FTA vs. CGGE ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to Capital Group Global Equity ETF (CGGE)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$81.97

Average Daily Volume

38,924

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

CGGE

Capital Group Global Equity ETF

CGGE Description

The fund invests primarily in common stocks of issuers around the world that the investment adviser believes have the potential for growth, many of which have the potential to pay dividends. Under normal market conditions, the fund will invest at least 80% of its net assets in equity-type securities. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$25.90

Average Daily Volume

25,370

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTA	CGGE
30 Days	3.75%	-1.70%
60 Days	4.76%	-1.13%
90 Days	5.84%	-0.98%
12 Months	25.55%

11 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in CGGE	Overlap
ACN	B	0.18%	0.72%	0.18%
CHTR	C	0.62%	0.65%	0.62%
CMCSA	B	0.91%	0.89%	0.89%
CNP	A	0.72%	0.56%	0.56%
CSX	C	0.36%	0.51%	0.36%
CVX	A	0.96%	0.68%	0.68%
EIX	B	0.33%	0.65%	0.33%
FDX	B	0.75%	1.1%	0.75%
GIS	D	0.31%	0.44%	0.31%
KDP	F	0.31%	0.51%	0.31%
WFC	A	0.9%	0.59%	0.59%

FTA Overweight 175 Positions Relative to CGGE

Symbol	Grade	Weight
UAL	A	1.4%
SYF	B	1.14%
GM	C	1.13%
DAL	B	1.12%
PCAR	B	1.02%
FOXA	A	0.98%
EOG	A	0.97%
TROW	B	0.97%
STLD	B	0.96%
CINF	A	0.96%
RS	B	0.94%
COP	C	0.94%
CTRA	B	0.93%
HPE	B	0.92%
F	C	0.92%
AIG	B	0.91%
HAL	C	0.91%
VLO	C	0.91%
XOM	B	0.9%
T	A	0.89%
DVN	F	0.88%
PSX	C	0.87%
TOL	B	0.87%
COF	C	0.86%
OXY	D	0.86%
KMI	A	0.85%
MPC	D	0.85%
NUE	C	0.85%
HBAN	A	0.84%
EG	C	0.82%
EQT	B	0.82%
LNG	A	0.82%
CFG	B	0.8%
BG	D	0.8%
PHM	D	0.79%
LEN	D	0.79%
OC	A	0.78%
ETR	B	0.78%
CVS	D	0.77%
ADM	D	0.77%
LYB	F	0.76%
SRE	A	0.76%
VTRS	A	0.76%
C	A	0.76%
INTC	C	0.75%
CRBG	B	0.74%
L	A	0.74%
XEL	A	0.74%
FANG	C	0.74%
SLB	C	0.73%
ATO	A	0.73%
CTSH	B	0.73%
AEE	A	0.72%
KR	B	0.72%
ZBH	C	0.71%
ALLY	C	0.71%
CB	C	0.7%
CF	A	0.7%
HIG	B	0.69%
APTV	F	0.66%
EXC	C	0.66%
ON	D	0.65%
MS	A	0.65%
VZ	C	0.64%
DG	F	0.64%
ED	C	0.64%
SNA	A	0.63%
BKR	A	0.61%
MTB	A	0.61%
SWKS	F	0.6%
IP	A	0.6%
DHI	F	0.6%
BAC	A	0.59%
RF	A	0.58%
FITB	B	0.57%
TDY	B	0.56%
LUV	C	0.56%
TRV	B	0.56%
USB	A	0.56%
STT	B	0.55%
CNC	D	0.55%
NI	A	0.53%
DGX	A	0.52%
PPL	A	0.51%
TXT	D	0.5%
D	C	0.5%
LNT	A	0.5%
AFL	B	0.5%
EQR	C	0.5%
ULTA	F	0.5%
TGT	F	0.5%
EBAY	D	0.49%
HRL	D	0.49%
DUK	C	0.49%
SYY	D	0.49%
DTE	C	0.48%
CE	F	0.48%
BLDR	D	0.48%
DE	B	0.48%
AEP	C	0.47%
STX	C	0.46%
RJF	A	0.46%
KHC	F	0.46%
AKAM	D	0.45%
BBY	D	0.45%
BIIB	F	0.44%
OKE	A	0.42%
ZM	C	0.42%
DOW	F	0.42%
DIS	B	0.4%
KEY	B	0.4%
PNC	B	0.39%
JBHT	C	0.38%
TSN	B	0.38%
CSCO	B	0.38%
NWSA	A	0.38%
PKG	A	0.38%
RGA	A	0.37%
KIM	A	0.37%
HPQ	B	0.36%
DRI	B	0.36%
PRU	A	0.36%
WEC	A	0.35%
SSNC	B	0.35%
CMS	C	0.34%
FNF	B	0.34%
NVR	D	0.33%
DOC	C	0.33%
CARR	C	0.33%
PPG	F	0.33%
HSY	F	0.33%
JNJ	C	0.33%
ARE	F	0.32%
FE	C	0.32%
GPC	D	0.31%
MOH	F	0.31%
HUM	C	0.31%
WLK	D	0.3%
ELV	F	0.27%
PYPL	B	0.19%
CMI	A	0.19%
ODFL	C	0.19%
LHX	C	0.18%
WRB	A	0.18%
APD	A	0.18%
LH	B	0.18%
IEX	C	0.18%
J	D	0.18%
KEYS	A	0.17%
GD	D	0.17%
PEP	F	0.17%
UPS	C	0.17%
NDSN	B	0.17%
CTVA	C	0.17%
MAA	B	0.17%
LOW	C	0.17%
HD	B	0.17%
PFG	D	0.17%
OMC	C	0.17%
CLX	A	0.17%
SBUX	A	0.17%
CPB	D	0.16%
WY	F	0.16%
EXPD	C	0.16%
LMT	D	0.16%
DD	C	0.16%
CI	D	0.16%
MAS	D	0.16%
HOLX	D	0.16%
MDT	D	0.16%
FTV	C	0.16%
NKE	F	0.15%
MDLZ	F	0.15%
AWK	C	0.15%
CAG	F	0.14%

FTA Underweight 50 Positions Relative to CGGE

Symbol	Grade	Weight
AVGO	D	-2.9%
MSFT	D	-2.48%
AAPL	C	-2.28%
GOOGL	C	-2.16%
HLT	A	-1.52%
PM	B	-1.45%
UNH	B	-1.43%
TSM	B	-1.4%
JPM	A	-1.4%
ABT	B	-1.3%
V	A	-1.29%
GEV	B	-1.12%
ABBV	F	-1.1%
NOC	D	-1.08%
GE	D	-1.03%
DHR	F	-1.02%
HEI	A	-1.0%
REGN	F	-0.98%
RCL	A	-0.94%
MMC	B	-0.93%
IR	B	-0.91%
ABBV	F	-0.88%
KLAC	F	-0.85%
MA	B	-0.85%
AME	A	-0.84%
SPGI	C	-0.82%
MELI	C	-0.8%
META	D	-0.8%
AON	A	-0.7%
AWI	A	-0.7%
EA	A	-0.65%
ADI	D	-0.64%
FCX	F	-0.64%
AMZN	C	-0.61%
NOW	A	-0.56%
BMY	B	-0.55%
EQIX	A	-0.54%
LIN	C	-0.53%
CEG	C	-0.53%
AJG	A	-0.52%
BGNE	D	-0.51%
CME	B	-0.5%
SAIA	B	-0.5%
COST	A	-0.49%
TSCO	D	-0.48%
RTX	D	-0.48%
AES	F	-0.48%
STZ	D	-0.47%
HON	C	-0.44%
GLOB	B	-0.36%