ARKX vs. ARVR ETF Comparison

Comparison of ARK Space Exploration & Innovation ETF (ARKX) to First Trust Indxx Metaverse ETF (ARVR)

ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$18.51

Average Daily Volume

68,559

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARVR

First Trust Indxx Metaverse ETF

ARVR Description

The investment seeks to provide investment results that, before fees and expenses, track the price return performance of the EQM Tactile AR/VR Virtual Technology Index. The fund will normally invest at least 80% of its total assets in securities of the index. The index is designed to track the performance of companies that are expected to benefit from the increased adoption of augmented reality ("AR") and virtual reality ("VR") technologies. The fund will concentrate its investments in a particular industry or group of industries to approximately the same extent that the index concentrates in an industry or group of industries. It is non-diversified.

Grade (RS Rating)

Last Trade

$38.42

Average Daily Volume

1,680

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ARKX	ARVR
30 Days	11.51%	2.64%
60 Days	19.11%	5.26%
90 Days	20.66%	4.74%
12 Months	31.44%	17.77%

2 Overlapping Holdings

	Symbol	Grade	Weight in ARKX	Weight in ARVR	Overlap
	AMD	F	1.12%	2.54%	1.12%
	SNPS	B	1.2%	3.03%	1.2%

ARKX Overweight 23 Positions Relative to ARVR

Symbol	Grade	Weight
KTOS	B	9.84%
RKLB	A	9.73%
IRDM	D	8.3%
AVAV	C	7.36%
TRMB	B	6.82%
TER	F	5.43%
LHX	C	4.58%
AMZN	C	3.85%
PLTR	B	3.78%
ACHR	B	3.22%
BLDE	C	3.2%
GRMN	B	2.77%
DE	B	2.28%
JOBY	B	2.2%
GOOG	C	2.13%
PRNT	B	1.77%
HEI	A	1.56%
HON	C	1.42%
TDY	B	1.36%
PATH	C	1.25%
LMT	D	1.2%
ANSS	B	0.99%
DDD	C	0.77%

ARKX Underweight 21 Positions Relative to ARVR

Symbol	Grade	Weight
RBLX	C	-3.79%
TTWO	A	-3.58%
ZM	C	-3.55%
EA	A	-3.52%
NFLX	A	-3.49%
APH	A	-3.38%
NVDA	B	-3.26%
INTC	C	-3.25%
TSM	B	-3.1%
ADBE	C	-3.1%
MSFT	D	-3.09%
TXN	C	-3.08%
SNAP	D	-3.08%
AAPL	C	-3.04%
SONY	B	-2.98%
QCOM	F	-2.95%
META	D	-2.94%
MU	D	-2.82%
MCHP	F	-2.52%
TDOC	C	-1.18%
U	C	-1.01%