FXU vs. ECLN ETF Comparison

Comparison of First Trust Utilities AlphaDEX Fund (FXU) to First Trust EIP Carbon Impact ETF (ECLN)
FXU

First Trust Utilities AlphaDEX Fund

FXU Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Utilities Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$39.50

Average Daily Volume

63,008

Number of Holdings *

39

* may have additional holdings in another (foreign) market
ECLN

First Trust EIP Carbon Impact ETF

ECLN Description The investment seeks to achieve a competitive risk-adjusted total return balanced between dividends and capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in the equity securities of companies identified by the fund's investment sub-advisor as having or seeking to have a positive carbon impact. Its investments will be concentrated in the industries constituting the energy infrastructure sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$30.36

Average Daily Volume

6,982

Number of Holdings *

40

* may have additional holdings in another (foreign) market
Performance
Period FXU ECLN
30 Days 1.41% 2.75%
60 Days 4.59% 5.24%
90 Days 10.86% 9.80%
12 Months 34.24% 30.86%
27 Overlapping Holdings
Symbol Grade Weight in FXU Weight in ECLN Overlap
AEE A 2.57% 0.33% 0.33%
AEP C 1.54% 3.48% 1.54%
AES F 0.57% 1.95% 0.57%
ATO A 3.44% 4.01% 3.44%
AWK C 0.76% 0.35% 0.35%
CEG C 3.55% 0.96% 0.96%
CMS C 1.59% 2.83% 1.59%
CNP A 3.45% 0.41% 0.41%
CWEN C 2.22% 2.63% 2.22%
D C 1.64% 0.51% 0.51%
DTE C 2.31% 2.43% 2.31%
DUK C 2.4% 1.0% 1.0%
EIX C 1.58% 0.18% 0.18%
ETR A 3.73% 1.18% 1.18%
EVRG A 3.38% 2.37% 2.37%
IDA A 2.81% 2.28% 2.28%
LNT A 1.65% 2.88% 1.65%
NFG A 4.15% 2.6% 2.6%
OGE A 3.43% 0.66% 0.66%
PEG C 0.82% 3.1% 0.82%
PPL A 1.68% 3.52% 1.68%
SO C 0.8% 0.95% 0.8%
SRE A 3.63% 4.29% 3.63%
VST A 4.93% 1.84% 1.84%
WEC A 1.68% 3.27% 1.68%
WTRG B 2.47% 0.64% 0.64%
XEL A 2.63% 3.71% 2.63%
FXU Overweight 12 Positions Relative to ECLN
Symbol Grade Weight
PNW B 4.27%
NRG B 4.16%
AGR A 4.14%
UGI C 3.97%
EXC C 3.97%
PCG A 3.5%
ED C 3.05%
NI A 2.61%
RSG A 0.85%
CLH C 0.84%
FE C 0.77%
NEE C 0.74%
FXU Underweight 13 Positions Relative to ECLN
Symbol Grade Weight
DTM A -6.56%
TRGP A -5.36%
WMB A -3.57%
CQP B -2.84%
PWR A -2.21%
OGS A -2.05%
LNG A -1.95%
FLR B -1.31%
NEP F -0.65%
GNRC B -0.6%
CPK A -0.46%
J D -0.23%
NJR A -0.18%
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