are not sufficient companies appropriate for investment.

Grade (RS Rating)

Last Trade

$38.07

Average Daily Volume

11,160

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	NXTE	MGMT
30 Days	2.45%	0.14%
60 Days	7.34%	4.33%
90 Days	-0.23%	5.72%
12 Months	24.75%	13.75%

0 Overlapping Holdings

	Symbol	Grade	Weight in NXTE	Weight in MGMT	Overlap

NXTE Overweight 9 Positions Relative to MGMT

Symbol	Grade	Weight
TSM	C	8.16%
AMAT	B	5.14%
IBM	B	4.96%
ASML	F	4.9%
SFM	A	4.33%
QCOM	D	3.97%
LRCX	D	3.96%
CRSP	F	3.58%
FSLR	C	3.26%

NXTE Underweight 43 Positions Relative to MGMT

Symbol	Grade	Weight
NRP	B	-5.46%
AGM	F	-3.54%
CVCO	B	-3.49%
MTG	B	-3.45%
PHIN	C	-3.35%
AZZ	C	-3.12%
EXP	C	-3.01%
BELFB	B	-2.83%
IGIC	C	-2.74%
CEIX	B	-2.66%
CBNK	D	-2.6%
LII	C	-2.42%
PATK	C	-2.39%
CASS	D	-2.38%
LSTR	D	-2.3%
TPB	A	-2.2%
TDC	D	-2.2%
BLCO	C	-2.08%
GEO	F	-2.06%
IMXI	F	-2.04%
BCO	C	-1.99%
EPR	C	-1.84%
DOX	B	-1.8%
ECVT	F	-1.72%
BWA	B	-1.71%
UFPT	D	-1.69%
G	A	-1.47%
RCMT	D	-1.42%
BIOX	F	-1.41%
KN	C	-1.36%
KOS	F	-1.34%
TRIP	F	-1.34%
GSM	D	-1.26%
GPRE	F	-1.25%
IPGP	D	-1.22%
EPSN	A	-1.16%
TKR	D	-1.09%
CRMT	F	-1.08%
EXTR	C	-1.04%
IRMD	B	-1.03%
CMPO	B	-1.03%
NTIC	F	-0.9%
RMNI	F	-0.74%