BUFP vs. IAI ETF Comparison

Comparison of PGIM Laddered Fund of Buffer 12 ETF (BUFP) to iShares U.S. Broker-Dealers ETF (IAI)

BUFP

PGIM Laddered Fund of Buffer 12 ETF

BUFP Description

The fund seeks to achieve its investment objective by providing investors with U.S. large-cap equity market exposure while attempting to limit downside risk through a "laddered portfolio" of twelve PGIM US Large-Cap Buffer 12 ETFs. Under normal market conditions, the fund invests at least 80% of its net assets (plus any borrowings for investment purposes) in ETFs.

Grade (RS Rating)

Last Trade

$26.15

Average Daily Volume

5,096

Number of Holdings ^*

* may have additional holdings in another (foreign) market

IAI

iShares U.S. Broker-Dealers ETF

IAI Description

The investment seeks to track the investment results of an index composed of U.S. equities in the investment services sector. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the index. It seeks to track the investment results of the Dow Jones U.S. Select Investment Services Index (the "underlying index"), which measures the performance of the investment services sector of the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$129.61

Average Daily Volume

111,277

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	BUFP	IAI
30 Days	2.14%	3.46%
60 Days	6.41%	12.31%
90 Days	2.75%	9.49%
12 Months		46.31%

0 Overlapping Holdings

	Symbol	Grade	Weight in BUFP	Weight in IAI	Overlap

BUFP Overweight 10 Positions Relative to IAI

Symbol	Grade	Weight
APRP	A	8.36%
JUNP	B	8.34%
MRCP	A	8.34%
MAYP	B	8.32%
NOVP	B	8.29%
AUGP	A	8.29%
OCTP	B	8.29%
JANP	B	8.28%
DECP	C	8.28%
JULP	A	8.28%

BUFP Underweight 32 Positions Relative to IAI

Symbol	Grade	Weight
SPGI	C	-14.57%
GS	B	-13.98%
MS	A	-11.51%
COIN	F	-5.24%
SCHW	D	-4.5%
MSCI	B	-4.41%
CME	A	-4.3%
ICE	A	-4.28%
MCO	D	-4.27%
NDAQ	C	-4.14%
RJF	B	-3.13%
CBOE	B	-2.92%
FDS	C	-2.4%
LPLA	D	-2.37%
HOOD	B	-2.34%
IBKR	A	-2.06%
TW	A	-1.96%
JEF	A	-1.38%
MKTX	B	-1.33%
SF	A	-1.33%
EVR	C	-1.26%
MORN	B	-1.19%
HLI	A	-1.16%
LAZ	C	-0.79%
PIPR	A	-0.63%
MC	B	-0.53%
PJT	A	-0.45%
BGC	B	-0.41%
VIRT	B	-0.38%
SNEX	B	-0.32%
DFIN	B	-0.25%
LPRO	D	-0.1%

BUFP: Top Represented Industries & Keywords

Industries:

Keywords: Exchange Traded Funds Index Fund SPDR Betashares Investment Management Broadband Dividend Exchange Traded Products Fixed Income Securities Network Access Private Equity S&P 500 Spy Wireless Networking