FCEF vs. SMCP ETF Comparison

Comparison of First Trust CEF Income Opportunity ETF (FCEF) to AlphaMark Actively Managed Small Cap ETF (SMCP)

FCEF

First Trust CEF Income Opportunity ETF

FCEF Description

The First Trust CEF Income Opportunity ETF is an actively managed exchange-traded fund. The Fund's investment objective is to provide current income with a secondary emphasis on total return. Under normal market conditions, the Fund will seek to achieve its investment objectives by investing at least 80% of its net assets (including investment borrowings) in a portfolio of closed-end investment companies that are listed and traded in the United States on registered exchanges.

Grade (RS Rating)

Last Trade

$21.66

Average Daily Volume

6,635

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$30.60

Average Daily Volume

2,575

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FCEF	SMCP
30 Days	3.58%	2.30%
60 Days	2.92%	-0.76%
90 Days	4.84%	0.05%
12 Months	20.80%	18.87%

0 Overlapping Holdings

	Symbol	Grade	Weight in FCEF	Weight in SMCP	Overlap

FCEF Overweight 46 Positions Relative to SMCP

Symbol	Grade	Weight
ETG	C	4.02%
HQH	B	3.53%
THQ	B	3.52%
SOR	C	3.27%
ASGI	A	3.26%
HTD	A	3.26%
EVT	B	3.25%
VRIG	A	3.16%
ETO	C	3.11%
GDV	B	3.05%
BST	D	2.72%
JQC	A	2.68%
RNP	A	2.63%
TY	B	2.56%
UTF	A	2.52%
JPC	A	2.49%
GHY	A	2.47%
NPFD	A	2.24%
BCAT	B	2.24%
BGB	A	2.22%
PDO	A	2.11%
ARDC	A	1.99%
GAM	B	1.95%
CET	B	1.91%
UTG	A	1.78%
JFR	A	1.69%
PEO	D	1.47%
JRI	A	1.47%
EVG	A	1.46%
PDX	A	1.25%
CII	C	1.0%
QQQX	D	0.98%
AIO	C	0.98%
BCX	C	0.76%
HIO	A	0.75%
BIT	B	0.74%
BUI	A	0.73%
TPZ	B	0.54%
RA	A	0.51%
JLS	B	0.51%
KYN	A	0.51%
RMT	C	0.51%
BME	A	0.5%
HQL	B	0.48%
NBB	A	0.31%
DLY	A	0.24%

FCEF Underweight 97 Positions Relative to SMCP

Symbol	Grade	Weight
HQY	D	-1.14%
PBH	A	-1.12%
LUMN	B	-1.12%
YOU	B	-1.1%
NMIH	B	-1.09%
SIG	F	-1.07%
HALO	B	-1.07%
TCBI	A	-1.07%
NHI	A	-1.07%
MHO	B	-1.06%
ESNT	B	-1.06%
HWC	C	-1.06%
LNTH	C	-1.06%
RDN	B	-1.05%
BNL	B	-1.05%
CADE	C	-1.05%
FULT	C	-1.05%
ASO	C	-1.05%
ALKS	B	-1.05%
UMBF	B	-1.05%
HTLF	B	-1.05%
AX	C	-1.04%
WTS	D	-1.04%
WSFS	C	-1.04%
FCPT	A	-1.04%
FBP	B	-1.04%
LXP	B	-1.04%
TMHC	B	-1.04%
COOP	B	-1.04%
FFBC	B	-1.04%
ACIW	B	-1.03%
MMSI	A	-1.03%
WD	B	-1.03%
CVBF	D	-1.03%
ENSG	B	-1.03%
CATY	B	-1.03%
MTH	B	-1.03%
CPK	A	-1.02%
KFY	C	-1.02%
TPH	B	-1.02%
HNI	B	-1.02%
IIPR	B	-1.02%
IOSP	D	-1.01%
ICFI	B	-1.01%
TGNA	D	-1.01%
JXN	C	-1.0%
MGEE	B	-1.0%
MATX	C	-1.0%
MWA	C	-1.0%
STRL	C	-1.0%
ENS	D	-1.0%
BMI	C	-0.99%
CRC	D	-0.99%
APAM	D	-0.99%
APLE	F	-0.99%
KNF	C	-0.99%
BUR	D	-0.99%
CPRX	B	-0.99%
FORM	F	-0.98%
QLYS	F	-0.98%
CORT	B	-0.98%
SFM	B	-0.98%
SMPL	D	-0.98%
PRMW	A	-0.98%
CARG	B	-0.98%
KRYS	D	-0.97%
JBT	F	-0.97%
POWI	F	-0.97%
KBH	B	-0.97%
NPO	D	-0.97%
CEIX	D	-0.96%
ARCH	F	-0.96%
BCC	C	-0.96%
UFPI	D	-0.96%
CVLT	B	-0.96%
SPSC	D	-0.95%
STNE	F	-0.95%
DIOD	F	-0.95%
MARA	F	-0.95%
VCYT	B	-0.95%
IDCC	B	-0.94%
IPAR	D	-0.94%
BTU	D	-0.94%
NEOG	D	-0.94%
AEO	D	-0.93%
WHD	C	-0.91%
PTEN	F	-0.91%
LANC	D	-0.9%
LBRT	D	-0.9%
ATKR	F	-0.89%
CABO	F	-0.89%
STNG	D	-0.88%
ACLS	F	-0.87%
RIOT	F	-0.86%
HP	F	-0.85%
PAGS	F	-0.82%
AMR	F	-0.82%

FCEF: Top Represented Industries & Keywords

Industries: Asset Management