FBZ vs. BSMC ETF Comparison

Comparison of First Trust Brazil AlphaDEX Fund (FBZ) to Brandes U.S. Small-Mid Cap Value ETF (BSMC)

FBZ

First Trust Brazil AlphaDEX Fund

FBZ Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Brazil Index. The fund normally invests at least 90% of its net assets plus the amount of any borrowings for investment purposes in stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P Brazil BMI Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$10.64

Average Daily Volume

1,477

Number of Holdings ^*

* may have additional holdings in another (foreign) market

BSMC

Brandes U.S. Small-Mid Cap Value ETF

BSMC Description

The fund is an actively managed exchange-traded fund ("ETF") that seeks to attain its investment objective by investing primarily in equity securities of U.S. companies with small- and mid-market capitalizations (market value of publicly traded equity securities).

Grade (RS Rating)

Last Trade

$28.54

Average Daily Volume

11,365

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FBZ	BSMC
30 Days	-3.36%	-2.62%
60 Days	-9.91%	-1.03%
90 Days	-11.53%	-2.29%
12 Months	-2.36%

1 Overlapping Holdings

	Symbol	Grade	Weight in FBZ	Weight in BSMC	Overlap
	ERJ	D	5.82%	2.13%	2.13%

FBZ Overweight 10 Positions Relative to BSMC

Symbol	Grade	Weight
BRFS	B	4.19%
GGB	D	3.15%
PAGS	D	2.83%
STNE	D	2.55%
ASAI	F	1.77%
VALE	D	1.64%
NU	B	1.19%
ABEV	F	0.57%
XP	F	0.53%
CSAN	D	0.47%

FBZ Underweight 8 Positions Relative to BSMC

Symbol	Grade	Weight
DOX	D	-2.98%
EPC	B	-2.26%
PINC	F	-2.21%
IFF	B	-2.07%
ELAN	F	-2.06%
DGX	C	-2.01%
IPGP	D	-1.95%
TXT	D	-1.93%