CAPE vs. QFLR ETF Comparison

Comparison of DoubleLine Shiller CAPE U.S. Equities ETF (CAPE) to Innovator Nasdaq-100 Managed Floor ETF (QFLR)

CAPE

DoubleLine Shiller CAPE U.S. Equities ETF

CAPE Description

The index seeks to provide a notional long exposure to the top four relatively undervalued U.S. equity sectors that also exhibit relatively strong price momentum. It incorporates the CAPE (Cyclically Adjusted Price Earnings) ratio to assess equity market valuations of nine sectors on a monthly basis and to identify the relatively undervalued sectors represented in the S&P 500®.

Grade (RS Rating)

Last Trade

$29.45

Average Daily Volume

26,042

Number of Holdings ^*

* may have additional holdings in another (foreign) market

QFLR

Innovator Nasdaq-100 Managed Floor ETF

QFLR Description

The fund is an actively managed exchange-traded fund ("ETF") that, under normal market circumstances, seeks to provide capital appreciation through participation in the large-capitalization U.S. equity securities of the Nasdaq-100® Index (the "Nasdaq-100") while limiting the potential for maximum losses. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$27.16

Average Daily Volume

45,366

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	CAPE	QFLR
30 Days	2.21%	0.15%
60 Days	3.61%	-1.77%
90 Days	6.69%	-0.88%
12 Months	23.43%

6 Overlapping Holdings

Symbol	Grade	Weight in CAPE	Weight in QFLR	Overlap
AMZN	C	5.49%	5.52%	5.49%
COST	B	3.39%	3.56%	3.39%
GOOG	D	2.43%	2.67%	2.43%
GOOGL	D	2.89%	2.86%	2.86%
META	A	5.16%	4.62%	4.62%
TSLA	C	4.2%	2.89%	2.89%

CAPE Overweight 4 Positions Relative to QFLR

Symbol	Grade	Weight
PG	C	3.52%
BRK.A	C	3.39%
WMT	C	2.73%
JPM	D	2.61%

CAPE Underweight 4 Positions Relative to QFLR

Symbol	Grade	Weight
AAPL	C	-9.63%
MSFT	C	-8.96%
NVDA	D	-8.08%
AVGO	C	-5.4%