FAN vs. ACES ETF Comparison

Comparison of First Trust ISE Global Wind Energy ETF (FAN) to ALPS Clean Energy ETF (ACES)
FAN

First Trust ISE Global Wind Energy ETF

FAN Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the ISE Global Wind Energy(TM) Index. The index is developed and owned by the International Securities Exchange, LLC(R), in consultation with Standard & Poor's, a Division of The McGraw-Hill Companies, Inc. ("S&P"), which calculates and maintains the index. The index provides a benchmark for investors interested in tracking public companies throughout the world that are active in the wind energy industry based on analysis of the products and services offered by those companies. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$15.95

Average Daily Volume

32,417

Number of Holdings *

11

* may have additional holdings in another (foreign) market
ACES

ALPS Clean Energy ETF

ACES Description The investment seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the CIBC Atlas Clean Energy Index (ticker symbol NACEX) (the "underlying index"). The fund will invest at least 80% of its net assets in securities that comprise the underlying index. The underlying index utilizes a rules-based methodology developed by CIBC National Trust Company (the "index provider"), which is designed to provide exposure to a diverse set of U.S. and Canadian companies involved in the clean energy sector including renewables and clean technology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$27.64

Average Daily Volume

107,629

Number of Holdings *

28

* may have additional holdings in another (foreign) market
Performance
Period FAN ACES
30 Days -8.44% -4.46%
60 Days -4.02% 4.84%
90 Days -4.53% 1.32%
12 Months 15.32% -3.92%
2 Overlapping Holdings
Symbol Grade Weight in FAN Weight in ACES Overlap
AMSC B 0.37% 1.18% 0.37%
CWEN D 0.94% 2.61% 0.94%
FAN Overweight 9 Positions Relative to ACES
Symbol Grade Weight
GEV A 3.0%
OC B 2.18%
LNT D 2.06%
TKR F 2.02%
NEE D 1.99%
HXL D 1.94%
ACA B 1.88%
RNW F 0.85%
TPIC F 0.24%
FAN Underweight 26 Positions Relative to ACES
Symbol Grade Weight
ALB C -5.88%
ITRI A -5.51%
TSLA B -5.41%
ORA B -5.09%
DAR C -4.94%
FSLR F -4.69%
HASI F -4.53%
RUN F -4.07%
ENPH F -3.76%
RIVN F -3.63%
PLUG D -2.44%
LCID F -2.27%
NEP F -2.15%
WOLF F -1.81%
FLNC D -1.56%
ANDE D -1.56%
ASPN F -1.55%
AMRC F -1.26%
ARRY F -1.23%
SHLS D -1.16%
NOVA F -0.96%
GPRE F -0.9%
REX C -0.8%
EOSE D -0.75%
CHPT F -0.61%
CLNE C -0.57%
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