FYC vs. GUNR ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to FlexShares Global Upstream Natural Resources Index Fund ETF (GUNR)
FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$73.50

Average Daily Volume

22,068

Number of Holdings *

241

* may have additional holdings in another (foreign) market
GUNR

FlexShares Global Upstream Natural Resources Index Fund ETF

GUNR Description The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Morningstar® Global Upstream Natural Resources IndexSM. The fund invests at least 80% of its total assets in the securities of the underlying index and in ADRs and GDRs based on the securities in its underlying index. The underlying index reflects the performance of a selection of equity securities that are traded in or are issued by companies domiciled in global developed or emerging markets (including the U.S.), as determined by the index provider pursuant to its index methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$41.88

Average Daily Volume

669,953

Number of Holdings *

37

* may have additional holdings in another (foreign) market
Performance
Period FYC GUNR
30 Days 5.64% 7.19%
60 Days 12.72% 9.61%
90 Days 12.69% 3.66%
12 Months 35.58% 11.75%
2 Overlapping Holdings
Symbol Grade Weight in FYC Weight in GUNR Overlap
AWR B 0.13% 0.14% 0.13%
SMG C 0.3% 0.39% 0.3%
FYC Overweight 239 Positions Relative to GUNR
Symbol Grade Weight
SMMT D 1.21%
ADMA A 0.98%
ZETA B 0.95%
SATS C 0.89%
POWL B 0.86%
ALHC C 0.83%
CRS B 0.82%
IESC A 0.81%
HWKN B 0.78%
PI A 0.77%
OSCR C 0.75%
PRCT D 0.74%
QTWO B 0.74%
USLM C 0.74%
PTGX C 0.73%
CNK D 0.73%
ACIW A 0.72%
GVA A 0.72%
ROAD C 0.71%
PJT A 0.7%
SMTC C 0.7%
STRL B 0.69%
SGBX F 0.68%
RDNT C 0.67%
SPNT D 0.67%
LRN D 0.67%
TDS C 0.66%
DY C 0.65%
TRN C 0.65%
FTDR B 0.65%
MIRM D 0.64%
WHD A 0.63%
TBBK A 0.63%
CSWI A 0.63%
ALKT D 0.62%
ATGE D 0.62%
OSW B 0.61%
GERN D 0.61%
CORT B 0.61%
ITRI C 0.61%
TMDX D 0.6%
AGIO D 0.6%
AZZ B 0.6%
CEIX B 0.58%
SKYW B 0.58%
AMRX B 0.58%
AROC B 0.57%
SLG C 0.56%
UFPT D 0.56%
PTCT C 0.56%
KRYS D 0.55%
BKD F 0.55%
IDCC A 0.55%
NHI C 0.55%
COLL A 0.54%
KYMR D 0.54%
KTOS B 0.53%
PLMR A 0.53%
TWST D 0.53%
BRC C 0.52%
ICFI C 0.51%
ARDX D 0.51%
HLX C 0.51%
SKWD A 0.51%
EPAC A 0.5%
HURN D 0.5%
MBIN C 0.5%
HIMS C 0.5%
LAUR C 0.5%
LMAT A 0.5%
MYGN D 0.49%
GFF C 0.49%
TNDM D 0.48%
GRBK C 0.48%
TPG A 0.47%
TNL B 0.47%
AGYS D 0.47%
PMT B 0.47%
JWN D 0.47%
SPR D 0.46%
RXST F 0.46%
GBX C 0.46%
TGLS B 0.46%
BOWL D 0.46%
RKLB B 0.46%
VERX B 0.46%
SCS D 0.46%
CRDO B 0.45%
CAL F 0.45%
WRBY B 0.45%
FLNC C 0.44%
AKR B 0.43%
RYTM C 0.42%
CPRX C 0.42%
CMPR F 0.42%
DSGR A 0.42%
PRGS A 0.41%
CBZ F 0.41%
SYBT C 0.41%
BCRX D 0.41%
IIPR C 0.41%
INSW B 0.4%
BANF D 0.4%
SBRA C 0.4%
HASI B 0.39%
SHAK A 0.39%
ESRT C 0.39%
YOU C 0.39%
CDRE A 0.38%
LPG F 0.38%
CARG C 0.38%
UE C 0.38%
NSA D 0.38%
CARS F 0.38%
MRUS D 0.37%
CHCO D 0.37%
GIII C 0.37%
PAR D 0.37%
ACVA C 0.37%
NSSC F 0.36%
AESI B 0.36%
KNTK A 0.36%
ALX D 0.36%
FORM D 0.35%
DOCS A 0.35%
LKFN D 0.35%
JJSF C 0.35%
OSIS C 0.35%
SWI B 0.35%
BROS F 0.35%
GPOR B 0.34%
WABC F 0.34%
AGM D 0.34%
MIR B 0.34%
MGNI D 0.34%
VECO F 0.33%
TNC F 0.33%
PK D 0.33%
ENV C 0.33%
SABR C 0.32%
GBDC B 0.32%
VGR B 0.32%
SITM A 0.32%
DFH C 0.32%
THR F 0.32%
ANIP F 0.31%
IOSP F 0.31%
OUT C 0.29%
PDFS F 0.29%
HRMY D 0.29%
TGI F 0.28%
SKT A 0.28%
ESE C 0.28%
CTRE C 0.28%
FA A 0.28%
ENVX D 0.28%
NABL F 0.28%
JBI F 0.27%
SXI B 0.26%
CRNX C 0.26%
IVT B 0.26%
GH F 0.26%
GIC D 0.25%
HEES D 0.25%
AIV D 0.25%
EXTR D 0.25%
PRVA F 0.24%
LADR D 0.24%
DRH B 0.24%
LTC D 0.24%
JOE D 0.24%
RRR D 0.23%
SHO B 0.23%
FOR D 0.23%
TR D 0.23%
ETWO F 0.22%
MLNK F 0.22%
PEB D 0.22%
NOVA F 0.21%
VCEL F 0.21%
YELP D 0.21%
ALRM F 0.2%
BE F 0.2%
ZUO F 0.2%
FWRG F 0.2%
CLDX F 0.2%
AMC F 0.2%
TRIP D 0.19%
AGL F 0.19%
XMTR F 0.18%
PD F 0.18%
RAMP F 0.18%
MYRG D 0.17%
VCYT C 0.17%
RUN D 0.17%
TGTX D 0.15%
CWAN B 0.15%
RKT D 0.15%
MGEE C 0.14%
DNLI C 0.14%
CLSK F 0.14%
INTA C 0.14%
IAS F 0.13%
KW C 0.13%
BANC D 0.13%
DOCN B 0.13%
AMWD C 0.13%
FCPT C 0.13%
UMH D 0.13%
MTRN F 0.12%
NEO F 0.12%
ALG F 0.12%
DBRG D 0.12%
UEC C 0.12%
JAMF F 0.12%
PLYM D 0.12%
BEAM F 0.12%
PHR F 0.12%
CNMD F 0.12%
WINA C 0.12%
RNG F 0.12%
DRVN C 0.12%
CTKB F 0.11%
GTX F 0.11%
UPWK D 0.11%
PLAB D 0.11%
RES C 0.11%
EVTC D 0.11%
ROCK D 0.11%
NTST F 0.11%
LMND F 0.11%
NARI F 0.1%
WNC F 0.1%
VC F 0.1%
MCW F 0.1%
CXM F 0.09%
AI D 0.09%
BASE F 0.09%
PLAY D 0.09%
FYC Underweight 35 Positions Relative to GUNR
Symbol Grade Weight
XOM A -4.87%
CTVA A -4.16%
ADM F -2.9%
CVX B -2.82%
FCX B -2.16%
NEM C -1.78%
TSN D -1.72%
CF A -1.64%
VALE D -1.62%
COP D -1.45%
BG F -1.44%
GOLD C -1.35%
AWK D -1.29%
MOS F -0.98%
WY C -0.89%
FMC C -0.84%
EOG B -0.82%
E C -0.64%
WTRG D -0.45%
HES D -0.43%
OXY D -0.39%
FANG D -0.36%
UFPI C -0.32%
SSD B -0.32%
WFG C -0.31%
DVN F -0.3%
SCCO B -0.3%
RGLD C -0.27%
EQT C -0.23%
CTRA D -0.21%
MRO B -0.18%
RYN C -0.17%
CWT D -0.15%
PCH C -0.13%
OVV D -0.11%
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