ECLN vs. SMCP ETF Comparison

Comparison of First Trust EIP Carbon Impact ETF (ECLN) to AlphaMark Actively Managed Small Cap ETF (SMCP)

ECLN

First Trust EIP Carbon Impact ETF

ECLN Description

The investment seeks to achieve a competitive risk-adjusted total return balanced between dividends and capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in the equity securities of companies identified by the fund's investment sub-advisor as having or seeking to have a positive carbon impact. Its investments will be concentrated in the industries constituting the energy infrastructure sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$29.22

Average Daily Volume

8,280

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.47

Average Daily Volume

1,337

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ECLN	SMCP
30 Days	4.47%	0.08%
60 Days	7.43%	5.20%
90 Days	15.05%	5.01%
12 Months	35.96%	34.53%

1 Overlapping Holdings

	Symbol	Grade	Weight in ECLN	Weight in SMCP	Overlap
	CPK	C	0.46%	1.0%	0.46%

ECLN Overweight 39 Positions Relative to SMCP

Symbol	Grade	Weight
DTM	A	5.34%
TRGP	B	4.17%
SRE	A	3.96%
ATO	A	3.89%
AEP	C	3.85%
XEL	A	3.59%
PPL	A	3.56%
WEC	A	3.25%
PEG	A	3.2%
CMS	A	3.0%
LNT	A	2.99%
WMB	A	2.92%
CWEN	C	2.9%
CQP	F	2.8%
DTE	A	2.64%
NFG	A	2.59%
EVRG	C	2.39%
OGS	C	2.09%
IDA	C	2.07%
PWR	B	2.06%
AES	B	1.76%
LNG	A	1.68%
VST	A	1.5%
FLR	D	1.29%
CEG	B	1.08%
DUK	A	1.06%
ETR	A	1.05%
SO	A	0.99%
NEP	D	0.74%
WTRG	D	0.64%
OGE	A	0.63%
D	A	0.52%
GNRC	B	0.49%
CNP	B	0.41%
AWK	B	0.38%
AEE	A	0.32%
J	D	0.25%
EIX	A	0.19%
NJR	C	0.18%

ECLN Underweight 96 Positions Relative to SMCP

Symbol	Grade	Weight
LUMN	C	-1.45%
SIG	C	-1.28%
STRL	B	-1.25%
CORT	B	-1.19%
YOU	C	-1.15%
KNF	C	-1.13%
MHO	C	-1.11%
ASO	D	-1.1%
TCBI	C	-1.1%
IIPR	C	-1.09%
TGNA	B	-1.08%
TMHC	C	-1.08%
PRMW	C	-1.07%
WTS	C	-1.07%
MTH	C	-1.06%
HQY	C	-1.06%
BTU	B	-1.06%
MARA	F	-1.05%
NHI	C	-1.04%
WD	C	-1.04%
VCYT	C	-1.04%
UFPI	C	-1.04%
BMI	A	-1.04%
UMBF	C	-1.03%
NMIH	C	-1.03%
TPH	C	-1.03%
JXN	A	-1.03%
BCC	C	-1.03%
HTLF	C	-1.03%
SFM	A	-1.03%
FCPT	C	-1.02%
NPO	C	-1.02%
APLE	D	-1.02%
APAM	C	-1.02%
JBT	B	-1.02%
BNL	C	-1.02%
LNTH	C	-1.02%
MATX	C	-1.01%
CEIX	B	-1.01%
PBH	D	-1.01%
ESNT	C	-1.01%
ACIW	B	-1.01%
MMSI	C	-1.0%
MGEE	C	-1.0%
KBH	C	-1.0%
KFY	C	-1.0%
IOSP	F	-1.0%
MWA	A	-1.0%
CVBF	B	-0.99%
ENS	D	-0.99%
ICFI	C	-0.99%
HNI	B	-0.99%
BUR	D	-0.99%
COOP	B	-0.99%
CADE	D	-0.99%
CARG	C	-0.99%
CRC	B	-0.99%
SMPL	D	-0.99%
ALKS	B	-0.98%
LXP	D	-0.98%
QLYS	F	-0.98%
FBP	D	-0.98%
ARCH	D	-0.98%
AEO	B	-0.97%
POWI	F	-0.97%
FORM	F	-0.97%
HWC	D	-0.97%
CATY	D	-0.97%
FULT	D	-0.96%
RDN	D	-0.96%
RIOT	F	-0.95%
ENSG	D	-0.95%
FFBC	D	-0.95%
HALO	D	-0.94%
CVLT	C	-0.94%
IDCC	A	-0.94%
WSFS	D	-0.94%
NEOG	D	-0.93%
IPAR	D	-0.93%
CPRX	C	-0.93%
AX	D	-0.92%
DIOD	F	-0.92%
SPSC	D	-0.91%
WHD	B	-0.9%
KRYS	D	-0.89%
AMR	F	-0.89%
ACLS	F	-0.89%
STNG	D	-0.88%
LANC	F	-0.87%
CABO	F	-0.86%
LBRT	F	-0.84%
ATKR	F	-0.83%
STNE	F	-0.82%
PTEN	F	-0.79%
HP	F	-0.79%
PAGS	F	-0.66%