FXR vs. FAZ ETF Comparison

Comparison of First Trust Industrials AlphaDEX (FXR) to Direxion Financial Bear 3X Shares (FAZ)

FXR

First Trust Industrials AlphaDEX

FXR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Industrials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the industrials and producer durables sectors that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$74.68

Average Daily Volume

63,394

Number of Holdings ^*

135

* may have additional holdings in another (foreign) market

FAZ

Direxion Financial Bear 3X Shares

FAZ Description

The investment seeks daily investment results, before fees and expenses, of 300% of the inverse (or opposite) of the performance of the Russell 1000Â® Financial Services Index. The fund, under normal circumstances, creates short positions by investing at least 80% of its assets in financial instruments that, in combination, provide leveraged and unleveraged exposure to the index. The index is a subset of the Russell 1000Â® Index that measures the performance of the securities classified in the financial services sector of the large cap U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$8.15

Average Daily Volume

6,256,845

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FXR	FAZ
30 Days	2.41%	3.89%
60 Days	9.06%	-18.59%
90 Days	11.40%	-20.97%
12 Months	35.12%	-60.93%

8 Overlapping Holdings

Symbol	Grade	Weight in FXR	Weight in FAZ	Overlap
AXP	A	1.29%	1.41%	1.29%
COF	C	0.95%	0.78%	0.78%
FICO	A	1.15%	0.19%	0.19%
GPN	F	1.12%	0.95%	0.95%
JKHY	A	0.47%	0.18%	0.18%
PYPL	C	0.89%	2.19%	0.89%
SYF	B	1.15%	0.37%	0.37%
WU	D	0.64%	0.19%	0.19%

FXR Overweight 127 Positions Relative to FAZ

Symbol	Grade	Weight
BLDR	B	1.53%
FIX	A	1.45%
HWM	A	1.42%
ALSN	A	1.4%
G	A	1.35%
TT	A	1.31%
EME	C	1.31%
PWR	B	1.3%
HEI	A	1.3%
SNDR	C	1.29%
BC	D	1.27%
TTEK	B	1.27%
GPK	C	1.25%
GTES	C	1.24%
SNA	A	1.23%
CNH	B	1.23%
MDU	C	1.21%
SON	D	1.19%
EXP	C	1.16%
BAH	A	1.15%
OC	C	1.11%
AGCO	D	1.1%
URI	C	1.1%
SLGN	C	1.09%
AAON	A	1.09%
PCAR	D	1.06%
AL	D	1.06%
R	C	1.04%
FOUR	B	1.04%
BERY	C	1.04%
GE	C	1.03%
OSK	F	1.02%
LII	C	1.02%
MIDD	D	1.02%
TDY	A	1.0%
AYI	A	0.99%
DE	A	0.98%
MSM	D	0.97%
CSL	A	0.97%
TDG	A	0.97%
WCC	C	0.96%
DOV	C	0.95%
KNX	D	0.94%
HII	F	0.94%
TXT	F	0.9%
SPR	D	0.89%
MLM	D	0.88%
AXON	A	0.86%
ADTN	B	0.86%
LPX	A	0.83%
PNR	C	0.82%
FDX	D	0.79%
PKG	C	0.76%
ATI	B	0.76%
CTAS	B	0.76%
CAT	A	0.75%
AWI	A	0.74%
BWXT	A	0.73%
SSD	B	0.72%
AOS	B	0.7%
JBHT	D	0.69%
RHI	D	0.68%
BLD	C	0.67%
XPO	F	0.67%
KEX	C	0.66%
DOW	B	0.66%
DCI	B	0.66%
CSX	D	0.65%
VRSK	D	0.63%
NVT	D	0.59%
CNM	F	0.59%
CXT	F	0.58%
CCK	C	0.57%
MKSI	F	0.56%
PH	A	0.56%
VNT	F	0.56%
LMT	A	0.55%
MAS	A	0.55%
ALLE	A	0.54%
FI	A	0.53%
AMCR	B	0.52%
ITT	B	0.52%
CMI	B	0.52%
BALL	C	0.5%
ATR	A	0.5%
ESAB	C	0.5%
AZEK	C	0.49%
GGG	B	0.49%
FCN	C	0.47%
FTV	B	0.47%
IEX	D	0.47%
PPG	D	0.47%
LECO	D	0.46%
WSC	D	0.46%
LFUS	C	0.46%
GXO	D	0.45%
EEFT	F	0.43%
UPS	D	0.43%
WMS	D	0.43%
RRX	C	0.27%
RTX	A	0.26%
HAYW	B	0.26%
CW	A	0.26%
RPM	A	0.25%
JCI	B	0.25%
WAB	A	0.25%
GWW	A	0.25%
KEYS	B	0.25%
HUBB	A	0.25%
ACN	B	0.25%
ITW	A	0.24%
J	D	0.24%
DD	B	0.24%
NDSN	B	0.24%
SEE	C	0.23%
UNP	D	0.23%
FLS	A	0.23%
EXPD	C	0.22%
LHX	A	0.22%
AME	D	0.22%
GD	A	0.22%
HON	C	0.21%
WWD	B	0.21%
EMR	B	0.21%
LSTR	D	0.21%
MSA	F	0.2%
SAIA	D	0.19%

FXR Underweight 89 Positions Relative to FAZ

Symbol	Grade	Weight
BRK.A	C	-7.22%
JPM	D	-6.91%
V	C	-5.62%
MA	A	-4.6%
BAC	D	-4.53%
WFC	D	-3.0%
C	B	-2.84%
AMT	C	-1.64%
FIS	C	-1.44%
USB	C	-1.27%
GS	C	-1.27%
TFC	D	-1.21%
CME	A	-1.18%
SPGI	C	-1.17%
CB	A	-1.11%
PNC	C	-1.08%
MS	B	-1.07%
BLK	A	-1.01%
CCI	C	-0.96%
PLD	D	-0.95%
MMC	D	-0.93%
SCHW	D	-0.89%
ICE	A	-0.85%
EQIX	B	-0.8%
AON	A	-0.79%
AIG	F	-0.74%
SPG	A	-0.73%
PGR	C	-0.71%
MCO	D	-0.68%
MET	A	-0.66%
PRU	C	-0.63%
AFL	A	-0.62%
BK	C	-0.61%
ALL	B	-0.61%
TRV	C	-0.58%
WELL	C	-0.56%
PSA	C	-0.52%
STT	C	-0.48%
AVB	C	-0.48%
TROW	D	-0.48%
EQR	C	-0.48%
SBAC	B	-0.45%
DFS	C	-0.42%
WTW	B	-0.42%
DLR	C	-0.41%
O	A	-0.4%
SQ	D	-0.38%
MSCI	B	-0.37%
WY	B	-0.37%
AMP	A	-0.35%
VTR	C	-0.35%
HIG	A	-0.35%
NTRS	C	-0.34%
MTB	C	-0.34%
BXP	C	-0.34%
ESS	C	-0.33%
CBRE	A	-0.33%
FITB	C	-0.33%
KEY	C	-0.31%
ARE	D	-0.3%
EFX	C	-0.3%
ACGL	A	-0.28%
TRU	A	-0.28%
CFG	D	-0.28%
AJG	D	-0.28%
INVH	D	-0.26%
CINF	A	-0.26%
MKL	C	-0.26%
PFG	C	-0.25%
RF	C	-0.25%
BR	B	-0.24%
HBAN	D	-0.24%
MAA	C	-0.24%
SUI	D	-0.23%
WPC	C	-0.23%
L	D	-0.22%
UDR	C	-0.22%
MKTX	C	-0.22%
NLY	C	-0.22%
EXR	C	-0.22%
ELS	D	-0.2%
FNF	A	-0.2%
NDAQ	C	-0.2%
HST	D	-0.2%
ALLY	F	-0.19%
VNO	A	-0.19%
LNC	D	-0.19%
RJF	B	-0.19%
MPW	C	-0.18%