FXN vs. ESMV ETF Comparison

Comparison of First Trust Energy AlphaDEX Fund (FXN) to iShares ESG MSCI USA Min Vol Factor ETF (ESMV)

FXN

First Trust Energy AlphaDEX Fund

FXN Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Energy Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the energy sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$16.73

Average Daily Volume

1,873,892

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ESMV

iShares ESG MSCI USA Min Vol Factor ETF

ESMV Description

iShares ESG MSCI USA Min Vol Factor ETF is an exchange traded fund launched by BlackRock, Inc. The fund is managed by BlackRock Fund Advisors. It invests in public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in less volatile stocks of companies across diversified market capitalization. The fund invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It seeks to track the performance of the MSCI USA Minimum Volatility Extended ESG Reduced Carbon Target Index, by using representative sampling technique. iShares ESG MSCI USA Min Vol Factor ETF is domiciled in the United States

Grade (RS Rating)

Last Trade

$28.72

Average Daily Volume

1,932

Number of Holdings ^*

150

* may have additional holdings in another (foreign) market

Performance

Period	FXN	ESMV
30 Days	-1.99%	2.75%
60 Days	-9.42%	6.47%
90 Days	-6.60%	8.29%
12 Months	-1.92%	23.54%

6 Overlapping Holdings

Symbol	Grade	Weight in FXN	Weight in ESMV	Overlap
CVX	D	3.39%	0.31%	0.31%
FSLR	C	0.99%	0.23%	0.23%
MPC	F	2.66%	0.1%	0.1%
OKE	B	1.06%	1.02%	1.02%
PSX	F	2.54%	0.32%	0.32%
TRGP	B	2.17%	0.61%	0.61%

FXN Overweight 33 Positions Relative to ESMV

Symbol	Grade	Weight
CHK	D	4.19%
VLO	F	4.07%
NOV	F	4.0%
MTDR	F	3.96%
DINO	F	3.94%
OVV	F	3.93%
CHRD	F	3.8%
CIVI	F	3.69%
EOG	D	3.57%
MRO	C	3.45%
FANG	D	3.27%
CTRA	D	3.25%
DVN	F	3.21%
APA	F	3.06%
WFRD	F	2.8%
XOM	C	2.76%
COP	D	2.57%
EQT	D	2.54%
RRC	D	2.47%
HAL	F	2.37%
PR	F	2.35%
DTM	B	2.02%
KMI	B	2.0%
LNG	C	1.93%
SLB	F	1.6%
OXY	F	1.54%
TPL	B	1.05%
WMB	B	1.01%
AM	C	0.94%
NFE	F	0.94%
BKR	C	0.9%
FTI	D	0.87%
AR	F	0.77%

FXN Underweight 144 Positions Relative to ESMV

Symbol	Grade	Weight
IBM	B	-1.72%
MSI	B	-1.66%
LLY	C	-1.6%
PEG	B	-1.56%
VRTX	D	-1.53%
TRV	C	-1.53%
NOC	B	-1.53%
VZ	B	-1.47%
MMC	C	-1.47%
TMUS	C	-1.46%
GWW	B	-1.45%
AMGN	B	-1.45%
GIS	B	-1.45%
UNH	C	-1.41%
MSFT	C	-1.4%
TXN	C	-1.4%
WM	D	-1.39%
NVDA	D	-1.39%
CL	D	-1.38%
ED	C	-1.38%
ADP	B	-1.36%
PGR	B	-1.36%
ROP	C	-1.34%
ACN	C	-1.33%
HD	B	-1.32%
CSCO	C	-1.31%
FERG	D	-1.27%
NEM	B	-1.25%
GILD	B	-1.24%
MRK	D	-1.23%
MCK	F	-1.18%
HES	F	-1.16%
EA	D	-1.16%
PEP	C	-1.16%
SPGI	B	-1.12%
PG	C	-1.1%
TT	B	-1.1%
VLTO	C	-1.08%
JNJ	C	-1.07%
V	C	-1.06%
KR	C	-1.06%
MCD	B	-1.05%
ORCL	C	-1.04%
ADBE	F	-1.02%
CDNS	D	-1.01%
REGN	C	-1.01%
MA	B	-0.93%
KO	C	-0.91%
LOW	B	-0.89%
K	B	-0.88%
KEYS	C	-0.83%
COR	D	-0.78%
WDAY	D	-0.75%
ELV	C	-0.72%
IT	B	-0.72%
PTC	D	-0.72%
EQIX	C	-0.71%
ZTS	C	-0.7%
DGX	B	-0.68%
CRH	B	-0.67%
HON	D	-0.62%
CMS	C	-0.6%
HPE	D	-0.6%
KMB	D	-0.59%
CRM	D	-0.59%
HUBS	D	-0.56%
NEE	C	-0.55%
HOLX	B	-0.54%
AAPL	C	-0.52%
MELI	B	-0.5%
JNPR	B	-0.5%
CI	C	-0.5%
SRE	C	-0.48%
CBRE	A	-0.47%
CHRW	B	-0.46%
UBER	C	-0.45%
FICO	B	-0.45%
RTX	C	-0.44%
ES	C	-0.44%
CME	C	-0.42%
AZO	D	-0.41%
KHC	C	-0.4%
YUM	D	-0.4%
ICE	C	-0.4%
AMCR	B	-0.39%
T	C	-0.39%
CHD	D	-0.39%
CPB	C	-0.39%
STX	C	-0.38%
HRL	C	-0.38%
HUM	F	-0.36%
DECK	C	-0.36%
ODFL	D	-0.36%
GEN	B	-0.35%
VRSN	D	-0.34%
NXPI	F	-0.34%
CLX	C	-0.34%
AKAM	D	-0.34%
ALNY	C	-0.33%
LKQ	F	-0.33%
ECL	B	-0.33%
SNPS	D	-0.31%
BR	D	-0.3%
CTSH	C	-0.3%
CNH	D	-0.29%
FI	A	-0.28%
INTC	F	-0.28%
TSCO	C	-0.28%
XYL	C	-0.27%
AJG	D	-0.25%
BMY	C	-0.24%
INCY	C	-0.24%
AWK	B	-0.24%
JCI	B	-0.21%
OTIS	C	-0.2%
ADSK	C	-0.2%
FCNCA	D	-0.2%
INTU	C	-0.19%
ULTA	D	-0.19%
KDP	B	-0.19%
AIZ	B	-0.17%
RSG	D	-0.17%
GDDY	C	-0.16%
WTW	C	-0.16%
AZPN	B	-0.16%
NTAP	D	-0.15%
NOW	B	-0.15%
JKHY	B	-0.14%
MKC	C	-0.14%
UPS	D	-0.14%
DPZ	F	-0.12%
SOLV	C	-0.12%
FFIV	B	-0.11%
LDOS	B	-0.11%
LIN	B	-0.11%
TEAM	D	-0.1%
HII	D	-0.08%
CAH	C	-0.08%
CMCSA	D	-0.08%
KNX	C	-0.07%
FAST	C	-0.07%
AON	B	-0.06%
TJX	B	-0.06%
EXC	C	-0.05%