FRI vs. CZA ETF Comparison

Comparison of First Trust S&P REIT Index Fund (FRI) to Guggenheim Mid-Cap Core ETF (CZA)

FRI

First Trust S&P REIT Index Fund

FRI Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the S&P United States REIT Index. The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. The index is a subset of the S&P Developed REIT Index, which measures the performance of more than 200 REITs or REIT-like structures in 15 developed markets. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$29.75

Average Daily Volume

67,042

Number of Holdings ^*

124

* may have additional holdings in another (foreign) market

CZA

Guggenheim Mid-Cap Core ETF

CZA Description

The investment seeks investment results that correspond generally to the performance, before the fund's fees and expenses, of an index called the Zacks Mid-Cap Core Index. The fund will invest at least 90% of its total assets in securities that comprise the index and depositary receipts representing securities that comprise the index. It generally invests in all of the securities comprising the index in proportion to their weightings in the index. The index is comprised of 100 securities selected, based on investment and other criteria, from a universe of mid-capitalization securities including MLPs, ADRs and BDCs.

Grade (RS Rating)

Last Trade

$105.94

Average Daily Volume

4,305

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FRI	CZA
30 Days	6.24%	3.43%
60 Days	9.90%	5.63%
90 Days	16.26%	7.90%
12 Months	25.14%	22.32%

8 Overlapping Holdings

Symbol	Grade	Weight in FRI	Weight in CZA	Overlap
AVB	B	2.7%	2.27%	2.27%
COLD	D	0.63%	0.56%	0.56%
EGP	B	0.73%	0.62%	0.62%
EQR	B	2.19%	2.01%	2.01%
GLPI	B	1.16%	0.96%	0.96%
REG	C	1.0%	0.95%	0.95%
SUI	B	1.48%	1.24%	1.24%
UDR	B	1.16%	1.05%	1.05%

FRI Overweight 116 Positions Relative to CZA

Symbol	Grade	Weight
PLD	C	9.89%
EQIX	B	6.76%
WELL	B	6.31%
PSA	B	4.65%
O	B	4.45%
SPG	B	4.37%
DLR	B	4.27%
EXR	B	3.08%
VICI	C	2.87%
IRM	B	2.8%
VTR	C	2.16%
INVH	C	1.71%
ESS	B	1.63%
ARE	B	1.57%
MAA	B	1.57%
DOC	C	1.29%
KIM	B	1.29%
ELS	C	1.15%
WPC	B	1.12%
AMH	C	1.07%
CPT	B	1.07%
HST	D	0.99%
CUBE	B	0.99%
BXP	B	0.93%
REXR	C	0.88%
OHI	A	0.82%
NNN	B	0.73%
FRT	C	0.71%
BRX	B	0.68%
ADC	C	0.62%
FR	C	0.6%
STAG	C	0.59%
TRNO	C	0.54%
RHP	D	0.5%
KRG	B	0.48%
EPRT	A	0.47%
VNO	B	0.47%
IRT	B	0.38%
PECO	B	0.38%
CTRE	B	0.36%
CUZ	B	0.36%
SLG	B	0.36%
SBRA	B	0.35%
NHI	A	0.32%
KRC	B	0.31%
EPR	B	0.3%
MAC	B	0.29%
IIPR	B	0.29%
MPW	C	0.28%
HIW	B	0.28%
BNL	B	0.28%
SKT	B	0.28%
NSA	B	0.27%
APLE	D	0.26%
PK	D	0.24%
LXP	B	0.24%
DEI	B	0.22%
FCPT	A	0.22%
UE	B	0.21%
AKR	C	0.19%
EQC	B	0.18%
SHO	D	0.17%
ROIC	B	0.16%
IVT	B	0.16%
DRH	C	0.15%
GNL	B	0.14%
PEB	D	0.13%
GTY	B	0.13%
LTC	B	0.13%
ALEX	B	0.12%
JBGS	B	0.12%
AAT	B	0.11%
UMH	C	0.11%
XHR	C	0.11%
ESRT	B	0.11%
RLJ	D	0.11%
DEA	B	0.11%
PDM	B	0.1%
AIV	B	0.1%
NTST	D	0.1%
UNIT	C	0.1%
NXRT	B	0.09%
CSR	B	0.09%
AHH	B	0.07%
PGRE	C	0.07%
PLYM	D	0.07%
BDN	B	0.07%
INN	C	0.06%
DHC	B	0.06%
SVC	F	0.06%
UHT	B	0.05%
GMRE	C	0.05%
HPP	D	0.05%
WSR	D	0.05%
GOOD	B	0.05%
CBL	D	0.05%
OLP	B	0.04%
FPI	D	0.04%
LAND	C	0.04%
PKST	C	0.04%
ALX	B	0.04%
BFS	C	0.04%
PSTL	B	0.03%
CTO	C	0.03%
CLDT	D	0.03%
CHCT	F	0.03%
NXDT	C	0.02%
BRT	B	0.02%
PINE	C	0.02%
CIO	B	0.02%
ILPT	C	0.02%
CLPR	B	0.01%
OPI	F	0.01%
FSP	D	0.01%
BHR	D	0.01%
AHT	F	0.0%

FRI Underweight 86 Positions Relative to CZA

Symbol	Grade	Weight
HIG	A	-2.31%
PPG	C	-2.08%
LYB	F	-2.06%
WAB	A	-2.04%
BRO	C	-2.04%
WTW	B	-2.02%
VLTO	C	-1.85%
ETR	A	-1.83%
DTE	B	-1.79%
FTV	C	-1.78%
STT	A	-1.7%
ES	C	-1.63%
AEE	B	-1.53%
CHKP	C	-1.53%
WRB	C	-1.52%
CPAY	B	-1.45%
CINF	B	-1.44%
LDOS	C	-1.42%
BAX	C	-1.39%
TDY	C	-1.39%
BAH	B	-1.36%
CSL	C	-1.34%
PFG	B	-1.29%
PKG	B	-1.26%
J	D	-1.24%
NTRS	B	-1.24%
WLK	D	-1.23%
AER	C	-1.22%
AVY	D	-1.21%
FOX	B	-1.17%
EG	B	-1.12%
RPM	B	-1.1%
LPLA	D	-1.06%
IEX	D	-1.04%
NI	B	-1.02%
SN	B	-1.01%
WMG	D	-1.0%
GGG	C	-0.96%
TRMB	C	-0.95%
CNA	C	-0.92%
BAP	A	-0.92%
RNR	B	-0.91%
LOGI	D	-0.91%
ACM	B	-0.91%
EMN	B	-0.83%
EPAM	D	-0.81%
FLEX	C	-0.81%
ITT	C	-0.77%
NVT	D	-0.75%
PFGC	B	-0.75%
QGEN	B	-0.73%
RRX	C	-0.72%
CACI	B	-0.72%
ATR	B	-0.7%
SKX	C	-0.7%
WWD	D	-0.7%
AIZ	B	-0.69%
HII	C	-0.69%
CR	C	-0.6%
SEIC	B	-0.6%
INGR	A	-0.6%
BWXT	D	-0.6%
WEX	C	-0.56%
MOS	F	-0.55%
AWI	B	-0.55%
VOYA	A	-0.51%
ALSN	B	-0.51%
G	C	-0.49%
IVZ	C	-0.49%
BPOP	C	-0.47%
ESNT	B	-0.46%
OSK	D	-0.45%
LFUS	D	-0.43%
ESAB	C	-0.42%
PFSI	B	-0.4%
RRR	D	-0.39%
MDU	B	-0.38%
ACT	A	-0.38%
SLGN	B	-0.37%
BLCO	B	-0.37%
VNT	D	-0.36%
FNB	D	-0.34%
FLO	C	-0.33%
FELE	C	-0.31%
SEM	D	-0.31%
ZGN	F	-0.28%