NANR vs. FTA ETF Comparison

Comparison of SPDR S&P North American Natural Resources ETF (NANR) to First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA)

NANR

SPDR S&P North American Natural Resources ETF

NANR Description

The investment seeks to track the performance of the S&P BMI North American Natural Resources Index. The fund generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index comprises publicly traded large- and mid-capitalization U.S. and Canadian companies in the natural resources and commodities businesses that meet certain investability requirements and are classified within the sub-industries of one of three natural resources categories: energy, materials or agriculture. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$58.31

Average Daily Volume

15,946

Number of Holdings ^*

103

* may have additional holdings in another (foreign) market

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

39,082

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	NANR	FTA
30 Days	1.83%	4.88%
60 Days	3.28%	5.23%
90 Days	3.57%	6.80%
12 Months	18.81%	26.69%

25 Overlapping Holdings

Symbol	Grade	Weight in NANR	Weight in FTA	Overlap
ADM	D	1.59%	0.77%	0.77%
BG	F	0.79%	0.8%	0.79%
BKR	B	1.09%	0.61%	0.61%
CF	B	0.97%	0.7%	0.7%
COP	C	3.38%	0.94%	0.94%
CTRA	B	0.49%	0.93%	0.49%
CTVA	C	2.42%	0.17%	0.17%
CVX	A	7.01%	0.96%	0.96%
DVN	F	0.62%	0.88%	0.62%
EOG	A	2.0%	0.97%	0.97%
EQT	B	0.67%	0.82%	0.67%
FANG	D	0.83%	0.74%	0.74%
HAL	C	0.69%	0.91%	0.69%
IP	B	1.22%	0.6%	0.6%
MPC	D	1.43%	0.85%	0.85%
NUE	C	2.47%	0.85%	0.85%
OXY	D	0.87%	0.86%	0.86%
PKG	A	1.3%	0.38%	0.38%
PSX	C	1.42%	0.87%	0.87%
RS	B	1.24%	0.94%	0.94%
SLB	C	1.58%	0.73%	0.73%
STLD	B	1.45%	0.96%	0.96%
VLO	C	1.2%	0.91%	0.91%
WY	D	1.38%	0.16%	0.16%
XOM	B	10.3%	0.9%	0.9%

NANR Overweight 78 Positions Relative to FTA

Symbol	Grade	Weight
FCX	D	4.37%
NEM	D	3.41%
SW	A	1.69%
HES	B	1.03%
AVY	D	0.97%
AMCR	D	0.9%
AA	B	0.76%
RGLD	C	0.67%
TPL	A	0.66%
CRS	A	0.62%
INGR	B	0.56%
GPK	C	0.53%
MOS	F	0.51%
ATI	D	0.49%
CMC	B	0.48%
LPX	B	0.45%
MRO	B	0.42%
FMC	D	0.42%
DAR	C	0.41%
CLF	F	0.37%
WFG	D	0.32%
SEE	C	0.31%
FTI	A	0.31%
SON	D	0.3%
OVV	B	0.28%
RYN	D	0.25%
AR	B	0.24%
HCC	B	0.24%
HL	D	0.23%
CHRD	D	0.21%
APA	D	0.21%
RRC	B	0.21%
AMR	C	0.2%
PR	B	0.2%
PCH	D	0.2%
SMG	D	0.19%
CDE	D	0.18%
SLVM	B	0.18%
MP	B	0.17%
MTDR	B	0.17%
NOV	C	0.16%
DINO	D	0.16%
MTRN	C	0.16%
CNX	A	0.15%
WFRD	D	0.15%
MGY	A	0.13%
SM	B	0.13%
MUR	D	0.12%
CIVI	D	0.12%
WHD	B	0.11%
NOG	A	0.1%
UEC	B	0.09%
KALU	C	0.09%
AROC	B	0.09%
CRC	B	0.09%
WS	B	0.09%
VAL	D	0.08%
RIG	D	0.08%
CEIX	A	0.08%
PBF	D	0.08%
HP	B	0.08%
PTEN	C	0.07%
LBRT	D	0.07%
OII	B	0.07%
BTU	B	0.07%
TDW	F	0.06%
TALO	C	0.05%
KOS	F	0.05%
CRGY	B	0.05%
HLX	B	0.04%
GPOR	B	0.04%
WKC	D	0.04%
WTTR	B	0.03%
DK	C	0.03%
XPRO	F	0.03%
AESI	B	0.03%
PDS	C	0.02%
PARR	D	0.02%

NANR Underweight 161 Positions Relative to FTA

Symbol	Grade	Weight
UAL	A	-1.4%
SYF	B	-1.14%
GM	B	-1.13%
DAL	C	-1.12%
PCAR	B	-1.02%
FOXA	B	-0.98%
TROW	B	-0.97%
CINF	A	-0.96%
HPE	B	-0.92%
F	C	-0.92%
AIG	B	-0.91%
CMCSA	B	-0.91%
WFC	A	-0.9%
T	A	-0.89%
TOL	B	-0.87%
COF	B	-0.86%
KMI	A	-0.85%
HBAN	A	-0.84%
EG	C	-0.82%
LNG	B	-0.82%
CFG	B	-0.8%
PHM	D	-0.79%
LEN	D	-0.79%
OC	A	-0.78%
ETR	B	-0.78%
CVS	D	-0.77%
LYB	F	-0.76%
SRE	A	-0.76%
VTRS	A	-0.76%
C	A	-0.76%
INTC	D	-0.75%
FDX	B	-0.75%
CRBG	B	-0.74%
L	A	-0.74%
XEL	A	-0.74%
ATO	A	-0.73%
CTSH	B	-0.73%
CNP	B	-0.72%
AEE	A	-0.72%
KR	B	-0.72%
ZBH	C	-0.71%
ALLY	C	-0.71%
CB	C	-0.7%
HIG	B	-0.69%
APTV	D	-0.66%
EXC	C	-0.66%
ON	D	-0.65%
MS	A	-0.65%
VZ	C	-0.64%
DG	F	-0.64%
ED	D	-0.64%
SNA	A	-0.63%
CHTR	C	-0.62%
MTB	A	-0.61%
SWKS	F	-0.6%
DHI	D	-0.6%
BAC	A	-0.59%
RF	A	-0.58%
FITB	A	-0.57%
TDY	B	-0.56%
LUV	C	-0.56%
TRV	B	-0.56%
USB	A	-0.56%
STT	A	-0.55%
CNC	D	-0.55%
NI	A	-0.53%
DGX	A	-0.52%
PPL	B	-0.51%
TXT	D	-0.5%
D	C	-0.5%
LNT	A	-0.5%
AFL	B	-0.5%
EQR	B	-0.5%
ULTA	F	-0.5%
TGT	F	-0.5%
EBAY	D	-0.49%
HRL	D	-0.49%
DUK	C	-0.49%
SYY	B	-0.49%
DTE	C	-0.48%
CE	F	-0.48%
BLDR	D	-0.48%
DE	A	-0.48%
AEP	D	-0.47%
STX	D	-0.46%
RJF	A	-0.46%
KHC	F	-0.46%
AKAM	D	-0.45%
BBY	D	-0.45%
BIIB	F	-0.44%
OKE	A	-0.42%
ZM	B	-0.42%
DOW	F	-0.42%
DIS	B	-0.4%
KEY	B	-0.4%
PNC	B	-0.39%
JBHT	C	-0.38%
TSN	B	-0.38%
CSCO	B	-0.38%
NWSA	B	-0.38%
RGA	A	-0.37%
KIM	A	-0.37%
HPQ	B	-0.36%
DRI	B	-0.36%
CSX	B	-0.36%
PRU	A	-0.36%
WEC	A	-0.35%
SSNC	B	-0.35%
CMS	C	-0.34%
FNF	B	-0.34%
NVR	D	-0.33%
DOC	D	-0.33%
CARR	D	-0.33%
PPG	F	-0.33%
HSY	F	-0.33%
JNJ	D	-0.33%
EIX	B	-0.33%
ARE	D	-0.32%
FE	C	-0.32%
GIS	D	-0.31%
GPC	D	-0.31%
MOH	F	-0.31%
KDP	D	-0.31%
HUM	C	-0.31%
WLK	D	-0.3%
ELV	F	-0.27%
PYPL	B	-0.19%
CMI	A	-0.19%
ODFL	B	-0.19%
ACN	C	-0.18%
LHX	C	-0.18%
WRB	A	-0.18%
APD	A	-0.18%
LH	C	-0.18%
IEX	B	-0.18%
J	F	-0.18%
KEYS	A	-0.17%
GD	F	-0.17%
PEP	F	-0.17%
UPS	C	-0.17%
NDSN	B	-0.17%
MAA	B	-0.17%
LOW	D	-0.17%
HD	A	-0.17%
PFG	D	-0.17%
OMC	C	-0.17%
CLX	B	-0.17%
SBUX	A	-0.17%
CPB	D	-0.16%
EXPD	D	-0.16%
LMT	D	-0.16%
DD	D	-0.16%
CI	F	-0.16%
MAS	D	-0.16%
HOLX	D	-0.16%
MDT	D	-0.16%
FTV	C	-0.16%
NKE	D	-0.15%
MDLZ	F	-0.15%
AWK	D	-0.15%
CAG	D	-0.14%