LVHD vs. CDC ETF Comparison

Comparison of Legg Mason Low Volatility High Dividend ETF (LVHD) to Compass EMP U S EQ Income 100 Enhanced Volatility Weighted Fund (CDC)

LVHD

Legg Mason Low Volatility High Dividend ETF

LVHD Description

The investment seeks to track the investment results of the QS Low Volatility High Dividend Index (the "underlying index"). The fund will invest at least 80% of its net assets, plus borrowings for investment purposes, if any, in securities that compose the underlying index. The underlying index composed of equity securities of U.S. companies with relatively high yield and low price and earnings volatility.

Grade (RS Rating)

Last Trade

$40.43

Average Daily Volume

65,493

Number of Holdings ^*

115

* may have additional holdings in another (foreign) market

CDC

Compass EMP U S EQ Income 100 Enhanced Volatility Weighted Fund

CDC Description

The investment seeks to provide investment results that match the performance of the CEMP U.S. Large Cap High Dividend 100 Long/Cash Volatility Weighted Index before fees and expenses. The index is an unmanaged index that consists of the common stock of the 100 highest dividend yielding stocks of the CEMP U.S. Large Cap 500 Volatility Weighted Index. The index includes only those companies with consistent positive earnings and is weighted based on the volatility of each stock. Under normal market conditions, the fund invests at least 80% of its assets in the securities of U.S. issuers included in the index as of its most recent reconstitution.

Grade (RS Rating)

Last Trade

$64.44

Average Daily Volume

31,920

Number of Holdings ^*

100

* may have additional holdings in another (foreign) market

Performance

Period	LVHD	CDC
30 Days	3.51%	3.47%
60 Days	8.74%	6.53%
90 Days	13.87%	11.06%
12 Months	20.01%	19.72%

37 Overlapping Holdings

Symbol	Grade	Weight in LVHD	Weight in CDC	Overlap
AEE	A	1.04%	1.07%	1.04%
AEP	C	2.25%	1.12%	1.12%
CSCO	B	2.44%	1.04%	1.04%
CVX	D	2.07%	0.86%	0.86%
DRI	B	1.55%	1.06%	1.06%
DTE	B	1.06%	1.15%	1.06%
DUK	B	2.48%	1.44%	1.44%
ED	C	1.4%	1.31%	1.31%
ETR	A	1.38%	1.23%	1.23%
EVRG	B	0.9%	1.17%	0.9%
EXC	B	1.92%	0.99%	0.99%
FANG	D	1.06%	0.76%	0.76%
FE	C	0.95%	1.21%	0.95%
FNF	B	0.56%	1.05%	0.56%
GIS	B	2.11%	1.22%	1.22%
IBM	A	2.49%	1.16%	1.16%
IPG	C	0.93%	0.68%	0.68%
JNJ	C	2.45%	1.28%	1.28%
K	A	1.76%	1.5%	1.5%
KHC	C	2.01%	1.06%	1.06%
KMB	D	2.16%	1.52%	1.52%
KO	B	2.62%	1.74%	1.74%
LMT	B	2.7%	1.43%	1.43%
LNT	B	0.72%	1.25%	0.72%
LYB	F	1.25%	0.97%	0.97%
MO	D	2.45%	1.38%	1.38%
NI	B	0.97%	1.21%	0.97%
OKE	B	1.83%	1.18%	1.18%
OMC	B	1.1%	0.96%	0.96%
PAYX	C	1.9%	1.15%	1.15%
PEP	D	2.45%	1.32%	1.32%
PNC	A	1.72%	0.91%	0.91%
SO	A	2.47%	1.4%	1.4%
USB	B	2.25%	0.63%	0.63%
VZ	B	2.38%	0.84%	0.84%
WEC	B	1.45%	1.2%	1.2%
XEL	B	1.94%	1.13%	1.13%

LVHD Overweight 78 Positions Relative to CDC

Symbol	Grade	Weight
MCD	B	2.67%
KDP	B	2.59%
MDLZ	C	2.58%
HD	A	2.46%
HSY	D	2.4%
SYY	D	1.79%
VICI	C	1.59%
PKG	B	0.95%
MAA	C	0.91%
EQR	C	0.85%
ESS	C	0.85%
KIM	C	0.82%
PNW	B	0.69%
REG	C	0.67%
WPC	C	0.64%
CUBE	B	0.56%
GLPI	C	0.52%
ADC	C	0.49%
BRX	B	0.48%
OGE	B	0.44%
NNN	C	0.38%
STAG	D	0.34%
POR	C	0.33%
DTM	A	0.32%
EPRT	A	0.31%
ONB	C	0.3%
NSA	B	0.29%
DOC	C	0.28%
SON	D	0.28%
MSM	D	0.26%
IDA	C	0.25%
EPR	B	0.24%
VLY	C	0.23%
APLE	C	0.22%
OGS	B	0.22%
HIW	B	0.22%
ALE	B	0.21%
BKH	B	0.21%
FNB	D	0.21%
CTRE	C	0.18%
SR	C	0.18%
NJR	B	0.17%
BNL	B	0.16%
AVA	C	0.15%
FULT	D	0.15%
UBSI	C	0.14%
FIBK	B	0.14%
BOH	D	0.13%
LXP	C	0.13%
NTST	D	0.12%
NWE	B	0.12%
ROIC	B	0.12%
CBU	D	0.11%
AUB	D	0.11%
FHB	D	0.11%
NHI	C	0.1%
FCPT	C	0.1%
UVV	D	0.09%
CNA	D	0.09%
CVBF	D	0.09%
LTC	D	0.08%
NWN	C	0.08%
VGR	B	0.08%
PFS	C	0.08%
DEA	B	0.08%
GTY	C	0.07%
UNIT	C	0.07%
LADR	C	0.06%
NBTB	D	0.06%
FFBC	D	0.06%
HOPE	C	0.06%
TOWN	B	0.06%
AAT	B	0.06%
NWBI	C	0.06%
FRME	D	0.06%
WABC	D	0.05%
PFBC	D	0.05%
FCF	C	0.05%

LVHD Underweight 63 Positions Relative to CDC

Symbol	Grade	Weight
PM	C	-1.75%
WMB	B	-1.44%
KMI	A	-1.42%
PEG	B	-1.4%
ABBV	C	-1.29%
PPL	B	-1.29%
BK	A	-1.23%
CMS	B	-1.23%
SRE	B	-1.23%
GLW	B	-1.18%
EIX	C	-1.15%
CME	C	-1.15%
MDT	C	-1.14%
IP	C	-1.12%
CAG	C	-1.09%
CPB	B	-1.08%
PRU	C	-1.07%
AMGN	B	-1.06%
MET	A	-1.05%
HPQ	D	-1.04%
NEE	C	-1.0%
GILD	B	-0.99%
TXN	C	-0.99%
T	C	-0.97%
XOM	D	-0.96%
PFG	B	-0.96%
BMY	C	-0.94%
C	D	-0.94%
D	B	-0.93%
MS	C	-0.92%
BBY	C	-0.91%
PFE	D	-0.9%
DOW	D	-0.89%
CRBG	D	-0.89%
CLX	C	-0.88%
STT	B	-0.88%
EOG	D	-0.81%
APD	B	-0.78%
COP	D	-0.78%
HPE	D	-0.77%
MTB	A	-0.77%
PSX	D	-0.76%
HBAN	B	-0.75%
FITB	B	-0.74%
UPS	F	-0.74%
CTRA	D	-0.73%
NTRS	B	-0.71%
RF	B	-0.71%
TROW	D	-0.7%
VLO	F	-0.69%
CFG	C	-0.68%
VTRS	D	-0.67%
AES	C	-0.64%
DVN	F	-0.64%
HRL	D	-0.62%
ADM	D	-0.62%
CVS	F	-0.59%
KEY	B	-0.54%
DINO	F	-0.54%
F	F	-0.52%
BEN	F	-0.5%
ALLY	D	-0.48%
WBA	F	-0.21%