ARKX vs. ARKK ETF Comparison

Comparison of ARK Space Exploration & Innovation ETF (ARKX) to ARK Innovation ETF (ARKK)
ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$17.99

Average Daily Volume

61,835

Number of Holdings *

25

* may have additional holdings in another (foreign) market
ARKK

ARK Innovation ETF

ARKK Description The investment seeks long-term growth of capital. The fund is an actively-managed exchange-traded fund ("ETF") that will invest under normal circumstances primarily (at least 65% of its assets) in domestic and foreign equity securities of companies that are relevant to the fund's investment theme of disruptive innovation. Its investments in foreign equity securities will be in both developed and emerging markets. The fund currently intends to use only American Depositary Receipts ("ADRs") when purchasing foreign securities. It is non-diversified.

Grade (RS Rating)

Last Trade

$55.92

Average Daily Volume

6,713,761

Number of Holdings *

32

* may have additional holdings in another (foreign) market
Performance
Period ARKX ARKK
30 Days 6.96% 16.43%
60 Days 15.77% 19.23%
90 Days 18.20% 22.60%
12 Months 27.05% 24.60%
6 Overlapping Holdings
Symbol Grade Weight in ARKX Weight in ARKK Overlap
ACHR B 3.22% 1.07% 1.07%
AMD F 1.12% 1.13% 1.12%
AMZN B 3.85% 1.59% 1.59%
PATH C 1.25% 2.68% 1.25%
PLTR A 3.78% 5.33% 3.78%
TER F 5.43% 1.37% 1.37%
ARKX Overweight 19 Positions Relative to ARKK
Symbol Grade Weight
KTOS C 9.84%
RKLB B 9.73%
IRDM F 8.3%
AVAV C 7.36%
TRMB B 6.82%
LHX B 4.58%
BLDE C 3.2%
GRMN B 2.77%
DE C 2.28%
JOBY B 2.2%
GOOG B 2.13%
PRNT C 1.77%
HEI A 1.56%
HON B 1.42%
TDY B 1.36%
SNPS C 1.2%
LMT D 1.2%
ANSS B 0.99%
DDD C 0.77%
ARKX Underweight 26 Positions Relative to ARKK
Symbol Grade Weight
TSLA A -14.91%
COIN A -9.34%
ROKU D -9.33%
RBLX B -6.36%
HOOD A -4.82%
SHOP B -4.78%
CRSP D -4.63%
SQ A -4.24%
META C -2.42%
PD C -2.27%
DKNG B -2.15%
RXRX D -2.11%
NTLA F -2.09%
BEAM C -1.91%
TTD B -1.89%
TXG F -1.84%
TWST F -1.8%
VCYT B -1.73%
SOFI A -1.2%
PINS F -1.14%
NTRA A -1.12%
ILMN C -0.87%
PACB D -0.63%
U F -0.48%
CERS D -0.36%
PRME F -0.14%
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