FXL vs. SIMS ETF Comparison

Comparison of First Trust Technology AlphaDEX (FXL) to SPDR S&P Kensho Intelligent Structures ETF (SIMS)

FXL

First Trust Technology AlphaDEX

FXL Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Technology Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the technology sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$154.02

Average Daily Volume

17,257

Number of Holdings ^*

102

* may have additional holdings in another (foreign) market

SIMS

SPDR S&P Kensho Intelligent Structures ETF

SIMS Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P Kensho Intelligent Infrastructure Index. Under normal market conditions, the fund generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index is comprised of U.S.-listed equity securities (including depositary receipts) of companies domiciled across developed and emerging markets worldwide which are included in the Intelligent Infrastructure sector as determined by a classification standard produced by the index provider. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$36.91

Average Daily Volume

1,191

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FXL	SIMS
30 Days	10.22%	5.33%
60 Days	12.16%	7.98%
90 Days	12.82%	6.18%
12 Months	31.26%	17.43%

2 Overlapping Holdings

	Symbol	Grade	Weight in FXL	Weight in SIMS	Overlap
	ON	D	1.44%	1.41%	1.41%
	ROP	B	0.6%	1.58%	0.6%

FXL Overweight 100 Positions Relative to SIMS

Symbol	Grade	Weight
APP	B	3.39%
PLTR	B	2.47%
TOST	B	2.22%
VRT	B	1.89%
DASH	A	1.89%
PEGA	A	1.88%
GWRE	A	1.66%
GFS	C	1.65%
CTSH	B	1.63%
HPE	B	1.62%
DXC	B	1.62%
PAYC	B	1.6%
META	D	1.57%
SMAR	A	1.57%
IPGP	D	1.57%
DOCU	A	1.53%
AVT	C	1.52%
FTNT	C	1.44%
NVDA	C	1.43%
GDDY	A	1.4%
ZM	B	1.4%
TWLO	A	1.39%
NOW	A	1.38%
ARW	D	1.35%
AMKR	D	1.32%
SWKS	F	1.32%
ORCL	B	1.3%
JBL	B	1.28%
DNB	B	1.27%
INTC	D	1.26%
TYL	B	1.25%
HPQ	B	1.21%
CNXC	F	1.21%
DT	C	1.19%
MANH	D	1.18%
AVGO	D	1.17%
DOX	D	1.16%
EPAM	C	1.15%
MSTR	C	1.15%
SNX	C	1.14%
NTNX	A	1.12%
PANW	C	1.08%
RNG	B	1.08%
S	B	1.07%
DELL	C	1.06%
AKAM	D	1.04%
FFIV	B	1.03%
DBX	B	1.01%
IT	C	0.99%
CRUS	D	0.97%
SSNC	B	0.93%
HCP	B	0.93%
CACI	D	0.91%
AAPL	C	0.91%
QCOM	F	0.9%
NTAP	C	0.89%
DLB	B	0.89%
AMAT	F	0.86%
SAIC	F	0.84%
MTCH	D	0.77%
MPWR	F	0.74%
DAY	B	0.74%
CRM	B	0.72%
DV	C	0.71%
GLOB	B	0.68%
ADSK	A	0.66%
APH	A	0.66%
GOOGL	C	0.63%
TXN	C	0.59%
LSCC	D	0.57%
VRSN	F	0.57%
IBM	C	0.56%
KBR	F	0.55%
IAC	D	0.52%
U	C	0.49%
MCHP	D	0.48%
OLED	D	0.47%
ONTO	D	0.47%
TER	D	0.47%
PYCR	C	0.36%
CRWD	B	0.36%
KD	B	0.36%
GTLB	B	0.35%
NET	B	0.34%
DDOG	A	0.34%
WDAY	B	0.33%
ANSS	B	0.32%
GEN	B	0.32%
GLW	B	0.31%
INFA	D	0.3%
APPF	B	0.29%
PSTG	D	0.29%
MSFT	F	0.29%
MU	D	0.28%
ADI	D	0.27%
SMCI	F	0.26%
KLAC	D	0.25%
AMD	F	0.25%
ALGM	D	0.25%
CDW	F	0.24%

FXL Underweight 39 Positions Relative to SIMS

Symbol	Grade	Weight
BE	B	-4.24%
MWA	B	-3.63%
WTTR	B	-3.45%
PNR	A	-3.41%
REZI	A	-3.39%
GNRC	B	-3.31%
JCI	C	-3.05%
CARR	D	-3.03%
BMI	B	-3.0%
ITRI	B	-2.76%
VLTO	D	-2.72%
ADTN	A	-2.65%
ALRM	C	-2.49%
TTEK	F	-2.47%
XYL	D	-2.29%
ARLO	C	-2.25%
SLAB	D	-2.18%
PSN	D	-1.98%
AYI	B	-1.97%
ROKU	D	-1.95%
NRG	B	-1.89%
GTLS	B	-1.85%
AME	A	-1.78%
HON	B	-1.74%
SHLS	F	-1.63%
AY	B	-1.61%
CHPT	F	-1.58%
ERII	D	-1.56%
NVEE	F	-1.5%
BIDU	F	-1.47%
CNM	D	-1.42%
GNTX	C	-1.37%
BP	D	-1.31%
BLNK	F	-1.18%
CWCO	C	-1.09%
MVIS	F	-0.95%
STM	F	-0.87%
STEM	F	-0.58%
REKR	F	-0.4%

FXL: Top Represented Industries & Keywords

Industries: Software - Application Semiconductors Software - Infrastructure Information Technology Services Internet Content & Information Semiconductor Equipment & Materials Computer Systems Data Storage Electronic Components Telecom Services Business Services Communication Equipment Computer Hardware Conglomerates Consumer Electronics Contract Manufacturers Diversified Industrials Electronics & Computer Distribution Electronics Distribution Engineering & Construction