FXU vs. NETZ ETF Comparison

Comparison of First Trust Utilities AlphaDEX Fund (FXU) to Engine No. 1 Transform Climate ETF (NETZ)
FXU

First Trust Utilities AlphaDEX Fund

FXU Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Utilities Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$38.71

Average Daily Volume

71,760

Number of Holdings *

39

* may have additional holdings in another (foreign) market
NETZ

Engine No. 1 Transform Climate ETF

NETZ Description Engine No. 1 Transform Climate ETF is an exchange traded fund launched and managed by Engine No.1 LLC. The fund invests in the public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. The fund invests in growth and value stocks of companies across diversified market capitalization. It invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. The fund employs fundamental analysis with bottom-up and top-down stock picking approach to create its portfolio. It employs proprietary research to create its portfolio. Engine No. 1 Transform Climate ETF is domiciled in the United States

Grade (RS Rating)

Last Trade

$75.17

Average Daily Volume

18,790

Number of Holdings *

18

* may have additional holdings in another (foreign) market
Performance
Period FXU NETZ
30 Days 6.96% 10.96%
60 Days 13.26% 17.12%
90 Days 18.42% 8.34%
12 Months 43.46% 50.44%
3 Overlapping Holdings
Symbol Grade Weight in FXU Weight in NETZ Overlap
CEG A 3.65% 1.9% 1.9%
VST A 4.87% 5.18% 4.87%
WM B 0.69% 3.5% 0.69%
FXU Overweight 36 Positions Relative to NETZ
Symbol Grade Weight
ETR A 4.36%
NRG A 4.17%
EVRG C 4.16%
EXC C 4.15%
NFG A 3.98%
AGR C 3.58%
AEE A 3.46%
XEL C 3.44%
ATO A 3.36%
ED C 3.31%
PNW C 3.29%
OGE C 3.25%
PCG C 3.23%
CWEN C 2.64%
NI A 2.55%
AEP C 2.48%
DUK C 2.47%
DTE B 2.45%
IDA D 2.36%
SRE C 2.34%
WTRG D 2.19%
WEC B 1.73%
EIX C 1.72%
LNT B 1.7%
PPL C 1.69%
CMS A 1.68%
D A 1.66%
FE C 1.64%
CNP B 1.34%
NEE C 0.85%
PEG A 0.85%
SO A 0.83%
AES C 0.81%
AWK D 0.8%
UGI C 0.77%
CLH B 0.75%
FXU Underweight 15 Positions Relative to NETZ
Symbol Grade Weight
GE B -9.17%
RSG D -9.06%
VRT B -8.2%
MSFT D -6.7%
XOM A -5.39%
UNP F -4.93%
TT A -4.3%
GEV A -4.05%
FANG D -3.86%
OXY D -3.13%
AMAT C -2.6%
FSLR C -2.53%
HUBB A -2.11%
NVT C -0.97%
DE C -0.96%
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