CDC vs. FXO ETF Comparison

Comparison of Compass EMP U S EQ Income 100 Enhanced Volatility Weighted Fund (CDC) to First Trust Financials AlphaDEX (FXO)

CDC

Compass EMP U S EQ Income 100 Enhanced Volatility Weighted Fund

CDC Description

The investment seeks to provide investment results that match the performance of the CEMP U.S. Large Cap High Dividend 100 Long/Cash Volatility Weighted Index before fees and expenses. The index is an unmanaged index that consists of the common stock of the 100 highest dividend yielding stocks of the CEMP U.S. Large Cap 500 Volatility Weighted Index. The index includes only those companies with consistent positive earnings and is weighted based on the volatility of each stock. Under normal market conditions, the fund invests at least 80% of its assets in the securities of U.S. issuers included in the index as of its most recent reconstitution.

Grade (RS Rating)

Last Trade

$67.03

Average Daily Volume

29,830

Number of Holdings ^*

100

* may have additional holdings in another (foreign) market

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$58.26

Average Daily Volume

54,562

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

Performance

Period	CDC	FXO
30 Days	2.29%	7.73%
60 Days	3.68%	12.20%
90 Days	6.11%	14.01%
12 Months	23.32%	49.93%

19 Overlapping Holdings

Symbol	Grade	Weight in CDC	Weight in FXO	Overlap
ALLY	C	0.56%	1.17%	0.56%
C	A	0.95%	0.99%	0.95%
CFG	B	0.76%	0.65%	0.65%
CRBG	B	0.77%	0.95%	0.77%
FITB	B	0.89%	0.64%	0.64%
FNF	B	0.92%	0.28%	0.28%
HBAN	A	0.95%	1.08%	0.95%
KEY	B	0.73%	0.33%	0.33%
MS	A	1.18%	1.15%	1.15%
MTB	A	1.01%	1.09%	1.01%
NTRS	A	1.08%	1.07%	1.07%
OWL	A	0.91%	0.68%	0.68%
PFG	D	1.18%	0.29%	0.29%
PNC	B	0.99%	0.65%	0.65%
PRU	A	1.0%	0.3%	0.3%
RF	A	0.9%	0.65%	0.65%
STT	B	1.1%	0.97%	0.97%
TROW	B	1.04%	1.67%	1.04%
USB	A	0.88%	0.63%	0.63%

CDC Overweight 81 Positions Relative to FXO

Symbol	Grade	Weight
KMI	A	1.62%
WMB	A	1.46%
ETR	B	1.44%
NI	A	1.42%
PPL	A	1.39%
OKE	A	1.39%
PM	B	1.37%
CSCO	B	1.34%
SRE	A	1.33%
DUK	C	1.33%
EVRG	A	1.29%
CME	B	1.28%
PAYX	B	1.26%
CVX	A	1.25%
SO	C	1.25%
CMS	C	1.24%
JNJ	C	1.24%
T	A	1.23%
PEP	F	1.22%
MO	A	1.21%
LNT	A	1.21%
FE	C	1.2%
XOM	B	1.18%
ED	C	1.18%
MET	A	1.18%
WEC	A	1.16%
AEE	A	1.15%
MDT	D	1.15%
CNP	A	1.12%
CMCSA	B	1.1%
EIX	B	1.09%
DRI	B	1.09%
TAP	C	1.09%
OMC	C	1.09%
DTE	C	1.08%
EOG	A	1.06%
CLX	A	1.04%
XEL	A	1.04%
KMB	C	1.04%
AEP	C	1.04%
CTRA	B	1.01%
VZ	C	1.01%
GILD	C	0.99%
LYB	F	0.98%
IBM	C	0.97%
GIS	D	0.97%
EXC	C	0.97%
EMN	C	0.96%
KHC	F	0.95%
ABBV	F	0.95%
HSY	F	0.94%
DOW	F	0.94%
SJM	D	0.93%
IPG	D	0.93%
D	C	0.92%
CPB	D	0.92%
CAG	F	0.88%
GLW	B	0.86%
IP	A	0.84%
OVV	B	0.82%
KVUE	A	0.82%
DVN	F	0.81%
GPC	D	0.8%
PSX	C	0.8%
FANG	C	0.8%
UPS	C	0.79%
BG	D	0.77%
AMGN	F	0.74%
HRL	D	0.72%
VLO	C	0.71%
HPQ	B	0.69%
TGT	F	0.68%
STX	C	0.67%
CVS	D	0.64%
MMM	D	0.57%
BBY	D	0.56%
F	C	0.55%
ADM	D	0.5%
AES	F	0.49%
DG	F	0.4%
EL	F	0.39%

CDC Underweight 82 Positions Relative to FXO

Symbol	Grade	Weight
JHG	B	-1.82%
JEF	A	-1.81%
GS	A	-1.8%
KKR	A	-1.75%
AGO	B	-1.74%
TPG	A	-1.73%
WTM	A	-1.72%
CINF	A	-1.66%
BEN	C	-1.62%
AMG	B	-1.6%
ALL	A	-1.56%
PGR	A	-1.54%
WBS	A	-1.48%
MTG	C	-1.46%
BPOP	C	-1.45%
RNR	C	-1.43%
EG	C	-1.42%
UNM	A	-1.4%
COLB	B	-1.38%
BX	A	-1.37%
SEIC	B	-1.36%
FNB	A	-1.35%
ACGL	C	-1.35%
OMF	A	-1.34%
HLI	A	-1.34%
EQH	C	-1.31%
LNC	C	-1.28%
OZK	B	-1.28%
MKL	A	-1.26%
RYAN	A	-1.23%
AXS	A	-1.23%
L	A	-1.21%
TW	A	-1.2%
GL	C	-1.19%
FHN	A	-1.18%
WFC	A	-1.17%
BRK.A	B	-1.17%
ZION	B	-1.15%
EWBC	A	-1.14%
CNA	C	-1.14%
WTFC	A	-1.1%
FCNCA	A	-1.06%
UWMC	D	-1.02%
NU	C	-1.01%
SOFI	B	-0.98%
BRO	B	-0.96%
SLM	A	-0.95%
MCO	B	-0.92%
HIG	B	-0.9%
CB	C	-0.9%
AFL	B	-0.89%
AMP	A	-0.69%
CMA	B	-0.68%
FHB	B	-0.68%
VIRT	A	-0.67%
BAC	A	-0.67%
PB	B	-0.66%
JPM	A	-0.66%
TRV	B	-0.63%
BOKF	B	-0.63%
BK	A	-0.62%
WRB	A	-0.61%
ORI	A	-0.61%
WAL	B	-0.61%
VOYA	B	-0.59%
RJF	A	-0.38%
APO	B	-0.38%
SF	B	-0.36%
DFS	B	-0.36%
CFR	B	-0.36%
PNFP	B	-0.36%
CBSH	B	-0.35%
MORN	B	-0.31%
AIZ	A	-0.31%
AIG	B	-0.3%
AJG	A	-0.3%
RGA	A	-0.3%
AFG	A	-0.3%
STWD	C	-0.28%
FAF	A	-0.28%
XP	F	-0.27%
AGNC	C	-0.26%