FTA vs. IYK ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to iShares U.S. Consumer Goods ETF (IYK)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

39,082

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

IYK

iShares U.S. Consumer Goods ETF

IYK Description

The investment seeks to track the investment results of an index composed of U.S. equities in the consumer goods sector. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the Dow Jones U.S. Consumer Goods Index (the "underlying index"), which measures the performance of the consumer goods sector of the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$69.91

Average Daily Volume

90,556

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTA	IYK
30 Days	4.88%	0.41%
60 Days	5.23%	-0.56%
90 Days	6.80%	0.60%
12 Months	26.69%	13.51%

17 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in IYK	Overlap
ADM	D	0.77%	1.2%	0.77%
BG	F	0.8%	0.6%	0.6%
CAG	D	0.14%	0.6%	0.14%
CLX	B	0.17%	0.99%	0.17%
CPB	D	0.16%	0.39%	0.16%
CTVA	C	0.17%	1.83%	0.17%
CVS	D	0.77%	3.16%	0.77%
GIS	D	0.31%	1.67%	0.31%
HRL	D	0.49%	0.4%	0.4%
HSY	F	0.33%	1.18%	0.33%
KDP	D	0.31%	1.68%	0.31%
KHC	F	0.46%	1.31%	0.46%
KR	B	0.72%	1.82%	0.72%
MDLZ	F	0.15%	4.05%	0.15%
PEP	F	0.17%	9.12%	0.17%
SYY	B	0.49%	1.77%	0.49%
TSN	B	0.38%	0.86%	0.38%

FTA Overweight 169 Positions Relative to IYK

Symbol	Grade	Weight
UAL	A	1.4%
SYF	B	1.14%
GM	B	1.13%
DAL	C	1.12%
PCAR	B	1.02%
FOXA	B	0.98%
EOG	A	0.97%
TROW	B	0.97%
STLD	B	0.96%
CVX	A	0.96%
CINF	A	0.96%
RS	B	0.94%
COP	C	0.94%
CTRA	B	0.93%
HPE	B	0.92%
F	C	0.92%
AIG	B	0.91%
HAL	C	0.91%
VLO	C	0.91%
CMCSA	B	0.91%
XOM	B	0.9%
WFC	A	0.9%
T	A	0.89%
DVN	F	0.88%
PSX	C	0.87%
TOL	B	0.87%
COF	B	0.86%
OXY	D	0.86%
KMI	A	0.85%
MPC	D	0.85%
NUE	C	0.85%
HBAN	A	0.84%
EG	C	0.82%
EQT	B	0.82%
LNG	B	0.82%
CFG	B	0.8%
PHM	D	0.79%
LEN	D	0.79%
OC	A	0.78%
ETR	B	0.78%
LYB	F	0.76%
SRE	A	0.76%
VTRS	A	0.76%
C	A	0.76%
INTC	D	0.75%
FDX	B	0.75%
CRBG	B	0.74%
L	A	0.74%
XEL	A	0.74%
FANG	D	0.74%
SLB	C	0.73%
ATO	A	0.73%
CTSH	B	0.73%
CNP	B	0.72%
AEE	A	0.72%
ZBH	C	0.71%
ALLY	C	0.71%
CB	C	0.7%
CF	B	0.7%
HIG	B	0.69%
APTV	D	0.66%
EXC	C	0.66%
ON	D	0.65%
MS	A	0.65%
VZ	C	0.64%
DG	F	0.64%
ED	D	0.64%
SNA	A	0.63%
CHTR	C	0.62%
BKR	B	0.61%
MTB	A	0.61%
SWKS	F	0.6%
IP	B	0.6%
DHI	D	0.6%
BAC	A	0.59%
RF	A	0.58%
FITB	A	0.57%
TDY	B	0.56%
LUV	C	0.56%
TRV	B	0.56%
USB	A	0.56%
STT	A	0.55%
CNC	D	0.55%
NI	A	0.53%
DGX	A	0.52%
PPL	B	0.51%
TXT	D	0.5%
D	C	0.5%
LNT	A	0.5%
AFL	B	0.5%
EQR	B	0.5%
ULTA	F	0.5%
TGT	F	0.5%
EBAY	D	0.49%
DUK	C	0.49%
DTE	C	0.48%
CE	F	0.48%
BLDR	D	0.48%
DE	A	0.48%
AEP	D	0.47%
STX	D	0.46%
RJF	A	0.46%
AKAM	D	0.45%
BBY	D	0.45%
BIIB	F	0.44%
OKE	A	0.42%
ZM	B	0.42%
DOW	F	0.42%
DIS	B	0.4%
KEY	B	0.4%
PNC	B	0.39%
JBHT	C	0.38%
CSCO	B	0.38%
NWSA	B	0.38%
PKG	A	0.38%
RGA	A	0.37%
KIM	A	0.37%
HPQ	B	0.36%
DRI	B	0.36%
CSX	B	0.36%
PRU	A	0.36%
WEC	A	0.35%
SSNC	B	0.35%
CMS	C	0.34%
FNF	B	0.34%
NVR	D	0.33%
DOC	D	0.33%
CARR	D	0.33%
PPG	F	0.33%
JNJ	D	0.33%
EIX	B	0.33%
ARE	D	0.32%
FE	C	0.32%
GPC	D	0.31%
MOH	F	0.31%
HUM	C	0.31%
WLK	D	0.3%
ELV	F	0.27%
PYPL	B	0.19%
CMI	A	0.19%
ODFL	B	0.19%
ACN	C	0.18%
LHX	C	0.18%
WRB	A	0.18%
APD	A	0.18%
LH	C	0.18%
IEX	B	0.18%
J	F	0.18%
KEYS	A	0.17%
GD	F	0.17%
UPS	C	0.17%
NDSN	B	0.17%
MAA	B	0.17%
LOW	D	0.17%
HD	A	0.17%
PFG	D	0.17%
OMC	C	0.17%
SBUX	A	0.17%
WY	D	0.16%
EXPD	D	0.16%
LMT	D	0.16%
DD	D	0.16%
CI	F	0.16%
MAS	D	0.16%
HOLX	D	0.16%
MDT	D	0.16%
FTV	C	0.16%
NKE	D	0.15%
AWK	D	0.15%

FTA Underweight 36 Positions Relative to IYK

Symbol	Grade	Weight
PG	A	-16.39%
KO	D	-9.96%
PM	B	-8.46%
MO	A	-4.51%
MCK	B	-3.72%
CL	D	-3.57%
KVUE	A	-2.16%
KMB	D	-2.14%
COR	B	-1.89%
STZ	D	-1.79%
MNST	C	-1.76%
CHD	B	-1.26%
K	A	-1.0%
MKC	D	-0.88%
USFD	A	-0.7%
CASY	A	-0.7%
PFGC	B	-0.6%
TAP	C	-0.52%
SJM	D	-0.52%
LW	C	-0.51%
INGR	B	-0.44%
BRBR	A	-0.44%
ACI	C	-0.37%
COKE	C	-0.35%
FRPT	B	-0.33%
DAR	C	-0.32%
WBA	F	-0.29%
POST	C	-0.25%
CELH	F	-0.21%
FLO	D	-0.19%
SAM	C	-0.13%
SPB	C	-0.11%
PPC	C	-0.1%
GO	C	-0.08%
REYN	D	-0.07%
SEB	F	-0.03%