NSCS vs. ROBT ETF Comparison

Comparison of Nuveen Small Cap Select ETF (NSCS) to First Trust Nasdaq Artificial Intelligence and Robotics ETF (ROBT)

NSCS

Nuveen Small Cap Select ETF

NSCS Description

The investment seeks capital appreciation. Under normal market conditions, the fund invests at least 80% of the sum of its net assets and the amount of any borrowings for investment purposes in exchange-traded common stocks of small-capitalization companies. It may invest up to 15% of its total assets in non-dollar denominated equity securities of non-U.S. issuers listed on a foreign exchange that trade on such exchange contemporaneously with the shares of the fund. Up to 15% of the fund's total assets may be invested in equity securities of emerging market issuers.

Grade (RS Rating)

Last Trade

$27.94

Average Daily Volume

1,357

Number of Holdings ^*

75

* may have additional holdings in another (foreign) market

ROBT

First Trust Nasdaq Artificial Intelligence and Robotics ETF

ROBT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq CTA Artificial Intelligence and Robotics IndexSM (the "index"). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks and depositary receipts that comprise the index. The index is designed to track the performance of companies engaged in the artificial intelligence ("AI") and robotics segments of the technology, industrial and other economic sectors. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$42.97

Average Daily Volume

75,805

Number of Holdings ^*

66

* may have additional holdings in another (foreign) market

Performance

Period	NSCS	ROBT
30 Days	4.45%	1.08%
60 Days	3.42%	0.44%
90 Days	9.24%	2.44%
12 Months	22.63%	4.88%

2 Overlapping Holdings

	Symbol	Grade	Weight in NSCS	Weight in ROBT	Overlap
	AVAV	C	1.52%	1.65%	1.52%
	KTOS	C	1.36%	0.39%	0.39%

NSCS Overweight 73 Positions Relative to ROBT

	Symbol	Grade	Weight
	EVR	A	2.36%
	WTFC	B	2.22%
	PIPR	B	2.12%
	QTWO	B	2.0%
	NOG	D	1.79%
	PRMW	B	1.74%
	SSB	B	1.72%
	MMSI	B	1.68%
	BANR	B	1.64%
	ESE	B	1.56%
	HOMB	B	1.55%
	CVLT	B	1.54%
	HQY	C	1.53%
	STAG	C	1.53%
	MGNI	D	1.51%
	ACA	B	1.51%
	EGP	B	1.51%
	FLR	D	1.5%
	EHC	C	1.48%
	TPH	C	1.48%
	AIT	A	1.47%
	OPCH	C	1.44%
	AVNT	B	1.43%
	SHAK	C	1.4%
	MMS	C	1.38%
	EVRI	C	1.38%
	FIBK	B	1.36%
	ASGN	D	1.34%
	BKH	B	1.34%
	SUM	D	1.33%
	GDYN	C	1.32%
	SHOO	B	1.31%
	CMC	D	1.28%
	NPO	D	1.25%
	MTDR	F	1.25%
	ONTO	D	1.23%
	WK	D	1.17%
	TROX	F	1.16%
	ARCB	D	1.14%
	PFBC	D	1.13%
	GKOS	C	1.13%
	BYD	C	1.13%
	RDNT	B	1.12%
	LADR	B	1.08%
	ICHR	F	1.04%
	BRBR	C	1.03%
	LITE	B	1.01%
	SLAB	D	1.0%
	SEM	D	0.95%
	SR	B	0.94%
	ENV	C	0.93%
	RBRK	D	0.91%
	TTMI	D	0.89%
	PRI	B	0.87%
	KEX	C	0.86%
	ZD	D	0.85%
	SIG	C	0.83%
	KRYS	D	0.83%
	FROG	F	0.79%
	DAN	F	0.79%
	INSM	D	0.76%
	INN	A	0.76%
	CRNX	C	0.73%
	PCVX	C	0.72%
	HALO	C	0.71%
	ESTA	D	0.69%
	SIBN	D	0.68%
	ARHS	F	0.57%
	MDGL	F	0.55%
	IMVT	D	0.5%
	TCMD	C	0.46%
	BPMC	F	0.33%
	MODG	F	0.07%

NSCS Underweight 64 Positions Relative to ROBT

	Symbol	Grade	Weight
	PLTR	B	-2.94%
	UPST	C	-2.62%
	NOW	B	-2.4%
	S	C	-2.38%
	WDAY	D	-2.21%
	ILMN	C	-2.21%
	PANW	D	-2.15%
	PEGA	C	-2.12%
	DT	C	-2.05%
	APPN	D	-1.95%
	PATH	D	-1.83%
	ANSS	D	-1.8%
	CDNS	D	-1.63%
	AMBA	C	-1.63%
	NICE	F	-1.62%
	GNTX	F	-1.57%
	CRNC	F	-1.57%
	SNPS	D	-1.52%
	AI	F	-1.33%
	PRO	F	-1.09%
	LAZR	F	-0.92%
	ISRG	B	-0.91%
	TSM	C	-0.83%
	ZBRA	B	-0.81%
	ROK	D	-0.77%
	ABBV	C	-0.76%
	NVDA	D	-0.74%
	KLAC	D	-0.72%
	JBT	D	-0.7%
	PRLB	F	-0.69%
	TER	D	-0.68%
	FARO	D	-0.67%
	NXPI	F	-0.65%
	CGNX	F	-0.64%
	AMD	D	-0.63%
	QCOM	D	-0.6%
	OMCL	C	-0.55%
	MU	F	-0.53%
	ADSK	C	-0.51%
	TSLA	C	-0.49%
	IBM	B	-0.49%
	NOC	B	-0.47%
	JNJ	C	-0.46%
	AAPL	C	-0.46%
	MDT	C	-0.45%
	SONY	C	-0.44%
	DDD	F	-0.44%
	SYK	C	-0.43%
	META	B	-0.43%
	BABA	B	-0.42%
	CRM	D	-0.42%
	AKAM	D	-0.41%
	DE	B	-0.41%
	NIO	C	-0.41%
	AMZN	C	-0.4%
	MSFT	C	-0.39%
	PTC	D	-0.38%
	GXO	D	-0.38%
	EMR	D	-0.36%
	GOOGL	D	-0.35%
	JD	C	-0.35%
	BIDU	D	-0.34%
	APTV	D	-0.33%
	INTC	F	-0.25%

NSCS: Top Represented Industries & Keywords

Industries: Biotechnology Banks - Regional - US Software - Infrastructure Medical Care Medical Devices Software - Application Capital Markets Medical Instruments & Supplies Oil & Gas E&P REIT - Industrial Semiconductor Equipment & Materials Aerospace & Defense Asset Management Auto Parts Beverages - Soft Drinks Building Materials Business Services Chemicals Communication Equipment Contract Manufacturers

Keywords: Banking Bank Medicine Chemical Mining Biopharmaceutical Deposit Products Commercial Banking Computing Eye Natural Gas Semiconductor Biotechnology Cancer Cash Management Services Commercial Bank Department Of Defense Electronic Engineering Financial Products Freight Transport

ROBT: Top Represented Industries & Keywords

Industries: Software - Application Semiconductors Diversified Industrials Software - Infrastructure Auto Parts Internet Content & Information Semiconductor Equipment & Materials Specialty Retail Aerospace & Defense Auto Manufacturers Consumer Electronics Drug Manufacturers - Major Information Technology Services Medical Devices Scientific & Technical Instruments Computer Systems Credit Services Diagnostics & Research Farm & Construction Equipment Health Information Services

Keywords: S&P 500 Nasdaq 100 Computing Artificial Intelligence Semiconductor Software Cloud Computing Dow Jones Component Integrated Circuits Information Technology Management Mobile Devices Aerospace Business Process Management Computer Aided Design IBD 50 Operating System Software As A Service Work From Home Automation CRM