EMLP vs. SMCP ETF Comparison

Comparison of First Trust North American Energy Infrastructure Fund (EMLP) to AlphaMark Actively Managed Small Cap ETF (SMCP)

EMLP

First Trust North American Energy Infrastructure Fund

EMLP Description

The investment seeks total return. The fund invests at least 80% of its net assets (plus the amount of any borrowing for investment purposes) in equity securities of companies deemed by the sub-advisor to be engaged in the energy infrastructure sector. These companies principally include publicly-traded master limited partnerships and limited liability companies taxed as partnerships ("MLPs"), MLP affiliates, Canadian income trusts and their successor companies, pipeline companies, utilities, and other companies. It is non-diversified.

Grade (RS Rating)

Last Trade

$33.93

Average Daily Volume

172,086

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.47

Average Daily Volume

1,337

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	EMLP	SMCP
30 Days	3.60%	0.08%
60 Days	8.15%	5.20%
90 Days	11.79%	5.01%
12 Months	36.55%	34.53%

1 Overlapping Holdings

	Symbol	Grade	Weight in EMLP	Weight in SMCP	Overlap
	CPK	C	0.25%	1.0%	0.25%

EMLP Overweight 49 Positions Relative to SMCP

Symbol	Grade	Weight
EPD	A	8.25%
ET	C	6.78%
OKE	B	5.31%
PAGP	D	4.74%
KMI	A	4.63%
SRE	A	4.07%
DTM	A	4.07%
MPLX	A	3.87%
TRGP	B	3.22%
NFG	A	3.02%
PEG	A	2.77%
PPL	A	2.54%
AEP	C	2.37%
PWR	B	2.29%
WMB	A	2.18%
ATO	A	1.75%
LNT	A	1.73%
LNG	A	1.47%
ETR	A	1.4%
WEC	A	1.36%
CMS	A	1.26%
XEL	A	1.23%
EVRG	C	1.21%
VST	A	1.16%
SUN	D	1.16%
AES	B	1.15%
DTE	A	1.14%
OGS	C	1.12%
FLR	D	1.08%
CQP	F	0.84%
WLKP	C	0.81%
NEP	D	0.8%
DUK	A	0.77%
HESM	D	0.67%
CNP	B	0.64%
WTRG	D	0.61%
CWEN	C	0.55%
AROC	B	0.55%
D	A	0.53%
SO	A	0.5%
IDA	C	0.49%
NJR	C	0.47%
CEG	B	0.32%
AEE	A	0.28%
USAC	D	0.12%
EXC	A	0.11%
UGI	C	0.08%
AWK	B	0.06%
ENLC	A	0.0%

EMLP Underweight 96 Positions Relative to SMCP

Symbol	Grade	Weight
LUMN	C	-1.45%
SIG	C	-1.28%
STRL	B	-1.25%
CORT	B	-1.19%
YOU	C	-1.15%
KNF	C	-1.13%
MHO	C	-1.11%
ASO	D	-1.1%
TCBI	C	-1.1%
IIPR	C	-1.09%
TGNA	B	-1.08%
TMHC	C	-1.08%
PRMW	C	-1.07%
WTS	C	-1.07%
MTH	C	-1.06%
HQY	C	-1.06%
BTU	B	-1.06%
MARA	F	-1.05%
NHI	C	-1.04%
WD	C	-1.04%
VCYT	C	-1.04%
UFPI	C	-1.04%
BMI	A	-1.04%
UMBF	C	-1.03%
NMIH	C	-1.03%
TPH	C	-1.03%
JXN	A	-1.03%
BCC	C	-1.03%
HTLF	C	-1.03%
SFM	A	-1.03%
FCPT	C	-1.02%
NPO	C	-1.02%
APLE	D	-1.02%
APAM	C	-1.02%
JBT	B	-1.02%
BNL	C	-1.02%
LNTH	C	-1.02%
MATX	C	-1.01%
CEIX	B	-1.01%
PBH	D	-1.01%
ESNT	C	-1.01%
ACIW	B	-1.01%
MMSI	C	-1.0%
MGEE	C	-1.0%
KBH	C	-1.0%
KFY	C	-1.0%
IOSP	F	-1.0%
MWA	A	-1.0%
CVBF	B	-0.99%
ENS	D	-0.99%
ICFI	C	-0.99%
HNI	B	-0.99%
BUR	D	-0.99%
COOP	B	-0.99%
CADE	D	-0.99%
CARG	C	-0.99%
CRC	B	-0.99%
SMPL	D	-0.99%
ALKS	B	-0.98%
LXP	D	-0.98%
QLYS	F	-0.98%
FBP	D	-0.98%
ARCH	D	-0.98%
AEO	B	-0.97%
POWI	F	-0.97%
FORM	F	-0.97%
HWC	D	-0.97%
CATY	D	-0.97%
FULT	D	-0.96%
RDN	D	-0.96%
RIOT	F	-0.95%
ENSG	D	-0.95%
FFBC	D	-0.95%
HALO	D	-0.94%
CVLT	C	-0.94%
IDCC	A	-0.94%
WSFS	D	-0.94%
NEOG	D	-0.93%
IPAR	D	-0.93%
CPRX	C	-0.93%
AX	D	-0.92%
DIOD	F	-0.92%
SPSC	D	-0.91%
WHD	B	-0.9%
KRYS	D	-0.89%
AMR	F	-0.89%
ACLS	F	-0.89%
STNG	D	-0.88%
LANC	F	-0.87%
CABO	F	-0.86%
LBRT	F	-0.84%
ATKR	F	-0.83%
STNE	F	-0.82%
PTEN	F	-0.79%
HP	F	-0.79%
PAGS	F	-0.66%