FCUS vs. ARKX ETF Comparison

Comparison of Pinnacle Focused Opportunities ETF (FCUS) to ARK Space Exploration & Innovation ETF (ARKX)

FCUS

Pinnacle Focused Opportunities ETF

FCUS Description

The investment seeks long term capital appreciation. The fund is an actively managed exchange-traded fund (“ETF”) that seeks to achieve its investment objective primarily by investing in a focused portfolio of U.S. equity securities. The fund's manager manages its portfolio based on its proprietary model. The fund’s portfolio excludes certain equity securities, such as limited partnerships, closed-end investment companies, and warrants. It is non-diversified.

Grade (RS Rating)

Last Trade

$33.04

Average Daily Volume

4,200

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$17.81

Average Daily Volume

52,396

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FCUS	ARKX
30 Days	9.20%	7.68%
60 Days	17.74%	16.18%
90 Days	19.59%	22.41%
12 Months	48.98%	25.69%

2 Overlapping Holdings

	Symbol	Grade	Weight in FCUS	Weight in ARKX	Overlap
	GRMN	A	2.5%	2.88%	2.5%
	PLTR	B	5.03%	3.65%	3.65%

FCUS Overweight 26 Positions Relative to ARKX

Symbol	Grade	Weight
TPL	B	4.37%
SFM	B	4.31%
CVNA	B	4.23%
INSM	C	4.18%
APP	B	4.16%
GWRE	A	4.14%
ALNY	D	3.98%
TRGP	B	3.39%
MTZ	B	3.31%
NCLH	B	3.29%
IRM	D	3.27%
CRS	B	3.26%
PSN	C	3.23%
ALSN	B	3.21%
FICO	B	3.19%
ETR	B	3.18%
UAL	A	3.14%
HOOD	B	2.53%
LDOS	C	2.52%
MLI	B	2.52%
CBRE	B	2.51%
CCL	B	2.48%
HWM	B	2.48%
UTHR	B	2.48%
JEF	B	2.45%
PCVX	D	2.43%

FCUS Underweight 23 Positions Relative to ARKX

Symbol	Grade	Weight
KTOS	B	-9.08%
IRDM	B	-9.07%
AVAV	C	-7.72%
RKLB	B	-7.7%
TRMB	B	-7.2%
TER	F	-5.73%
LHX	B	-4.63%
AMZN	A	-3.88%
BLDE	C	-3.41%
ACHR	B	-2.54%
DE	D	-2.51%
GOOG	C	-2.22%
JOBY	B	-1.97%
PRNT	B	-1.86%
HEI	A	-1.57%
TDY	B	-1.42%
HON	B	-1.39%
PATH	C	-1.28%
SNPS	C	-1.25%
LMT	D	-1.25%
AMD	F	-1.17%
ANSS	B	-1.02%
DDD	D	-0.85%