HAPY vs. FXO ETF Comparison

Comparison of Harbor Corporate Culture Leaders ETF (HAPY) to First Trust Financials AlphaDEX (FXO)

HAPY

Harbor Corporate Culture Leaders ETF

HAPY Description

Harbor Corporate Culture Leaders ETF is an exchange traded fund launched and managed by Harbor Capital Advisors, Inc. The fund invests in public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. The fund invests in growth and value stocks of large-cap companies. It seeks to track the performance of the Human Capital Factor Unconstrained Index, by using full replication technique. Harbor Corporate Culture Leaders ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$23.67

Average Daily Volume

112

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$51.62

Average Daily Volume

51,671

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

Performance

Period	HAPY	FXO
30 Days	4.38%	2.57%
60 Days	10.83%	11.83%
90 Days	7.52%	13.37%
12 Months	33.01%	42.70%

6 Overlapping Holdings

Symbol	Grade	Weight in HAPY	Weight in FXO	Overlap
ACGL	A	1.41%	1.69%	1.41%
CBOE	B	1.29%	0.34%	0.34%
CFR	B	1.28%	0.31%	0.31%
EWBC	B	1.28%	1.0%	1.0%
PNFP	B	1.34%	0.69%	0.69%
TRV	B	1.38%	0.33%	0.33%

HAPY Overweight 69 Positions Relative to FXO

Symbol	Grade	Weight
DAL	C	1.62%
GWRE	A	1.55%
CIEN	A	1.54%
PHM	C	1.49%
DE	C	1.49%
IOT	C	1.47%
SMAR	A	1.46%
SLAB	D	1.44%
INTC	D	1.43%
BKNG	B	1.43%
AMD	C	1.43%
TRMB	B	1.43%
FDS	C	1.42%
STLD	C	1.41%
DAY	C	1.41%
DBX	C	1.4%
CMI	A	1.4%
LULU	D	1.39%
ALLE	A	1.39%
LAMR	C	1.39%
EXC	C	1.38%
GEHC	C	1.38%
DLB	D	1.37%
NSA	D	1.37%
SSB	C	1.36%
MA	A	1.36%
CME	A	1.36%
LHX	A	1.36%
ADSK	B	1.36%
GGG	C	1.35%
AEE	A	1.35%
LMT	A	1.35%
RLI	A	1.34%
EXR	D	1.34%
MDB	D	1.33%
MMS	C	1.33%
SYF	A	1.33%
PCOR	D	1.33%
NOW	B	1.33%
EVR	C	1.33%
GOOGL	B	1.32%
NDAQ	C	1.32%
SO	A	1.31%
TER	C	1.3%
MSCI	B	1.3%
DOC	C	1.3%
CMC	D	1.29%
TXN	C	1.29%
AAPL	C	1.28%
CPT	C	1.28%
PLD	D	1.27%
MSFT	D	1.27%
MRK	F	1.27%
S	C	1.27%
ETSY	F	1.27%
CL	D	1.26%
JNPR	C	1.26%
SPSC	D	1.25%
NVDA	B	1.25%
COP	D	1.25%
CDNS	D	1.22%
INTU	F	1.2%
CABO	F	1.17%
ADBE	F	1.17%
OXY	D	1.17%
SRPT	F	1.16%
DV	F	1.15%
RIG	F	1.09%
PSTG	F	1.02%

HAPY Underweight 95 Positions Relative to FXO

Symbol	Grade	Weight
KKR	A	-1.89%
JEF	A	-1.85%
PGR	B	-1.82%
RNR	A	-1.81%
MTG	A	-1.77%
CINF	A	-1.73%
JHG	A	-1.71%
AMG	B	-1.7%
BRK.A	B	-1.69%
GS	B	-1.66%
NU	D	-1.62%
APO	A	-1.6%
EG	A	-1.56%
AGO	B	-1.55%
COLB	C	-1.5%
MKL	B	-1.5%
GL	C	-1.45%
TROW	D	-1.43%
WTM	C	-1.41%
ALL	A	-1.35%
ALLY	F	-1.33%
MTB	A	-1.33%
BRO	A	-1.32%
RYAN	A	-1.31%
UNM	A	-1.31%
BPOP	D	-1.28%
HBAN	B	-1.27%
TPG	A	-1.26%
LPLA	D	-1.24%
SEIC	B	-1.23%
MS	A	-1.23%
WAL	C	-1.23%
WBS	D	-1.22%
L	C	-1.21%
EQH	B	-1.18%
OZK	D	-1.17%
LNC	B	-1.16%
FNB	D	-1.16%
AIG	C	-1.13%
AFL	A	-1.12%
OMF	D	-1.11%
STT	A	-1.08%
BEN	F	-1.07%
HIG	A	-1.05%
CMA	C	-1.05%
TW	A	-1.04%
CB	A	-1.02%
AXS	A	-1.01%
AGNC	B	-1.0%
FCNCA	D	-0.99%
AMP	A	-0.99%
OWL	A	-0.98%
ZION	D	-0.97%
AJG	C	-0.97%
CNA	D	-0.96%
CRBG	B	-0.9%
FHN	D	-0.89%
C	B	-0.88%
VIRT	B	-0.79%
FAF	C	-0.7%
BK	A	-0.69%
AIZ	B	-0.69%
HLI	A	-0.67%
FITB	C	-0.67%
ARES	A	-0.67%
PNC	C	-0.67%
ORI	A	-0.66%
USB	C	-0.66%
RF	B	-0.66%
PB	D	-0.66%
CFG	C	-0.65%
BOKF	B	-0.65%
FHB	D	-0.63%
WTFC	B	-0.62%
SLM	B	-0.62%
BAC	B	-0.57%
WFC	B	-0.54%
COIN	F	-0.49%
BX	C	-0.36%
UWMC	D	-0.35%
FNF	C	-0.35%
KEY	B	-0.33%
VOYA	A	-0.32%
MCO	D	-0.32%
MORN	B	-0.31%
NTRS	B	-0.31%
WRB	C	-0.31%
SNV	D	-0.31%
AFG	A	-0.31%
STWD	C	-0.31%
XP	F	-0.3%
JPM	C	-0.3%
RGA	B	-0.3%
MMC	D	-0.3%
SCHW	D	-0.25%