CARZ vs. XPND ETF Comparison

Comparison of First Trust NASDAQ Global Auto Index Fund (CARZ) to First Trust Expanded Technology ETF (XPND)

CARZ

First Trust NASDAQ Global Auto Index Fund

CARZ Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX Global Auto Index(SM). The index is owned and was developed by The NASDAQ OMX Group, Inc. (the "Index Provider"). The index Provider has contracted with Standard & Poor's to calculate and maintain the index. The index is designed to track the performance of the largest and most liquid companies engaged in manufacturing of automobiles. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$56.10

Average Daily Volume

1,791

Number of Holdings ^*

* may have additional holdings in another (foreign) market

XPND

First Trust Expanded Technology ETF

XPND Description

The investment seeks to provide long-term capital appreciation. The fund will invest at least 80% of its net assets in the common stocks of companies identified by it?s investment advisor as either information technology companies or consumer discretionary and communication services companies whose operations are principally derived from and/or dependent upon technology (such companies are collectively referred to herein as ?Expanded Technology Companies?). The fund?s investments will be concentrated (i.e., invest more than 25% of fund assets) in the industries or group of industries comprising the information technology sector. It is non-diversified.

Grade (RS Rating)

Last Trade

$28.54

Average Daily Volume

2,296

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	CARZ	XPND
30 Days	-0.11%	1.78%
60 Days	-5.12%	4.69%
90 Days	-4.15%	1.23%
12 Months	7.66%	37.28%

8 Overlapping Holdings

Symbol	Grade	Weight in CARZ	Weight in XPND	Overlap
AAPL	C	5.03%	4.38%	4.38%
GOOGL	D	4.28%	4.27%	4.27%
MRVL	C	1.07%	1.22%	1.07%
MSFT	C	4.82%	4.61%	4.61%
NVDA	D	4.8%	4.5%	4.5%
QCOM	D	4.24%	3.5%	3.5%
SWKS	D	0.52%	0.23%	0.23%
TXN	C	2.99%	3.4%	2.99%

CARZ Overweight 46 Positions Relative to XPND

Symbol	Grade	Weight
TSLA	C	4.9%
TSM	C	4.77%
AMD	D	4.25%
TM	F	2.74%
ADI	C	1.84%
MU	F	1.61%
INTC	F	1.38%
NXPI	F	0.97%
GM	C	0.88%
AUR	B	0.83%
PCAR	D	0.82%
TEL	D	0.74%
HMC	D	0.72%
F	F	0.7%
CMI	C	0.67%
MCHP	F	0.67%
LCID	C	0.66%
NIO	C	0.64%
CRUS	D	0.57%
XPEV	C	0.57%
BWA	D	0.55%
ON	D	0.53%
APTV	D	0.53%
ALB	D	0.52%
SITM	B	0.52%
STLA	F	0.52%
SQM	D	0.51%
SLAB	D	0.51%
LI	D	0.5%
LEA	F	0.5%
ST	D	0.49%
AMBA	C	0.49%
QRVO	F	0.49%
BIDU	D	0.48%
RIVN	F	0.47%
SYNA	F	0.45%
LSCC	D	0.42%
STM	F	0.42%
CHPT	F	0.39%
PLUG	F	0.38%
ALGM	F	0.38%
MXL	F	0.36%
RMBS	F	0.35%
INDI	F	0.31%
LAZR	F	0.26%
WOLF	F	0.19%

CARZ Underweight 40 Positions Relative to XPND

Symbol	Grade	Weight
ORCL	C	-5.15%
V	C	-4.65%
ADBE	F	-4.6%
MA	B	-4.59%
AVGO	C	-4.55%
META	B	-4.54%
CRM	D	-4.51%
TMUS	C	-4.49%
IBM	B	-3.71%
NOW	B	-3.47%
INTU	C	-3.44%
AMAT	D	-2.87%
PANW	D	-2.13%
ANET	B	-2.12%
KLAC	D	-1.88%
LRCX	F	-1.85%
APH	D	-1.45%
MSI	B	-1.4%
PYPL	B	-1.37%
WDAY	D	-1.26%
CRWD	D	-1.2%
ADSK	C	-1.06%
CHTR	D	-0.92%
APP	C	-0.28%
IT	B	-0.26%
OMC	B	-0.25%
TDY	B	-0.25%
TYL	C	-0.25%
MANH	B	-0.25%
WMG	D	-0.25%
FOXA	B	-0.24%
BSY	D	-0.24%
PTC	D	-0.24%
EA	D	-0.24%
MPWR	C	-0.24%
NTAP	D	-0.24%
CDW	D	-0.24%
CPAY	B	-0.24%
TER	D	-0.23%
HPE	D	-0.22%