FTA vs. EQIN ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to Columbia U.S. Equity Income ETF (EQIN)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$81.92

Average Daily Volume

38,924

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

EQIN

Columbia U.S. Equity Income ETF

EQIN Description

Under normal market conditions, the fund invests at least 80% of its assets (including the amount of any borrowings for investment purposes) in income-producing (dividend-paying) equity securities of U.S. companies. The fund typically invests in common stocks.

Grade (RS Rating)

Last Trade

$47.51

Average Daily Volume

17,193

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTA	EQIN
30 Days	3.75%	0.15%
60 Days	4.76%	1.57%
90 Days	5.84%	3.47%
12 Months	25.55%	23.46%

55 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in EQIN	Overlap
AEE	A	0.72%	0.36%	0.36%
AEP	C	0.47%	0.75%	0.47%
AFL	B	0.5%	0.83%	0.5%
AIG	B	0.91%	0.72%	0.72%
ATO	A	0.73%	0.33%	0.33%
BBY	D	0.45%	0.26%	0.26%
CI	D	0.16%	1.3%	0.16%
CMCSA	B	0.91%	2.42%	0.91%
CMI	A	0.19%	0.72%	0.19%
COP	C	0.94%	1.94%	0.94%
CTSH	B	0.73%	0.56%	0.56%
CVX	A	0.96%	4.32%	0.96%
DE	B	0.48%	1.52%	0.48%
DGX	A	0.52%	0.26%	0.26%
DTE	C	0.48%	0.37%	0.37%
ED	C	0.64%	0.49%	0.49%
EIX	B	0.33%	0.48%	0.33%
ETR	B	0.78%	0.47%	0.47%
EXPD	C	0.16%	0.25%	0.16%
FOXA	A	0.98%	0.15%	0.15%
GD	D	0.17%	1.15%	0.17%
GIS	D	0.31%	0.51%	0.31%
HAL	C	0.91%	0.39%	0.39%
HD	B	0.17%	4.92%	0.17%
HIG	B	0.69%	0.51%	0.51%
HPE	B	0.92%	0.41%	0.41%
IEX	C	0.18%	0.25%	0.18%
IP	A	0.6%	0.29%	0.29%
KDP	F	0.31%	0.48%	0.31%
KR	B	0.72%	0.61%	0.61%
LEN	D	0.79%	0.58%	0.58%
LMT	D	0.16%	1.86%	0.16%
LNT	A	0.5%	0.23%	0.23%
MDLZ	F	0.15%	1.25%	0.15%
MPC	D	0.85%	0.78%	0.78%
NDSN	B	0.17%	0.2%	0.17%
NI	A	0.53%	0.24%	0.24%
OC	A	0.78%	0.25%	0.25%
OXY	D	0.86%	0.68%	0.68%
PEP	F	0.17%	3.19%	0.17%
PFG	D	0.17%	0.29%	0.17%
PPG	F	0.33%	0.42%	0.33%
PSX	C	0.87%	0.81%	0.81%
RJF	A	0.46%	0.45%	0.45%
SLB	C	0.73%	0.91%	0.73%
SNA	A	0.63%	0.27%	0.27%
SRE	A	0.76%	0.86%	0.76%
STT	B	0.55%	0.42%	0.42%
SWKS	F	0.6%	0.2%	0.2%
T	A	0.89%	2.42%	0.89%
TGT	F	0.5%	1.06%	0.5%
VZ	C	0.64%	2.61%	0.64%
WEC	A	0.35%	0.46%	0.35%
XEL	A	0.74%	0.57%	0.57%
XOM	B	0.9%	4.42%	0.9%

FTA Overweight 131 Positions Relative to EQIN

Symbol	Grade	Weight
UAL	A	1.4%
SYF	B	1.14%
GM	C	1.13%
DAL	B	1.12%
PCAR	B	1.02%
EOG	A	0.97%
TROW	B	0.97%
STLD	B	0.96%
CINF	A	0.96%
RS	B	0.94%
CTRA	B	0.93%
F	C	0.92%
VLO	C	0.91%
WFC	A	0.9%
DVN	F	0.88%
TOL	B	0.87%
COF	C	0.86%
KMI	A	0.85%
NUE	C	0.85%
HBAN	A	0.84%
EG	C	0.82%
EQT	B	0.82%
LNG	A	0.82%
CFG	B	0.8%
BG	D	0.8%
PHM	D	0.79%
CVS	D	0.77%
ADM	D	0.77%
LYB	F	0.76%
VTRS	A	0.76%
C	A	0.76%
INTC	C	0.75%
FDX	B	0.75%
CRBG	B	0.74%
L	A	0.74%
FANG	C	0.74%
CNP	A	0.72%
ZBH	C	0.71%
ALLY	C	0.71%
CB	C	0.7%
CF	A	0.7%
APTV	F	0.66%
EXC	C	0.66%
ON	D	0.65%
MS	A	0.65%
DG	F	0.64%
CHTR	C	0.62%
BKR	A	0.61%
MTB	A	0.61%
DHI	F	0.6%
BAC	A	0.59%
RF	A	0.58%
FITB	B	0.57%
TDY	B	0.56%
LUV	C	0.56%
TRV	B	0.56%
USB	A	0.56%
CNC	D	0.55%
PPL	A	0.51%
TXT	D	0.5%
D	C	0.5%
EQR	C	0.5%
ULTA	F	0.5%
EBAY	D	0.49%
HRL	D	0.49%
DUK	C	0.49%
SYY	D	0.49%
CE	F	0.48%
BLDR	D	0.48%
STX	C	0.46%
KHC	F	0.46%
AKAM	D	0.45%
BIIB	F	0.44%
OKE	A	0.42%
ZM	C	0.42%
DOW	F	0.42%
DIS	B	0.4%
KEY	B	0.4%
PNC	B	0.39%
JBHT	C	0.38%
TSN	B	0.38%
CSCO	B	0.38%
NWSA	A	0.38%
PKG	A	0.38%
RGA	A	0.37%
KIM	A	0.37%
HPQ	B	0.36%
DRI	B	0.36%
CSX	C	0.36%
PRU	A	0.36%
SSNC	B	0.35%
CMS	C	0.34%
FNF	B	0.34%
NVR	D	0.33%
DOC	C	0.33%
CARR	C	0.33%
HSY	F	0.33%
JNJ	C	0.33%
ARE	F	0.32%
FE	C	0.32%
GPC	D	0.31%
MOH	F	0.31%
HUM	C	0.31%
WLK	D	0.3%
ELV	F	0.27%
PYPL	B	0.19%
ODFL	C	0.19%
ACN	B	0.18%
LHX	C	0.18%
WRB	A	0.18%
APD	A	0.18%
LH	B	0.18%
J	D	0.18%
KEYS	A	0.17%
UPS	C	0.17%
CTVA	C	0.17%
MAA	B	0.17%
LOW	C	0.17%
OMC	C	0.17%
CLX	A	0.17%
SBUX	A	0.17%
CPB	D	0.16%
WY	F	0.16%
DD	C	0.16%
MAS	D	0.16%
HOLX	D	0.16%
MDT	D	0.16%
FTV	C	0.16%
NKE	F	0.15%
AWK	C	0.15%
CAG	F	0.14%

FTA Underweight 43 Positions Relative to EQIN

Symbol	Grade	Weight
UNH	B	-4.43%
AVGO	D	-4.34%
KO	D	-3.88%
IBM	C	-2.81%
CAT	B	-2.73%
QCOM	F	-2.69%
AMGN	F	-2.2%
SCHW	B	-2.0%
ADP	A	-1.78%
MMC	B	-1.62%
ADI	D	-1.52%
ICE	C	-1.32%
CME	B	-1.2%
EMR	B	-1.08%
NOC	D	-1.05%
WMB	A	-1.03%
BK	A	-0.85%
JCI	B	-0.82%
NXPI	D	-0.82%
PEG	A	-0.65%
STZ	D	-0.53%
WTW	B	-0.47%
TSCO	D	-0.44%
CAH	B	-0.43%
BR	A	-0.39%
CDW	F	-0.35%
HUBB	B	-0.35%
K	A	-0.34%
ES	C	-0.33%
WSM	C	-0.24%
AVY	F	-0.23%
EVRG	A	-0.21%
CHRW	B	-0.19%
ALLE	C	-0.18%
OVV	B	-0.17%
CCK	D	-0.16%
DKS	D	-0.16%
TAP	C	-0.15%
AOS	F	-0.13%
CNH	C	-0.13%
FBIN	D	-0.13%
MOS	F	-0.12%
HII	F	-0.11%