ARKW vs. ARKX ETF Comparison

Comparison of ARK Next Generation Internet ETF (ARKW) to ARK Space Exploration & Innovation ETF (ARKX)

ARKW

ARK Next Generation Internet ETF

ARKW Description

Companies within the ARK Next Generation Internet ETF* (ARKW) are focused on and expected to benefit from shifting the bases of technology infrastructure to the cloud, enabling mobile, new and local services, such as companies that rely on or benefit from the increased use of shared technology, infrastructure and services, internet-based products and services, new payment methods, big data, the internet of things, and social distribution and media. These companies may develop, produce or enable: Cloud Computing & Cyber Security; E-Commerce; Big Data & Artificial Intelligence (AI); Mobile Technology and Internet of Things; Social Platforms; Blockchain & P2P; ARKW is an actively managed ETF that seeks long-term growth of capital by investing under normal circumstances primarily (at least 80% of its assets) in domestic and U.S. exchange traded foreign equity securities of companies that are relevant to the Fund’s investment theme of next generation internet.

Grade (RS Rating)

Last Trade

$82.68

Average Daily Volume

111,699

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$16.59

Average Daily Volume

37,441

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ARKW	ARKX
30 Days	4.41%	8.22%
60 Days	12.66%	10.31%
90 Days	3.03%	10.01%
12 Months	57.85%	24.64%

3 Overlapping Holdings

Symbol	Grade	Weight in ARKW	Weight in ARKX	Overlap
AMZN	C	0.93%	3.9%	0.93%
PATH	D	1.8%	1.33%	1.33%
PLTR	A	3.94%	2.83%	2.83%

ARKW Overweight 31 Positions Relative to ARKX

Symbol	Grade	Weight
TSLA	C	10.37%
ROKU	C	9.52%
RBLX	C	6.59%
SQ	D	5.6%
COIN	F	4.98%
HOOD	C	4.58%
META	A	3.88%
SHOP	C	2.93%
GENI	D	2.82%
DKNG	D	2.79%
NET	D	2.08%
CRWD	D	2.08%
U	D	1.89%
TTD	C	1.88%
AMD	D	1.83%
SPOT	B	1.8%
PDFS	F	1.69%
PINS	D	1.53%
MELI	C	1.38%
NVDA	C	1.28%
TSM	C	1.2%
RDDT	B	1.08%
TOST	C	1.08%
RBRK	F	0.95%
GTLB	D	0.95%
MSFT	D	0.93%
NU	D	0.9%
PSTG	F	0.7%
DDOG	D	0.64%
QCOM	D	0.52%
VUZI	D	0.0%

ARKW Underweight 22 Positions Relative to ARKX

Symbol	Grade	Weight
IRDM	B	-9.79%
KTOS	A	-9.44%
AVAV	B	-7.56%
TER	C	-7.36%
TRMB	B	-6.52%
RKLB	B	-5.58%
LHX	A	-5.42%
DE	A	-2.77%
BLDE	D	-2.68%
GRMN	D	-2.61%
ACHR	F	-2.51%
GOOG	B	-2.22%
JOBY	D	-2.06%
PRNT	D	-1.95%
HEI	A	-1.71%
LMT	A	-1.64%
HON	C	-1.45%
TDY	A	-1.4%
SNPS	F	-1.27%
ANSS	D	-1.08%
DDD	D	-0.69%
MYNA	F	-0.0%