FBZ vs. SMCP ETF Comparison

Comparison of First Trust Brazil AlphaDEX Fund (FBZ) to AlphaMark Actively Managed Small Cap ETF (SMCP)
FBZ

First Trust Brazil AlphaDEX Fund

FBZ Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Brazil Index. The fund normally invests at least 90% of its net assets plus the amount of any borrowings for investment purposes in stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P Brazil BMI Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$10.58

Average Daily Volume

1,479

Number of Holdings *

9

* may have additional holdings in another (foreign) market
SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$35.33

Average Daily Volume

2,218

Number of Holdings *

96

* may have additional holdings in another (foreign) market
Performance
Period FBZ SMCP
30 Days -1.86% 9.07%
60 Days -4.91% 7.44%
90 Days -8.56% 8.81%
12 Months -3.43% 37.91%
2 Overlapping Holdings
Symbol Grade Weight in FBZ Weight in SMCP Overlap
PAGS F 0.43% 0.55% 0.43%
STNE F 0.54% 0.67% 0.54%
FBZ Overweight 7 Positions Relative to SMCP
Symbol Grade Weight
ERJ B 4.86%
NU C 3.61%
GGB C 3.46%
BRFS D 2.79%
VALE F 2.32%
CSAN F 1.06%
ABEV F 0.7%
FBZ Underweight 94 Positions Relative to SMCP
Symbol Grade Weight
LUMN C -1.63%
STRL B -1.51%
CORT B -1.41%
RIOT C -1.36%
TCBI B -1.32%
SFM A -1.29%
HQY B -1.21%
MARA C -1.21%
CVBF A -1.2%
TGNA B -1.18%
SIG B -1.18%
JBT B -1.17%
HTLF B -1.16%
CADE B -1.15%
IDCC A -1.15%
UMBF B -1.15%
CEIX A -1.14%
CARG C -1.14%
KNF A -1.14%
AX A -1.13%
CATY B -1.12%
ARCH B -1.11%
MATX C -1.11%
PBH A -1.11%
MWA B -1.1%
MGEE C -1.1%
VCYT B -1.09%
HWC B -1.09%
JXN C -1.08%
FULT A -1.07%
CRC B -1.07%
QLYS C -1.07%
APAM B -1.07%
ACIW B -1.06%
FFBC A -1.06%
BTU B -1.05%
WTS B -1.04%
WSFS A -1.03%
TMHC B -1.03%
SMPL B -1.02%
IOSP B -1.02%
CVLT B -1.01%
BMI B -1.01%
APLE B -1.0%
UFPI B -1.0%
COOP B -1.0%
CPRX C -0.99%
HNI B -0.99%
KFY B -0.99%
NPO A -0.98%
MMSI B -0.98%
BCC B -0.97%
CPK A -0.97%
WHD B -0.96%
ALKS B -0.96%
MHO D -0.96%
WD D -0.95%
CABO C -0.95%
FBP B -0.94%
BUR C -0.93%
TPH D -0.92%
NHI D -0.92%
RDN C -0.91%
ENSG D -0.91%
FCPT C -0.91%
ENS D -0.9%
POWI D -0.9%
YOU D -0.9%
IPAR B -0.9%
NMIH D -0.89%
MTH D -0.89%
ICFI F -0.88%
KBH D -0.87%
ASO F -0.87%
BNL D -0.87%
LANC C -0.86%
ATKR C -0.85%
HP B -0.85%
LXP D -0.85%
ESNT D -0.84%
KRYS B -0.84%
HALO F -0.84%
AMR C -0.82%
PTEN C -0.81%
SPSC C -0.81%
FORM D -0.79%
IIPR D -0.79%
NEOG F -0.78%
DIOD D -0.76%
AEO F -0.76%
LBRT D -0.73%
LNTH D -0.73%
STNG F -0.65%
ACLS F -0.62%
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