FXU vs. LVHD ETF Comparison

Comparison of First Trust Utilities AlphaDEX Fund (FXU) to Legg Mason Low Volatility High Dividend ETF (LVHD)

FXU

First Trust Utilities AlphaDEX Fund

FXU Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Utilities Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$38.72

Average Daily Volume

69,982

Number of Holdings ^*

* may have additional holdings in another (foreign) market

LVHD

Legg Mason Low Volatility High Dividend ETF

LVHD Description

The investment seeks to track the investment results of the QS Low Volatility High Dividend Index (the "underlying index"). The fund will invest at least 80% of its net assets, plus borrowings for investment purposes, if any, in securities that compose the underlying index. The underlying index composed of equity securities of U.S. companies with relatively high yield and low price and earnings volatility.

Grade (RS Rating)

Last Trade

$40.70

Average Daily Volume

63,718

Number of Holdings ^*

115

* may have additional holdings in another (foreign) market

Performance

Period	FXU	LVHD
30 Days	7.18%	1.95%
60 Days	10.34%	6.00%
90 Days	18.34%	15.64%
12 Months	44.48%	26.30%

17 Overlapping Holdings

Symbol	Grade	Weight in FXU	Weight in LVHD	Overlap
AEE	A	3.46%	1.05%	1.05%
AEP	B	2.48%	2.21%	2.21%
DTE	A	2.45%	1.06%	1.06%
DUK	B	2.47%	2.43%	2.43%
ED	A	3.31%	1.37%	1.37%
ETR	A	4.36%	1.43%	1.43%
EVRG	B	4.16%	0.9%	0.9%
EXC	A	4.15%	1.89%	1.89%
FE	A	1.64%	0.93%	0.93%
IDA	B	2.36%	0.24%	0.24%
LNT	A	1.7%	0.72%	0.72%
NI	A	2.55%	0.97%	0.97%
OGE	A	3.25%	0.44%	0.44%
PNW	A	3.29%	0.69%	0.69%
SO	A	0.83%	2.47%	0.83%
WEC	A	1.73%	1.43%	1.43%
XEL	A	3.44%	1.94%	1.94%

FXU Overweight 22 Positions Relative to LVHD

Symbol	Grade	Weight
VST	A	4.87%
NRG	A	4.17%
NFG	A	3.98%
CEG	B	3.65%
AGR	C	3.58%
ATO	A	3.36%
PCG	B	3.23%
CWEN	A	2.64%
SRE	A	2.34%
WTRG	D	2.19%
EIX	A	1.72%
PPL	A	1.69%
CMS	A	1.68%
D	A	1.66%
CNP	B	1.34%
NEE	A	0.85%
PEG	A	0.85%
AES	B	0.81%
AWK	C	0.8%
UGI	C	0.77%
CLH	C	0.75%
WM	D	0.69%

FXU Underweight 98 Positions Relative to LVHD

Symbol	Grade	Weight
LMT	A	-2.68%
MCD	A	-2.66%
KO	B	-2.62%
KDP	C	-2.58%
MDLZ	C	-2.54%
IBM	C	-2.53%
HD	A	-2.53%
CSCO	A	-2.52%
JNJ	C	-2.41%
MO	B	-2.37%
VZ	A	-2.37%
USB	C	-2.34%
PEP	D	-2.33%
HSY	D	-2.31%
CVX	D	-2.14%
GIS	B	-2.13%
KMB	B	-2.1%
KHC	B	-1.98%
OKE	C	-1.88%
PAYX	A	-1.86%
PNC	C	-1.78%
K	B	-1.74%
SYY	B	-1.73%
DRI	C	-1.65%
VICI	C	-1.57%
LYB	D	-1.24%
OMC	A	-1.13%
FANG	F	-1.11%
PKG	A	-0.97%
IPG	C	-0.93%
MAA	C	-0.89%
EQR	C	-0.83%
ESS	C	-0.83%
KIM	C	-0.78%
REG	B	-0.64%
WPC	C	-0.63%
FNF	A	-0.57%
CUBE	C	-0.55%
GLPI	B	-0.51%
BRX	B	-0.48%
ADC	B	-0.47%
NNN	A	-0.37%
STAG	D	-0.34%
POR	B	-0.33%
DTM	A	-0.33%
EPRT	C	-0.32%
ONB	D	-0.31%
NSA	C	-0.3%
SON	D	-0.28%
DOC	B	-0.27%
MSM	D	-0.27%
VLY	C	-0.26%
EPR	C	-0.24%
APLE	D	-0.23%
FNB	D	-0.22%
HIW	C	-0.22%
OGS	A	-0.22%
ALE	A	-0.21%
BKH	B	-0.21%
SR	A	-0.19%
NJR	C	-0.17%
CTRE	B	-0.17%
BNL	B	-0.16%
FIBK	D	-0.15%
FULT	D	-0.15%
UBSI	D	-0.14%
AVA	B	-0.14%
BOH	F	-0.13%
LXP	D	-0.13%
CBU	D	-0.12%
AUB	D	-0.12%
FHB	D	-0.12%
NWE	A	-0.12%
ROIC	B	-0.12%
NTST	D	-0.11%
NHI	C	-0.1%
CVBF	D	-0.1%
FCPT	C	-0.1%
PFS	D	-0.09%
CNA	D	-0.09%
UVV	C	-0.09%
NWN	B	-0.08%
VGR	C	-0.08%
DEA	D	-0.08%
GTY	B	-0.07%
UNIT	C	-0.07%
LTC	C	-0.07%
FCF	D	-0.06%
LADR	D	-0.06%
NBTB	D	-0.06%
FFBC	D	-0.06%
AAT	C	-0.06%
TOWN	D	-0.06%
HOPE	D	-0.06%
NWBI	D	-0.06%
FRME	D	-0.06%
WABC	F	-0.05%
PFBC	D	-0.05%