FSCS vs. FXO ETF Comparison

Comparison of SMID Capital Strength ETF (FSCS) to First Trust Financials AlphaDEX (FXO)

FSCS

SMID Capital Strength ETF

FSCS Description

The fund will normally invest at least 90% of its net assets in the securities that comprise the index. The index is designed to select dividend-paying securities issued by mid capitalization U.S. companies.

Grade (RS Rating)

Last Trade

$38.03

Average Daily Volume

2,689

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$59.01

Average Daily Volume

54,823

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

Performance

Period	FSCS	FXO
30 Days	8.22%	9.92%
60 Days	8.32%	13.83%
90 Days	10.19%	15.69%
12 Months	34.50%	52.15%

12 Overlapping Holdings

Symbol	Grade	Weight in FSCS	Weight in FXO	Overlap
AFG	A	1.01%	0.3%	0.3%
AIZ	A	1.09%	0.31%	0.31%
CBSH	A	1.13%	0.35%	0.35%
CFR	B	1.09%	0.36%	0.36%
CINF	A	1.05%	1.66%	1.05%
EG	C	0.96%	1.42%	0.96%
HLI	B	1.05%	1.34%	1.05%
MORN	B	0.95%	0.31%	0.31%
RJF	A	1.14%	0.38%	0.38%
RNR	C	0.91%	1.43%	0.91%
SEIC	B	1.06%	1.36%	1.06%
WRB	A	0.97%	0.61%	0.61%

FSCS Overweight 86 Positions Relative to FXO

Symbol	Grade	Weight
LRN	A	1.56%
MLI	C	1.23%
IBKR	A	1.23%
PRDO	B	1.22%
LOPE	B	1.19%
LYV	A	1.16%
LAUR	A	1.16%
IDCC	A	1.15%
ALSN	B	1.12%
AIT	A	1.12%
CRVL	A	1.11%
BBSI	B	1.1%
FFIV	B	1.09%
PKG	A	1.08%
RHI	B	1.07%
SPNT	A	1.07%
MCY	A	1.07%
SNA	A	1.07%
EXLS	B	1.07%
IBOC	A	1.06%
CASH	A	1.05%
WABC	B	1.05%
CHCO	B	1.05%
EPAC	B	1.05%
INGR	B	1.04%
MGY	A	1.04%
OFG	B	1.04%
CHD	B	1.04%
FHI	A	1.04%
CF	B	1.04%
TXRH	C	1.03%
EVR	B	1.03%
STLD	B	1.03%
PRI	A	1.03%
IEX	B	1.03%
CASY	A	1.03%
CPAY	A	1.02%
KTB	B	1.02%
EEFT	B	1.02%
PJT	A	1.02%
GGG	B	1.01%
YELP	C	1.01%
CLX	B	1.01%
DOV	A	1.0%
LANC	C	1.0%
WAT	B	1.0%
BR	A	1.0%
ACM	A	0.99%
EHC	B	0.99%
PRGS	A	0.99%
CHRD	D	0.98%
APAM	B	0.98%
WTS	B	0.98%
RPM	A	0.98%
FDS	B	0.98%
UTHR	C	0.97%
FBP	B	0.97%
CW	B	0.97%
DCI	B	0.97%
CBOE	B	0.97%
MSA	D	0.97%
NDSN	B	0.96%
GNTX	C	0.96%
ROL	B	0.96%
EXPD	D	0.96%
COKE	C	0.94%
MKC	D	0.94%
CLH	B	0.94%
ROIV	C	0.94%
LSTR	D	0.93%
BRC	D	0.91%
ALLE	D	0.89%
AVY	D	0.89%
MANH	D	0.89%
AOS	F	0.89%
REYN	D	0.89%
CHE	D	0.88%
MMS	F	0.87%
BAH	F	0.86%
HALO	F	0.85%
ERIE	D	0.85%
FCN	D	0.85%
SHOO	D	0.84%
VRRM	D	0.83%
GPC	D	0.82%
TTEK	F	0.8%

FSCS Underweight 89 Positions Relative to FXO

Symbol	Grade	Weight
JHG	A	-1.82%
JEF	A	-1.81%
GS	A	-1.8%
KKR	A	-1.75%
AGO	B	-1.74%
TPG	A	-1.73%
WTM	A	-1.72%
TROW	B	-1.67%
BEN	C	-1.62%
AMG	B	-1.6%
ALL	A	-1.56%
PGR	A	-1.54%
WBS	A	-1.48%
MTG	C	-1.46%
BPOP	B	-1.45%
UNM	A	-1.4%
COLB	A	-1.38%
BX	A	-1.37%
FNB	A	-1.35%
ACGL	D	-1.35%
OMF	A	-1.34%
EQH	B	-1.31%
LNC	B	-1.28%
OZK	B	-1.28%
MKL	A	-1.26%
RYAN	B	-1.23%
AXS	A	-1.23%
L	A	-1.21%
TW	A	-1.2%
GL	B	-1.19%
FHN	A	-1.18%
WFC	A	-1.17%
BRK.A	B	-1.17%
ALLY	C	-1.17%
ZION	B	-1.15%
MS	A	-1.15%
EWBC	A	-1.14%
CNA	B	-1.14%
WTFC	A	-1.1%
MTB	A	-1.09%
HBAN	A	-1.08%
NTRS	A	-1.07%
FCNCA	A	-1.06%
UWMC	D	-1.02%
NU	C	-1.01%
C	A	-0.99%
SOFI	A	-0.98%
STT	A	-0.97%
BRO	B	-0.96%
CRBG	B	-0.95%
SLM	A	-0.95%
MCO	B	-0.92%
HIG	B	-0.9%
CB	C	-0.9%
AFL	B	-0.89%
AMP	A	-0.69%
CMA	A	-0.68%
OWL	A	-0.68%
FHB	A	-0.68%
VIRT	B	-0.67%
BAC	A	-0.67%
PB	A	-0.66%
JPM	A	-0.66%
PNC	B	-0.65%
RF	A	-0.65%
CFG	B	-0.65%
FITB	A	-0.64%
TRV	B	-0.63%
BOKF	B	-0.63%
USB	A	-0.63%
BK	A	-0.62%
ORI	A	-0.61%
WAL	B	-0.61%
VOYA	B	-0.59%
APO	B	-0.38%
SF	B	-0.36%
DFS	B	-0.36%
PNFP	B	-0.36%
KEY	B	-0.33%
AIG	B	-0.3%
PRU	A	-0.3%
AJG	B	-0.3%
RGA	A	-0.3%
PFG	D	-0.29%
STWD	C	-0.28%
FAF	A	-0.28%
FNF	B	-0.28%
XP	F	-0.27%
AGNC	D	-0.26%