DFNV vs. RAFE ETF Comparison

Comparison of TrimTabs Donoghue Forlines Risk Managed Innovation ETF (DFNV) to PIMCO RAFI ESG U.S. ETF (RAFE)

DFNV

TrimTabs Donoghue Forlines Risk Managed Innovation ETF

DFNV Description

The investment seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the TrimTabs Donoghue Forlines Risk Managed Free Cash Flow Innovation Index. To pursue its investment objective, the fund invests, under normal market circumstances, at least 80% of its net assets (plus any borrowings for investment purposes) in component securities of the index. The index is designed to track the performance of a strategy that seeks to provide risk-managed exposure to U.S. publicly traded companies with strong free cash flow and strong research and development (R&D) investment

Grade (RS Rating)

Last Trade

$33.74

Average Daily Volume

20,154

Number of Holdings ^*

* may have additional holdings in another (foreign) market

RAFE

PIMCO RAFI ESG U.S. ETF

RAFE Description

The investment seeks to provide total return that closely corresponds, before fees and expenses, to the total return of the RAFI ESG US Index. The fund seeks to achieve its investment objective by investing under normal circumstances at least 80% of its total assets in the component securities of the RAFI ESG US Index. The underlying index is constructed by RAFI Indices, LLC using a rules-based approach within publicly traded U.S. equities to create an integrated ESG strategy which overweights companies that rate well across various ESG themes and excludes companies with a major involvement in industries such as tobacco, gaming, weapons and fossil fuels.

Grade (RS Rating)

Last Trade

$36.74

Average Daily Volume

4,418

Number of Holdings ^*

234

* may have additional holdings in another (foreign) market

Performance

Period	DFNV	RAFE
30 Days	6.04%	2.44%
60 Days	14.84%	9.67%
90 Days	4.85%	4.22%
12 Months	36.12%	29.08%

20 Overlapping Holdings

Symbol	Grade	Weight in DFNV	Weight in RAFE	Overlap
AAPL	C	8.56%	5.25%	5.25%
ABBV	C	3.17%	1.43%	1.43%
ADBE	F	2.49%	0.53%	0.53%
AMGN	D	1.83%	0.98%	0.98%
ANET	A	1.71%	0.02%	0.02%
AVGO	B	4.58%	1.08%	1.08%
BMY	A	1.86%	1.37%	1.37%
CRM	B	2.57%	0.38%	0.38%
EA	D	1.03%	0.21%	0.21%
GILD	A	1.86%	0.74%	0.74%
HAS	A	0.54%	0.04%	0.04%
IBM	A	2.35%	1.55%	1.55%
JNJ	D	2.8%	2.72%	2.72%
MCHP	F	0.98%	0.06%	0.06%
MMM	C	1.41%	0.93%	0.93%
MSI	A	1.51%	0.16%	0.16%
NTAP	D	0.9%	0.23%	0.23%
PYPL	A	1.33%	0.46%	0.46%
QCOM	D	2.45%	1.33%	1.33%
SOLV	C	0.53%	0.07%	0.07%

DFNV Overweight 78 Positions Relative to RAFE

Symbol	Grade	Weight
NOW	B	2.54%
INTU	F	2.27%
UBER	C	2.17%
PANW	B	1.8%
SPOT	C	1.62%
PLTR	A	1.56%
CRWD	D	1.54%
DASH	A	1.37%
FTNT	A	1.35%
APP	A	1.35%
TTD	A	1.18%
ADSK	B	1.16%
WDAY	D	1.13%
DDOG	B	1.12%
SNOW	F	1.1%
VRT	B	1.08%
VEEV	C	0.99%
RBLX	D	0.98%
TEAM	D	0.96%
ZS	F	0.87%
RMD	C	0.86%
PINS	D	0.82%
MANH	A	0.8%
PTC	B	0.75%
PSTG	F	0.75%
NTNX	C	0.73%
EXPE	B	0.73%
DUOL	B	0.71%
ZM	B	0.7%
DT	B	0.7%
UI	B	0.68%
DOCU	A	0.65%
SWKS	F	0.63%
VRSN	C	0.62%
ENPH	F	0.61%
FFIV	B	0.58%
JKHY	A	0.54%
SMAR	A	0.54%
MTCH	B	0.53%
NBIX	F	0.53%
QRVO	F	0.5%
PCTY	C	0.49%
PEGA	B	0.48%
ETSY	F	0.47%
DBX	C	0.46%
NYT	C	0.45%
CVLT	B	0.45%
PI	A	0.45%
ZETA	B	0.44%
GNRC	B	0.42%
PATH	D	0.41%
JAZZ	F	0.41%
CRUS	D	0.41%
LYFT	D	0.4%
ALTR	B	0.4%
HALO	D	0.4%
MAT	B	0.39%
TENB	D	0.37%
BOX	C	0.37%
QLYS	F	0.35%
CWAN	B	0.31%
ALKS	B	0.3%
IGT	F	0.28%
BL	D	0.24%
PLTK	C	0.23%
FLNC	C	0.22%
TDC	D	0.22%
YOU	C	0.22%
ALRM	F	0.21%
PRGS	A	0.21%
AMZN	C	0.2%
PTGX	C	0.2%
ACAD	F	0.19%
RNG	F	0.19%
YELP	D	0.18%
VERX	B	0.18%
RPD	D	0.17%
CMPR	F	0.16%

DFNV Underweight 214 Positions Relative to RAFE

Symbol	Grade	Weight
MSFT	D	-4.8%
JPM	C	-2.88%
C	B	-2.37%
PG	D	-2.36%
INTC	D	-2.25%
CSCO	A	-2.21%
PFE	D	-2.17%
T	B	-1.85%
WFC	B	-1.71%
MRK	F	-1.63%
VZ	C	-1.46%
GM	D	-1.46%
HD	A	-1.42%
CMCSA	B	-1.21%
ORCL	A	-1.2%
CI	D	-1.17%
LIN	C	-1.0%
META	A	-0.99%
ELV	F	-0.98%
LOW	C	-0.95%
TGT	C	-0.95%
KO	C	-0.93%
ABT	C	-0.92%
F	D	-0.88%
DIS	D	-0.81%
V	B	-0.77%
NVDA	B	-0.77%
MU	D	-0.76%
AMAT	C	-0.76%
ACN	B	-0.75%
TXN	C	-0.69%
LLY	D	-0.68%
GS	B	-0.65%
MA	A	-0.6%
BAC	B	-0.59%
HPQ	B	-0.57%
MET	A	-0.56%
BLK	A	-0.53%
HPE	B	-0.52%
DD	C	-0.51%
DOW	B	-0.5%
AXP	A	-0.48%
NEM	C	-0.48%
LRCX	D	-0.47%
NKE	D	-0.47%
UNH	B	-0.47%
ALL	A	-0.46%
DE	C	-0.45%
BBY	C	-0.45%
UPS	D	-0.43%
DHR	D	-0.43%
PRU	B	-0.42%
TJX	D	-0.4%
JCI	C	-0.4%
HUM	F	-0.37%
EBAY	A	-0.35%
CVS	D	-0.35%
CL	D	-0.34%
ADP	A	-0.34%
TMUS	A	-0.33%
FDX	F	-0.33%
WM	B	-0.33%
CARR	A	-0.32%
ADI	B	-0.32%
GIS	C	-0.31%
APD	C	-0.31%
ADM	F	-0.3%
TSLA	C	-0.3%
WDC	C	-0.3%
IP	C	-0.29%
BDX	C	-0.28%
FIS	A	-0.28%
CBRE	C	-0.28%
BIIB	F	-0.27%
MDLZ	D	-0.27%
MCK	F	-0.27%
GEHC	C	-0.25%
CCI	D	-0.25%
PEP	F	-0.25%
WELL	C	-0.25%
KMB	D	-0.25%
ITW	C	-0.24%
WY	C	-0.23%
HIG	A	-0.22%
CAH	B	-0.22%
ECL	C	-0.22%
PGR	B	-0.21%
KLAC	B	-0.21%
STT	A	-0.2%
MAR	A	-0.2%
EIX	C	-0.2%
SYY	D	-0.2%
EQIX	C	-0.19%
VTR	C	-0.19%
JLL	C	-0.18%
AMT	D	-0.18%
KHC	F	-0.18%
PARA	F	-0.17%
JNPR	C	-0.17%
AMP	A	-0.17%
BAX	D	-0.17%
PPG	D	-0.17%
OC	C	-0.16%
IRM	B	-0.16%
LUMN	C	-0.16%
WHR	C	-0.16%
PFG	A	-0.16%
BK	A	-0.15%
CMI	A	-0.15%
MOS	F	-0.15%
EL	D	-0.14%
ARW	C	-0.14%
A	B	-0.14%
CNC	F	-0.14%
K	B	-0.14%
VFC	A	-0.14%
CTSH	B	-0.14%
BALL	C	-0.14%
DVA	C	-0.14%
ZTS	C	-0.13%
SHW	C	-0.13%
GWW	B	-0.13%
AVB	C	-0.13%
KDP	C	-0.13%
KSS	D	-0.13%
DG	F	-0.13%
EQR	C	-0.13%
MCO	D	-0.13%
IFF	D	-0.12%
OMC	C	-0.12%
FOXA	B	-0.12%
CF	A	-0.12%
EW	F	-0.12%
PKG	B	-0.11%
SWK	C	-0.11%
HLT	A	-0.11%
AWK	D	-0.11%
CDNS	D	-0.1%
FITB	C	-0.1%
DELL	C	-0.1%
TER	C	-0.1%
CDW	D	-0.1%
ISRG	C	-0.1%
TPR	B	-0.1%
SPGI	C	-0.09%
MRVL	C	-0.09%
HOLX	D	-0.09%
HCA	C	-0.09%
GAP	F	-0.09%
PVH	D	-0.09%
TSCO	A	-0.09%
SYK	C	-0.09%
HST	D	-0.09%
OTIS	A	-0.09%
LEA	F	-0.08%
SJM	D	-0.08%
PAYX	B	-0.08%
BSX	A	-0.08%
ON	F	-0.08%
KEYS	B	-0.08%
WAT	B	-0.08%
TROW	D	-0.07%
AKAM	D	-0.07%
HUN	B	-0.07%
CAG	D	-0.07%
USFD	C	-0.07%
DOX	B	-0.07%
FAST	C	-0.07%
LKQ	F	-0.07%
PLD	D	-0.07%
WBA	F	-0.07%
GPC	D	-0.07%
AVT	B	-0.07%
ILMN	B	-0.06%
NFLX	A	-0.06%
AMD	C	-0.06%
LNC	B	-0.06%
MAA	D	-0.06%
VTRS	D	-0.06%
SNPS	F	-0.06%
GT	F	-0.05%
WAB	A	-0.05%
HSIC	D	-0.05%
XRX	D	-0.05%
CPB	D	-0.05%
FL	F	-0.05%
DGX	D	-0.05%
NTRS	B	-0.05%
CHD	D	-0.05%
DXC	C	-0.05%
HSY	D	-0.05%
TSN	D	-0.05%
NWSA	D	-0.04%
ESS	D	-0.04%
KD	D	-0.04%
OGN	F	-0.04%
ROK	D	-0.04%
CTVA	A	-0.04%
DOV	C	-0.04%
MHK	C	-0.04%
EQH	B	-0.04%
MAN	D	-0.03%
NWL	D	-0.03%
FLEX	B	-0.03%
NDAQ	C	-0.03%
AAP	F	-0.03%
KIM	C	-0.03%
AGCO	D	-0.03%
RSG	D	-0.03%
WU	D	-0.03%
O	C	-0.02%
ORLY	A	-0.02%
M	D	-0.02%
HRL	F	-0.01%