GABF vs. FXO ETF Comparison

Comparison of Gabelli Financial Services Opportunities ETF (GABF) to First Trust Financials AlphaDEX (FXO)

GABF

Gabelli Financial Services Opportunities ETF

GABF Description

Gabelli Financial Services Opportunities ETF is an exchange traded fund launched by GAMCO Investors, Inc. The fund is managed by Gabelli Funds, LLC. The fund invests in public equity markets. The fund invests in stocks of companies operating across financials sectors. It invests in value stocks of companies across diversified market capitalization. Gabelli Financial Services Opportunities ETF is domiciled in United States.

Grade (RS Rating)

Last Trade

$49.49

Average Daily Volume

21,691

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$57.52

Average Daily Volume

52,734

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

Performance

Period	GABF	FXO
30 Days	6.12%	5.95%
60 Days	14.02%	10.34%
90 Days	19.19%	14.40%
12 Months	57.47%	48.16%

20 Overlapping Holdings

Symbol	Grade	Weight in GABF	Weight in FXO	Overlap
AMG	B	2.25%	1.6%	1.6%
APO	B	3.74%	0.38%	0.38%
BAC	A	4.58%	0.67%	0.67%
BK	B	0.86%	0.62%	0.62%
BRK.A	B	10.84%	1.17%	1.17%
BX	A	3.3%	1.37%	1.37%
CB	D	0.55%	0.9%	0.55%
FCNCA	A	3.64%	1.06%	1.06%
JPM	B	3.06%	0.66%	0.66%
KKR	B	3.79%	1.75%	1.75%
MCO	B	1.82%	0.92%	0.92%
MKL	A	1.13%	1.26%	1.13%
MS	B	2.94%	1.15%	1.15%
MTB	A	1.36%	1.09%	1.09%
OWL	A	4.47%	0.68%	0.68%
PNC	B	0.56%	0.65%	0.56%
SF	B	0.24%	0.36%	0.24%
STT	A	0.53%	0.97%	0.53%
WFC	A	4.49%	1.17%	1.17%
WRB	A	2.94%	0.61%	0.61%

GABF Overweight 16 Positions Relative to FXO

Symbol	Grade	Weight
SSSS	B	4.19%
AXP	B	3.83%
IBKR	A	3.8%
SCHW	A	3.45%
FDS	B	3.23%
SPGI	D	1.93%
STNE	F	1.73%
FI	A	1.72%
NDAQ	A	1.52%
SAMG	B	1.06%
FHI	B	0.47%
TIPT	B	0.36%
COF	B	0.3%
PYPL	B	0.1%
V	A	0.09%
WT	A	0.07%

GABF Underweight 81 Positions Relative to FXO

Symbol	Grade	Weight
JHG	B	-1.82%
JEF	A	-1.81%
GS	B	-1.8%
AGO	A	-1.74%
TPG	A	-1.73%
WTM	A	-1.72%
TROW	B	-1.67%
CINF	A	-1.66%
BEN	C	-1.62%
ALL	A	-1.56%
PGR	B	-1.54%
WBS	A	-1.48%
MTG	C	-1.46%
BPOP	C	-1.45%
RNR	C	-1.43%
EG	C	-1.42%
UNM	A	-1.4%
COLB	B	-1.38%
SEIC	B	-1.36%
FNB	B	-1.35%
ACGL	D	-1.35%
OMF	A	-1.34%
HLI	A	-1.34%
EQH	B	-1.31%
LNC	B	-1.28%
OZK	B	-1.28%
RYAN	B	-1.23%
AXS	A	-1.23%
L	A	-1.21%
TW	A	-1.2%
GL	C	-1.19%
FHN	B	-1.18%
ALLY	C	-1.17%
ZION	B	-1.15%
EWBC	A	-1.14%
CNA	C	-1.14%
WTFC	B	-1.1%
HBAN	B	-1.08%
NTRS	A	-1.07%
UWMC	D	-1.02%
NU	C	-1.01%
C	B	-0.99%
SOFI	A	-0.98%
BRO	B	-0.96%
CRBG	B	-0.95%
SLM	A	-0.95%
HIG	A	-0.9%
AFL	C	-0.89%
AMP	A	-0.69%
CMA	B	-0.68%
FHB	B	-0.68%
VIRT	A	-0.67%
PB	B	-0.66%
RF	A	-0.65%
CFG	B	-0.65%
FITB	B	-0.64%
TRV	B	-0.63%
BOKF	B	-0.63%
USB	A	-0.63%
ORI	A	-0.61%
WAL	B	-0.61%
VOYA	B	-0.59%
RJF	A	-0.38%
DFS	B	-0.36%
CFR	B	-0.36%
PNFP	B	-0.36%
CBSH	B	-0.35%
KEY	B	-0.33%
MORN	B	-0.31%
AIZ	A	-0.31%
AIG	D	-0.3%
PRU	B	-0.3%
AJG	A	-0.3%
RGA	B	-0.3%
AFG	A	-0.3%
PFG	C	-0.29%
STWD	C	-0.28%
FAF	A	-0.28%
FNF	D	-0.28%
XP	F	-0.27%
AGNC	C	-0.26%