ESMV vs. ARKF ETF Comparison

Comparison of iShares ESG MSCI USA Min Vol Factor ETF (ESMV) to ARK Fintech Innovation ETF (ARKF)

ESMV

iShares ESG MSCI USA Min Vol Factor ETF

ESMV Description

iShares ESG MSCI USA Min Vol Factor ETF is an exchange traded fund launched by BlackRock, Inc. The fund is managed by BlackRock Fund Advisors. It invests in public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in less volatile stocks of companies across diversified market capitalization. The fund invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It seeks to track the performance of the MSCI USA Minimum Volatility Extended ESG Reduced Carbon Target Index, by using representative sampling technique. iShares ESG MSCI USA Min Vol Factor ETF is domiciled in the United States

Grade (RS Rating)

Last Trade

$28.69

Average Daily Volume

2,007

Number of Holdings ^*

150

* may have additional holdings in another (foreign) market

ARKF

ARK Fintech Innovation ETF

ARKF Description

ARKF is an actively managed Exchange Traded Fund (ETF) that seeks long-term growth of capital. It seeks to achieve this investment objective by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of financial technology (“Fintech”) innovation. A company is deemed to be engaged in the theme of Fintech innovation if (i) it derives a significant portion of its revenue or market value from the theme of Fintech innovation, or (ii) it has stated its primary business to be in products and services focused on the theme of Fintech innovation. The Adviser defines “Fintech innovation” as the introduction of a technologically enabled new product or service that potentially changes the way the financial sector works, which ARK believes includes but is not limited to the following business platforms: Transaction Innovations; Blockchain Technology; Risk Transformation; Frictionless Funding Platforms; Customer Facing Platforms; New Intermediaries;

Grade (RS Rating)

Last Trade

$29.53

Average Daily Volume

429,251

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ESMV	ARKF
30 Days	1.92%	3.61%
60 Days	5.59%	2.32%
90 Days	8.18%	7.07%
12 Months	25.05%	55.58%

4 Overlapping Holdings

Symbol	Grade	Weight in ESMV	Weight in ARKF	Overlap
ICE	C	0.4%	1.3%	0.4%
INTU	C	0.19%	1.74%	0.19%
MELI	B	0.5%	3.81%	0.5%
NVDA	D	1.39%	1.33%	1.33%

ESMV Overweight 146 Positions Relative to ARKF

Symbol	Grade	Weight
IBM	A	1.72%
MSI	B	1.66%
LLY	C	1.6%
PEG	A	1.56%
VRTX	D	1.53%
TRV	B	1.53%
NOC	A	1.53%
VZ	B	1.47%
MMC	C	1.47%
TMUS	C	1.46%
GWW	A	1.45%
AMGN	B	1.45%
GIS	B	1.45%
UNH	C	1.41%
MSFT	C	1.4%
TXN	C	1.4%
WM	D	1.39%
CL	C	1.38%
ED	C	1.38%
ADP	B	1.36%
PGR	A	1.36%
ROP	C	1.34%
ACN	C	1.33%
HD	A	1.32%
CSCO	B	1.31%
FERG	D	1.27%
NEM	B	1.25%
GILD	B	1.24%
MRK	D	1.23%
MCK	F	1.18%
HES	D	1.16%
EA	D	1.16%
PEP	D	1.16%
SPGI	A	1.12%
PG	C	1.1%
TT	A	1.1%
VLTO	B	1.08%
JNJ	C	1.07%
V	C	1.06%
KR	C	1.06%
MCD	B	1.05%
ORCL	B	1.04%
ADBE	F	1.02%
OKE	B	1.02%
CDNS	D	1.01%
REGN	C	1.01%
MA	B	0.93%
KO	B	0.91%
LOW	A	0.89%
K	A	0.88%
KEYS	C	0.83%
COR	D	0.78%
WDAY	D	0.75%
ELV	C	0.72%
IT	A	0.72%
PTC	D	0.72%
EQIX	B	0.71%
ZTS	C	0.7%
DGX	C	0.68%
CRH	A	0.67%
HON	D	0.62%
TRGP	B	0.61%
CMS	B	0.6%
HPE	D	0.6%
KMB	D	0.59%
CRM	D	0.59%
HUBS	D	0.56%
NEE	C	0.55%
HOLX	C	0.54%
AAPL	C	0.52%
JNPR	A	0.5%
CI	C	0.5%
SRE	B	0.48%
CBRE	A	0.47%
CHRW	A	0.46%
UBER	C	0.45%
FICO	B	0.45%
RTX	C	0.44%
ES	C	0.44%
CME	C	0.42%
AZO	D	0.41%
KHC	C	0.4%
YUM	F	0.4%
AMCR	C	0.39%
T	C	0.39%
CHD	C	0.39%
CPB	B	0.39%
STX	C	0.38%
HRL	D	0.38%
HUM	F	0.36%
DECK	D	0.36%
ODFL	D	0.36%
GEN	B	0.35%
VRSN	D	0.34%
NXPI	D	0.34%
CLX	C	0.34%
AKAM	D	0.34%
ALNY	C	0.33%
LKQ	F	0.33%
ECL	A	0.33%
PSX	D	0.32%
CVX	D	0.31%
SNPS	D	0.31%
BR	D	0.3%
CTSH	C	0.3%
CNH	D	0.29%
FI	A	0.28%
INTC	F	0.28%
TSCO	C	0.28%
XYL	D	0.27%
AJG	D	0.25%
BMY	C	0.24%
INCY	C	0.24%
AWK	C	0.24%
FSLR	C	0.23%
JCI	B	0.21%
OTIS	C	0.2%
ADSK	C	0.2%
FCNCA	D	0.2%
ULTA	D	0.19%
KDP	B	0.19%
AIZ	B	0.17%
RSG	D	0.17%
GDDY	C	0.16%
WTW	C	0.16%
AZPN	B	0.16%
NTAP	D	0.15%
NOW	A	0.15%
JKHY	C	0.14%
MKC	C	0.14%
UPS	F	0.14%
DPZ	D	0.12%
SOLV	C	0.12%
FFIV	B	0.11%
LDOS	B	0.11%
LIN	B	0.11%
TEAM	D	0.1%
MPC	D	0.1%
HII	D	0.08%
CAH	C	0.08%
CMCSA	D	0.08%
KNX	D	0.07%
FAST	C	0.07%
AON	B	0.06%
TJX	C	0.06%
EXC	B	0.05%

ESMV Underweight 24 Positions Relative to ARKF

Symbol	Grade	Weight
SHOP	C	-9.15%
COIN	F	-7.22%
SQ	D	-6.26%
DKNG	C	-5.59%
HOOD	C	-5.02%
TOST	A	-4.36%
ROKU	C	-4.15%
SOFI	C	-3.73%
RBLX	B	-3.63%
PLTR	A	-3.62%
PINS	F	-2.98%
META	A	-2.78%
PATH	D	-2.66%
NU	B	-2.21%
GLBE	C	-2.05%
SE	A	-1.83%
SPOT	B	-1.59%
CRWD	D	-1.31%
Z	B	-1.17%
PYPL	B	-1.12%
BILL	D	-1.11%
RDDT	C	-0.98%
IBTA	D	-0.59%
AMZN	C	-0.49%