CARZ vs. SEMI ETF Comparison

Comparison of First Trust NASDAQ Global Auto Index Fund (CARZ) to Columbia Seligman Semiconductor and Technology ETF (SEMI)

CARZ

First Trust NASDAQ Global Auto Index Fund

CARZ Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX Global Auto Index(SM). The index is owned and was developed by The NASDAQ OMX Group, Inc. (the "Index Provider"). The index Provider has contracted with Standard & Poor's to calculate and maintain the index. The index is designed to track the performance of the largest and most liquid companies engaged in manufacturing of automobiles. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$57.95

Average Daily Volume

2,228

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SEMI

Columbia Seligman Semiconductor and Technology ETF

SEMI Description

SEMI is designed to provide exposure to the broad information technology sector by focusing on pure-play companies related to the semiconductor industry. The fund actively and generally invests in 30-50 high-conviction semiconductor or semiconductor-related firms, as defined by GICS, including those under communication equipment, electronic equipment, technology hardware, storage and peripherals, and software. Additionally, the fund requires at least 25% of its assets be invested in companies in the semiconductor and semiconductor equipment industry. Security selection is done through extensive in-depth research. SEMI is a non-transparent ETF and does not provide daily disclosure of its portfolio holdings unlike other ETFs. As such, there is a risk that shares of the fund may trade at wider spreads, especially during periods of volatility. The fund instead publishes a trading basket daily, which provides a preview of selected holdings without disclosing the actual portfolio.

Grade (RS Rating)

Last Trade

$25.12

Average Daily Volume

3,081

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	CARZ	SEMI
30 Days	0.92%	-3.12%
60 Days	3.59%	-0.05%
90 Days	2.65%	-4.46%
12 Months	11.11%	24.09%

15 Overlapping Holdings

Symbol	Grade	Weight in CARZ	Weight in SEMI	Overlap
ADI	D	1.81%	4.54%	1.81%
AMD	F	3.87%	2.85%	2.85%
INTC	D	1.84%	0.49%	0.49%
MCHP	D	0.59%	2.77%	0.59%
MRVL	B	1.33%	3.19%	1.33%
MU	D	1.88%	2.57%	1.88%
NVDA	C	4.98%	20.04%	4.98%
NXPI	D	0.98%	3.7%	0.98%
ON	D	0.49%	2.18%	0.49%
QCOM	F	3.14%	3.23%	3.14%
QRVO	F	0.33%	0.32%	0.32%
SLAB	D	0.48%	0.25%	0.25%
SWKS	F	0.44%	0.21%	0.21%
TSM	B	4.64%	4.9%	4.64%
TXN	C	3.23%	1.01%	1.01%

CARZ Overweight 37 Positions Relative to SEMI

Symbol	Grade	Weight
TSLA	B	5.97%
GOOGL	C	4.96%
MSFT	F	4.7%
AAPL	C	4.56%
TM	D	2.73%
GM	B	1.11%
PCAR	B	1.02%
CMI	A	0.84%
F	C	0.74%
RMBS	C	0.64%
INDI	C	0.62%
HMC	F	0.58%
SITM	B	0.57%
MXL	C	0.56%
SYNA	C	0.53%
AMBA	B	0.51%
XPEV	C	0.51%
PLUG	F	0.51%
RIVN	F	0.51%
STLA	F	0.51%
LSCC	D	0.5%
BWA	D	0.5%
ALB	C	0.5%
ALGM	D	0.49%
STM	F	0.48%
AUR	C	0.48%
ST	F	0.47%
LEA	D	0.46%
SQM	F	0.44%
CRUS	D	0.43%
CHPT	F	0.43%
BIDU	F	0.42%
PSNY	F	0.42%
LI	F	0.42%
APTV	D	0.39%
NIO	F	0.36%
LCID	F	0.32%

CARZ Underweight 13 Positions Relative to SEMI

Symbol	Grade	Weight
AVGO	D	-15.31%
LRCX	F	-6.17%
AMAT	F	-4.09%
KLAC	D	-3.84%
ASML	F	-3.73%
MPWR	F	-3.3%
SNPS	B	-1.87%
TER	D	-1.87%
ARM	D	-1.73%
CDNS	B	-1.47%
GFS	C	-0.4%
WDC	D	-0.31%
MKSI	C	-0.22%