DVY vs. FXU ETF Comparison

Comparison of iShares Select Dividend ETF (DVY) to First Trust Utilities AlphaDEX Fund (FXU)

DVY

iShares Select Dividend ETF

DVY Description

The investment seeks to track the investment results of an index composed of relatively high dividend paying U.S. equities. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the Dow Jones U.S. Select Dividend Index (the "underlying index"), which measures the performance of a selected group of equity securities issued by companies that have provided relatively high dividend yields on a consistent basis over time.

Grade (RS Rating)

Last Trade

$143.49

Average Daily Volume

343,986

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXU

First Trust Utilities AlphaDEX Fund

FXU Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Utilities Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$40.51

Average Daily Volume

63,420

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	DVY	FXU
30 Days	4.91%	3.80%
60 Days	5.88%	6.16%
90 Days	8.67%	13.01%
12 Months	33.72%	36.87%

22 Overlapping Holdings

Symbol	Grade	Weight in DVY	Weight in FXU	Overlap
AEP	D	1.21%	1.54%	1.21%
CMS	C	1.04%	1.59%	1.04%
CNP	B	0.78%	3.45%	0.78%
D	C	1.68%	1.64%	1.64%
DTE	C	1.02%	2.31%	1.02%
EIX	B	1.41%	1.58%	1.41%
ETR	B	1.62%	3.73%	1.62%
EXC	C	1.09%	3.97%	1.09%
FE	C	1.2%	0.77%	0.77%
IDA	A	0.62%	2.81%	0.62%
LNT	A	1.23%	1.65%	1.23%
NEE	D	1.21%	0.74%	0.74%
NI	A	1.4%	2.61%	1.4%
NRG	B	1.28%	4.16%	1.28%
OGE	B	0.89%	3.43%	0.89%
PEG	A	1.38%	0.82%	0.82%
PNW	B	1.1%	4.27%	1.1%
PPL	B	1.2%	1.68%	1.2%
SRE	A	1.07%	3.63%	1.07%
UGI	A	0.52%	3.97%	0.52%
WEC	A	1.32%	1.68%	1.32%
XEL	A	1.03%	2.63%	1.03%

DVY Overweight 76 Positions Relative to FXU

Symbol	Grade	Weight
MO	A	3.22%
T	A	2.12%
IP	B	2.08%
PM	B	2.0%
OKE	A	1.97%
CFG	B	1.96%
KEY	B	1.89%
TFC	A	1.87%
RF	A	1.79%
VZ	C	1.65%
HBAN	A	1.6%
BBY	D	1.41%
FITB	A	1.4%
PRU	A	1.39%
USB	A	1.39%
PFE	D	1.35%
GILD	C	1.27%
ES	D	1.24%
HPQ	B	1.19%
CAG	D	1.18%
TROW	B	1.17%
FHN	A	1.17%
KMB	D	1.11%
FNF	B	1.09%
UNM	A	1.08%
CVX	A	1.08%
F	C	1.06%
LYB	F	1.04%
XOM	B	1.01%
ORI	A	1.0%
CMA	A	0.99%
NEM	D	0.99%
PKG	A	0.96%
IBM	C	0.95%
CINF	A	0.94%
PFG	D	0.9%
LMT	D	0.89%
GIS	D	0.88%
GRMN	B	0.88%
MET	A	0.88%
OMC	C	0.85%
IPG	D	0.84%
IVZ	B	0.83%
WSO	A	0.82%
STX	D	0.82%
KO	D	0.81%
HRB	D	0.8%
SW	A	0.77%
VLO	C	0.75%
FMC	D	0.72%
OMF	A	0.69%
BEN	C	0.64%
WHR	B	0.64%
FNB	A	0.63%
LAZ	B	0.63%
UBSI	B	0.62%
JHG	A	0.61%
GPC	D	0.55%
MCD	D	0.55%
NJR	A	0.5%
SON	D	0.5%
VLY	B	0.48%
BKH	A	0.45%
MRK	F	0.44%
WBA	F	0.44%
SWX	B	0.43%
MSM	C	0.4%
WU	D	0.4%
NWL	B	0.37%
FHI	A	0.37%
NWE	B	0.36%
HUN	F	0.32%
WEN	D	0.31%
AVA	A	0.3%
CC	C	0.29%
KSS	F	0.2%

DVY Underweight 17 Positions Relative to FXU

Symbol	Grade	Weight
VST	B	-4.93%
NFG	A	-4.15%
AGR	B	-4.14%
CEG	D	-3.55%
PCG	A	-3.5%
ATO	A	-3.44%
EVRG	A	-3.38%
ED	D	-3.05%
AEE	A	-2.57%
WTRG	B	-2.47%
DUK	C	-2.4%
CWEN	C	-2.22%
RSG	A	-0.85%
CLH	B	-0.84%
SO	D	-0.8%
AWK	D	-0.76%
AES	F	-0.57%