FLN vs. ASEA ETF Comparison

Comparison of First Trust Latin America AlphaDEX Fund (FLN) to Global X FTSE ASEAN 40 ETF (ASEA)

FLN

First Trust Latin America AlphaDEX Fund

FLN Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Latin America Index. The fund normally invests at least 90% of its net assets plus the amount of any borrowings for investment purposes in stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P Latin America BMI Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$16.66

Average Daily Volume

6,081

Number of Holdings ^*

9

* may have additional holdings in another (foreign) market

ASEA

Global X FTSE ASEAN 40 ETF

ASEA Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the FTSE/ASEAN 40 Index ("underlying index"). The fund invests at least 80% of its total assets in the securities of the underlying index and in ADRs and GDRs based on the securities in the underlying index. The Adviser uses a "passive" or indexing approach. The underlying index tracks the equity performance of the 40 largest and most liquid companies in the five ASEAN regions: Singapore, Malaysia, Indonesia, Thailand and Philippines. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$16.71

Average Daily Volume

65,913

Number of Holdings ^*

0

* may have additional holdings in another (foreign) market

Performance

Period	FLN	ASEA
30 Days	-4.01%	-3.33%
60 Days	-7.75%	-5.75%
90 Days	-10.41%	3.39%
12 Months	-10.42%	18.55%

0 Overlapping Holdings

	Symbol	Grade	Weight in FLN	Weight in ASEA	Overlap

FLN Overweight 9 Positions Relative to ASEA

	Symbol	Grade	Weight
	ERJ	A	3.87%
	GGB	B	3.57%
	VALE	F	3.08%
	NU	C	2.46%
	BAP	A	2.17%
	CSAN	F	1.78%
	BRFS	D	1.37%
	ASAI	F	0.67%
	ABEV	F	0.64%

FLN Underweight 0 Positions Relative to ASEA

	Symbol	Grade	Weight

FLN: Top Represented Industries & Keywords

Industries: Aerospace & Defense Banks - Diversified Banks - Regional - Latin America Beverages - Brewers Grocery Stores Industrial Metals & Minerals Oil & Gas Refining & Marketing Packaged Foods Steel

Keywords: Bank Banking Acute Care Services Aerospace Material Alcohol Alloys Alternative Payments Aluminum Products Anheuser Busch Animal Feed Asset Management Products Aviation Services Base Metal Beef Beer Bottled Water Brewing Building Materials Cargo Transportation Service Cargo Transportation Services

ASEA: Top Represented Industries & Keywords

Industries:

Keywords: